WT Form 4: President & COO Sells 12,500 Shares Under 10b5-1 Plan

Rhea-AI Filing Summary

Lilien R Jarrett, President and COO of WisdomTree, Inc. (WT), reported a sale of 12,500 shares of Common Stock on 08/26/2025 at $13.21 per share under a Rule 10b5-1 trading plan established on 02/25/2025. After the sale the reporting person beneficially owned 1,036,138 shares, which include restricted stock awards vesting 155,950 shares on 01/25/2026, 90,787 shares on 01/25/2027, and 35,941 shares on 01/25/2028. The filing notes all sales are subject to the issuer's equity ownership requirements and that the reporting person had no discretion over timing due to the 10b5-1 plan.

Insights

Securities Analyst

TL;DR: Routine insider sale under a pre-established 10b5-1 plan; large remaining ownership maintained, limiting immediate governance concerns.

The reported disposition of 12,500 shares appears to be a scheduled sale executed under a Rule 10b5-1 plan established on 02/25/2025, which indicates the reporting person did not time the market. The remaining beneficial ownership of 1,036,138 shares is substantial and includes multi-year restricted stock vesting, preserving long-term alignment with shareholders. From a securities-impact perspective this filing is informational and not materially dilutive to existing holders.

Corporate Governance Expert

TL;DR: Disclosure is consistent and detailed; the 10b5-1 plan and vesting schedule provide transparency on insider holdings and timing.

The Form 4 clearly states the sale was effected pursuant to a 10b5-1 trading plan, which helps mitigate concerns about opportunistic insider trading. The filing also discloses restricted stock vesting amounts and dates, improving transparency about future potential share supply. The inclusion of the issuer's equity ownership requirement underscores internal controls over insider holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lilien R Jarrett

(Last) (First) (Middle)

250 WEST 34TH STREET, 3RD FLOOR

C/O WISDOMTREE, INC.

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and COO

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2025		S(1)		12,500	D	$13.21	1,036,138(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on February 25, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.

2. Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028.

	/s/ Marci Frankenthaler, Attorney-in-Fact	08/27/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Lilien R Jarrett report on the Form 4 for WisdomTree (WT)?

The filing reports a sale of 12,500 shares of WisdomTree common stock on 08/26/2025 at $13.21 per share.

Was the sale by the WisdomTree officer discretionary?

No. The sale was effected pursuant to a Rule 10b5-1 trading plan established on 02/25/2025, so the reporting person had no discretion over timing.

How many WisdomTree shares does the reporting person own after the sale?

After the reported sale the reporting person beneficially owned 1,036,138 shares.

Are there restricted shares included in the reported holdings for WT?

Yes. The filing includes restricted stock awards vesting 155,950 shares on 01/25/2026, 90,787 shares on 01/25/2027, and 35,941 shares on 01/25/2028.

Does the Form 4 mention any company ownership requirements?

Yes. The filing states all sales by the reporting person are subject to the issuer's equity ownership requirements.