WisdomTree (WT) CEO vests 573,813 PRSUs, now holds 9.8M shares

Rhea-AI Filing Summary

WisdomTree, Inc. Chief Executive Officer Jonathan L. Steinberg reported the vesting and settlement of performance-based restricted stock units (PRSUs) into common stock and related tax withholding transactions. On January 27, 2026, 573,813 PRSUs converted into an equal number of WisdomTree common shares at an exercise price of $0.0000 per share.

The company withheld 293,152 common shares at $0.0000 in a transaction coded "F" to cover applicable taxes upon vesting. Following these transactions, Steinberg directly beneficially owned 9,763,318 WisdomTree common shares and indirectly held 798 additional shares through his spouse.

The PRSUs were originally granted on January 25, 2023 and vested on January 25, 2026. The final vested amount reflected 199% of the target PRSU award, based on WisdomTree’s relative total shareholder return ranking in the 84.62nd percentile versus a designated peer group over the three-year performance period.

Insider Trade Summary

573,813 shares exercised/converted

Mixed 4 txns

Insider Steinberg Jonathan L

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Exercise	Performance Based Restricted Stock Units	573,813	$0.00	--
Exercise	Common Stock	573,813	$0.00	--
Tax Withholding	Common Stock	293,152	$0.00	--
holding	Common Stock	--	--	--

Holdings After Transaction: Performance Based Restricted Stock Units — 0 shares (Direct); Common Stock — 10,056,470 shares (Direct); Common Stock — 798 shares (Indirect, By Spouse)

Footnotes (1)

1. Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. Includes the reinvestment of dividend equivalents into 24,096 PRSUs between the grant date and vesting date. Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029. Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Steinberg Jonathan L

(Last) (First) (Middle)

C/O WISDOMTREE, INC.

250 WEST 34TH STREET, 3RD FLOOR

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		M		573,813(1)(2)	A	$0.0000	10,056,470(3)	D
Common Stock	01/27/2026		F		293,152(4)	D	$0.0000	9,763,318(3)	D
Common Stock								798	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Based Restricted Stock Units	(5)	01/27/2026		M			573,813(1)(2)(5)	(5)	(5)	Common Stock	573,813(1)(2)(5)	$0.0000	0.0000	D

Explanation of Responses:

1. Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

2. Includes the reinvestment of dividend equivalents into 24,096 PRSUs between the grant date and vesting date.

3. Includes restricted stock awards vesting as to (i) 189,055 shares on January 25, 2027, (ii) 99,253 shares on January 25, 2028 and (iii) 40,439 shares on January 25, 2029.

4. Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

5. These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

	/s/ Marci Frankenthaler, Attorney-in-Fact	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WisdomTree (WT) CEO Jonathan Steinberg report?

Jonathan Steinberg reported the vesting of 573,813 performance-based restricted stock units into WisdomTree common stock. These units converted at an exercise price of $0.0000 per share, reflecting the settlement of a previously granted equity incentive award tied to multi-year performance.

How many WisdomTree (WT) shares does the CEO own after this Form 4?

After the reported transactions, Jonathan Steinberg directly beneficially owned 9,763,318 WisdomTree common shares. He also indirectly held 798 additional shares through his spouse, as disclosed in the Form 4’s beneficial ownership table and related footnotes.

Why were 293,152 WisdomTree (WT) shares withheld in the CEO’s transaction?

WisdomTree withheld 293,152 common shares from Jonathan Steinberg when the PRSUs vested to cover withholding taxes. This is a transaction coded “F,” meaning shares were surrendered back to the issuer instead of paying tax obligations in cash.

What performance conditions governed the vested PRSUs for WisdomTree (WT) CEO?

The PRSUs were tied to WisdomTree’s total shareholder return versus a peer group over a three-year period. Depending on performance, 0% to 200% of target could vest, making the award fully performance-based rather than time-based.

How strong was WisdomTree’s performance under the CEO’s PRSU award terms?

WisdomTree’s relative total shareholder return ranked in the 84.62nd percentile over the three-year performance window. This outcome led to vesting at 199% of the target number of PRSUs, near the plan’s maximum of 200% of target.

When were the WisdomTree (WT) PRSUs granted and when did they vest?

The performance-based restricted stock units were granted to Jonathan Steinberg on January 25, 2023. They vested on January 25, 2026, following certification of performance results by WisdomTree’s compensation committee two days later, on January 27, 2026.

What additional equity awards does the WisdomTree (WT) CEO have scheduled to vest?

The filing notes restricted stock awards scheduled to vest as to 189,055 shares on January 25, 2027, 99,253 shares on January 25, 2028, and 40,439 shares on January 25, 2029, reflecting future time-based vesting of prior grants.