Form 144 plans sale of 2,499 common shares

A holder of WTFC common stock filed a Form 144 notice to sell 2,499 shares of common stock on NASDAQ, with an indicated aggregate market value of $365,254.09.

Rhea-AI Filing Summary

A holder of WTFC common stock filed a Form 144 notice to sell 2,499 shares of common stock on NASDAQ, with an indicated aggregate market value of $365,254.09. The filing notes that 66,971,158 shares of the issuer’s common stock are outstanding.

The shares to be sold were acquired on 01/26/2026 through restricted stock vesting from the issuer as compensation, rather than a cash purchase. The planned sale, expected around 01/29/2026, is to be executed through Fidelity Brokerage Services LLC on the NASDAQ exchange.

FAQ

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What does the WTFC Form 144 filing disclose about share sales?

The Form 144 discloses a planned sale of 2,499 common shares of WTFC with an aggregate market value of $365,254.09. These shares are part of a total of 66,971,158 common shares outstanding for the issuer.

How were the 2,499 WTFC shares in the Form 144 acquired?

The 2,499 common shares were acquired on 01/26/2026 through restricted stock vesting from the issuer. The filing identifies the nature of payment as compensation, indicating the shares were granted rather than bought for cash at the time of acquisition.

When are the WTFC shares covered by this Form 144 expected to be sold?

The filing lists an approximate sale date of 01/29/2026 for the 2,499 common shares. This date reflects when the holder expects to execute the sale under Rule 144, subject to market conditions and applicable trading requirements.

Through which broker and exchange will the WTFC Form 144 shares be sold?

The planned sale will be executed through Fidelity Brokerage Services LLC, located in Smithfield, Rhode Island. The Form 144 specifies that the 2,499 common shares are expected to be sold on the NASDAQ securities exchange.

What does the Form 144 say about WTFC shares outstanding?

The Form 144 notes that there are 66,971,158 common shares of the issuer outstanding. This figure provides context for the 2,499-share planned sale, indicating the broader equity base against which this potential transaction occurs.

What representation does the seller make in the WTFC Form 144?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed, as required in the standard Form 144 signature section.

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Accepted by SEC EDGAR 01/29/2026 - 03:15 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001244289
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WINTRUST FINANCIAL CORP
SEC File Number	001-35077
Address of Issuer	9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	STOEHR DAVID L
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	2499	365254.09	66971158	01/29/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/26/2026	Restricted Stock Vesting	Issuer			2499	01/26/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	01/29/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David Stoehr
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)