Planned Sale of 5,000 Common Shares Under Rule 144

A holder of restricted stock in WTFC has filed a Rule 144 notice covering the planned sale of 5,000 common shares through Fidelity Brokerage Services LLC.

Rhea-AI Filing Summary

A holder of restricted stock in WTFC has filed a Rule 144 notice covering the planned sale of 5,000 common shares through Fidelity Brokerage Services LLC. The shares have an aggregate market value of $731,909.18, with the issuer reporting 66,971,158 shares outstanding and an approximate sale date of 01/29/2026 on the NASDAQ exchange.

The securities were originally acquired through restricted stock vesting from the issuer as compensation on three dates: 2,066 shares on 01/26/2026, 1,685 shares on 02/28/2020, and 1,249 shares on 03/01/2019.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WTFC shares are planned for sale under this Form 144 notice?

5,000 common shares of WTFC are planned for sale under this Rule 144 notice. The filing lists these shares with an aggregate market value of $731,909.18, to be sold through Fidelity Brokerage Services LLC on or about 01/29/2026 on NASDAQ.

What is the aggregate market value of the WTFC shares to be sold?

The aggregate market value of the WTFC shares to be sold is listed as $731,909.18. This value corresponds to the planned sale of 5,000 common shares, as disclosed in the securities information section of the Rule 144 notice for NASDAQ trading.

How and when were the WTFC shares being sold under Rule 144 originally acquired?

The WTFC shares were acquired through restricted stock vesting from the issuer as compensation. The filing lists 2,066 shares vesting on 01/26/2026, 1,685 shares on 02/28/2020, and 1,249 shares on 03/01/2019, all from the issuer.

Which broker will handle the planned WTFC Rule 144 share sale?

The planned WTFC Rule 144 sale will be handled by Fidelity Brokerage Services LLC. The broker’s address is given as 900 Salem Street, Smithfield, RI 02917, and the filing identifies NASDAQ as the securities exchange where the 5,000 common shares are expected to trade.

How many WTFC shares are outstanding according to this Form 144?

The notice reports that 66,971,158 shares of WTFC common stock are outstanding. This figure provides context for the 5,000-share planned sale under Rule 144, which is to occur on or about 01/29/2026 on the NASDAQ exchange.

What type of consideration was used to acquire the WTFC shares listed for sale?

The WTFC shares listed for sale were acquired as compensation through restricted stock vesting. For each acquisition date—01/26/2026, 02/28/2020, and 03/01/2019—the nature of payment is explicitly described as compensation provided by the issuer, not a cash purchase.

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Accepted by SEC EDGAR 01/29/2026 - 04:07 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001567078
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WINTRUST FINANCIAL CORP
SEC File Number	001-35077
Address of Issuer	9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	Boege Kathleen M
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5000	731909.18	66971158	01/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/26/2026	Restricted Stock Vesting	Issuer			2066	01/26/2026	Compensation
Common	02/28/2020	Restricted Stock Vesting	Issuer			1685	02/28/2020	Compensation
Common	03/01/2019	Restricted Stock Vesting	Issuer			1249	03/01/2019	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	01/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Kathleen Boege
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)