WTFC: Form 144 files proposed sale of 3,020 shares

Filer reported a proposed sale of 3,020 shares of Common Stock on a Form 144.

Rhea-AI Filing Summary

Filer reported a proposed sale of 3,020 shares of Common Stock on a Form 144. The filing states the securities arose from restricted stock vesting dated 02/25/2026. The excerpt also shows 2,499 shares sold on 01/29/2026 for $365,254.09.

Insights

Securities Compliance Analyst

Routine Form 144 notice of proposed resale under Rule 144.

The filing lists a proposed resale of 3,020 shares tied to restricted stock vesting dated 02/25/2026. Form 144 is a notice, not a sale confirmation; actual transactions depend on market activity and broker handling.

Cash‑flow treatment is not stated; prior sales of 2,499 shares on 01/29/2026 are disclosed in the excerpt.

Key Figures

Proposed resale: 3,020 shares Prior sale: 2,499 shares Reported value: $365,254.09 +2 more

5 metrics

Proposed resale 3,020 shares Securities To Be Sold (restricted stock vesting 02/25/2026)

Prior sale 2,499 shares Sold on 01/29/2026

Reported value $365,254.09 Associated with 2,499-share sale on 01/29/2026

Vesting date 02/25/2026 Restricted stock vesting date for the shares being resold

Form action date 04/23/2026 Date shown near issuer/broker information on the excerpt

Key Terms

Form 144, Restricted Stock Vesting, Securities To Be Sold

3 terms

Form 144 regulatory

"proposed sale of 3,020 shares on a Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting dated 02/25/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Securities To Be Sold regulatory

"Common ... 3020 under Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does WTFC's Form 144 disclose about the proposed sale?

It discloses a proposed resale of 3,020 shares of Common Stock tied to restricted stock vesting dated 02/25/2026. The form is a notice of intent to sell and does not confirm execution of the sale.

Has any sale already occurred for WTFC shares in this filing?

Yes, the excerpt shows 2,499 shares sold on 01/29/2026 with an associated value of $365,254.09. That past sale is listed separately from the proposed 3,020-share resale on Form 144.

Why is restricted stock vesting mentioned in WTFC's Form 144?

Restricted stock vesting dated 02/25/2026 explains the origin of the shares being offered for resale; vesting converts restricted awards into transferable shares that may be sold under Rule 144.

Does WTFC's Form 144 indicate who will receive proceeds from the sale?

The excerpt does not state proceeds recipients explicitly. Form 144 identifies the shares and proposed sale; any statement about who receives proceeds is not shown in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 04:00 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001244289
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WINTRUST FINANCIAL CORP
SEC File Number	001-35077
Address of Issuer	9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	STOEHR DAVID L
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3020	454359.30	67270487	04/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/25/2026	Restricted Stock Vesting	Issuer			3020	02/25/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Stoehr 9700 W. Higgins Road Suite 800 Rosemont IL 60018	Common	01/29/2026	2499	365254.09

144: Remarks and Signature

Remarks
Date of Notice	04/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David Stoehr
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)