Rule 144 notice for planned WTFC share sale

A shareholder in WTFC has filed a Rule 144 notice to sell 558 shares of common stock through Fidelity Brokerage Services LLC on or about 01/30/2026 on the NASDAQ.

Rhea-AI Filing Summary

A shareholder in WTFC has filed a Rule 144 notice to sell 558 shares of common stock through Fidelity Brokerage Services LLC on or about 01/30/2026 on the NASDAQ. The filing lists an aggregate market value of 82260.03 for this planned sale, compared with 66971158 shares outstanding of the same class.

The shares to be sold were acquired on 01/26/2026 via restricted stock vesting from the issuer as compensation. By signing the notice, the seller represents that they do not know of any material adverse, non‑public information about the issuer’s current or prospective operations.

FAQ

What does the WTFC Rule 144 filing disclose?

The filing discloses a planned sale of 558 WTFC common shares under Rule 144. It specifies the broker, market value, trading venue, acquisition details, and the seller’s representation about not knowing undisclosed material adverse information.

How many WTFC shares are planned to be sold under this Rule 144 notice?

The notice covers a proposed sale of 558 common shares. These shares were recently acquired through restricted stock vesting as compensation, and will be sold through Fidelity Brokerage Services LLC on the NASDAQ exchange.

What is the aggregate market value of the WTFC shares in this Rule 144 sale?

The filing reports an aggregate market value of 82260.03 for the 558 common shares to be sold. This value is based on market pricing at the time of the notice and helps quantify the size of the planned transaction.

When were the WTFC shares being sold under Rule 144 originally acquired?

The 558 WTFC common shares were acquired on 01/26/2026 through a restricted stock vesting transaction from the issuer. The filing labels the nature of payment as compensation, indicating they were granted rather than purchased for cash.

What does the seller represent about inside information in this WTFC Rule 144 filing?

By signing the notice, the selling person represents they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, aligning the sale with securities law requirements.

On which exchange will the WTFC Rule 144 shares be sold and when?

The filing lists the NASDAQ as the securities exchange for the planned sale, with an approximate sale date of 01/30/2026. The broker named is Fidelity Brokerage Services LLC, which will handle execution of the transaction.

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Accepted by SEC EDGAR 01/30/2026 - 03:58 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001988753
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WINTRUST FINANCIAL CORP
SEC File Number	001-35077
Address of Issuer	9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	Lee David Eric
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	558	82260.03	66971158	01/30/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/26/2026	Restricted Stock Vesting	Issuer			558	01/26/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	01/30/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Gerardo Ibarra-Munoz, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David Lee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)