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[25-NSE] Wintrust Financial Corp SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
25-NSE
Rhea-AI Filing Summary

Form 4 highlights show Director Mary M. Jackson received 434 shares of Victory Capital Holdings (VCTR) common stock on 10 July 2025. The shares were issued in lieu of a cash director-fee payment of $28,750, using the same day’s closing price of $66.24 per share.

  • Post-transaction ownership: 5,817 shares held directly.
  • Nature of transaction: Automatic equity issuance for board compensation, reported under code “A” (award/grant), not an open-market buy or sale.
  • Governance context: Jackson remains an independent director; no change in control or insider group filing.

The filing is routine, reflects standard equity-based compensation, and does not indicate any material change in the company’s fundamentals or near-term outlook.

Riepilogo del Modulo 4 evidenzia che la Direttrice Mary M. Jackson ha ricevuto 434 azioni ordinarie di Victory Capital Holdings (VCTR) il 10 luglio 2025. Le azioni sono state emesse in sostituzione di un pagamento in contanti per compenso da direttore pari a $28.750, calcolato utilizzando il prezzo di chiusura dello stesso giorno di $66,24 per azione.

  • Proprietà post-transazione: 5.817 azioni detenute direttamente.
  • Tipo di transazione: Emissione automatica di azioni come compenso per il consiglio, riportata con codice “A” (premio/concessione), non un acquisto o vendita sul mercato aperto.
  • Contesto di governance: Jackson rimane un direttore indipendente; nessun cambiamento nel controllo o nella segnalazione del gruppo di insider.

La segnalazione è di routine, riflette una normale compensazione basata su azioni e non indica alcun cambiamento significativo nei fondamentali dell’azienda o nelle prospettive a breve termine.

Aspectos destacados del Formulario 4 muestran que la Directora Mary M. Jackson recibió 434 acciones ordinarias de Victory Capital Holdings (VCTR) el 10 de julio de 2025. Las acciones fueron emitidas en lugar de un pago en efectivo por honorarios de director de $28,750, utilizando el precio de cierre de ese mismo día de $66.24 por acción.

  • Propiedad después de la transacción: 5,817 acciones en propiedad directa.
  • Naturaleza de la transacción: Emisión automática de acciones como compensación por junta, reportada bajo el código “A” (premio/concesión), no una compra o venta en mercado abierto.
  • Contexto de gobernanza: Jackson sigue siendo una directora independiente; sin cambios en el control ni en la presentación de grupo de insiders.

La presentación es rutinaria, refleja una compensación estándar basada en acciones y no indica ningún cambio material en los fundamentos de la empresa o en las perspectivas a corto plazo.

Form 4 주요 내용에 따르면 이사 Mary M. Jackson은 2025년 7월 10일에 Victory Capital Holdings(VCTR)의 보통주 434주를 받았습니다. 이 주식은 $28,750의 현금 이사 보수 지급 대신 발행되었으며, 당일 종가인 주당 $66.24를 기준으로 산정되었습니다.

  • 거래 후 보유 주식: 직접 보유 5,817주.
  • 거래 성격: 이사회 보상용 자동 주식 발행으로, 코드 “A”(수여/부여)로 신고되었으며, 공개 시장에서의 매매가 아닙니다.
  • 거버넌스 상황: Jackson은 독립 이사로 남아 있으며, 지배권 변경이나 내부자 그룹 신고는 없습니다.

이 신고는 일상적이며 표준 주식 기반 보상을 반영한 것으로, 회사의 기본 사항이나 단기 전망에 중대한 변화를 나타내지 않습니다.

Points clés du Formulaire 4 indiquent que la Directrice Mary M. Jackson a reçu 434 actions ordinaires de Victory Capital Holdings (VCTR) le 10 juillet 2025. Les actions ont été émises en lieu et place d’un paiement en espèces pour honoraires de directeur de 28 750 $, basé sur le cours de clôture du même jour de 66,24 $ par action.

  • Détention après transaction : 5 817 actions détenues directement.
  • Nature de la transaction : Attribution automatique d’actions en rémunération du conseil, signalée sous le code « A » (attribution/prime), et non un achat ou une vente sur le marché ouvert.
  • Contexte de gouvernance : Jackson reste administratrice indépendante ; aucun changement de contrôle ni déclaration d’un groupe d’initiés.

Le dépôt est de routine, reflète une rémunération standard basée sur des actions et n’indique aucun changement significatif dans les fondamentaux de l’entreprise ou ses perspectives à court terme.

Formular 4 Highlights zeigen, dass Direktorin Mary M. Jackson am 10. Juli 2025 434 Aktien von Victory Capital Holdings (VCTR) erhalten hat. Die Aktien wurden anstelle einer Barzahlung von $28.750 für Direktorenhonorare ausgegeben, basierend auf dem Schlusskurs desselben Tages von $66,24 pro Aktie.

  • Besitz nach der Transaktion: 5.817 Aktien direkt gehalten.
  • Art der Transaktion: Automatische Aktienausgabe als Vergütung für den Vorstand, gemeldet unter dem Code „A“ (Auszeichnung/Zuteilung), kein Kauf oder Verkauf am offenen Markt.
  • Governance-Kontext: Jackson bleibt unabhängiges Vorstandsmitglied; keine Änderung der Kontrolle oder Meldung einer Insidergruppe.

Die Meldung ist routinemäßig, spiegelt eine standardmäßige aktienbasierte Vergütung wider und weist auf keine wesentlichen Änderungen der Unternehmensgrundlagen oder der kurzfristigen Aussichten hin.

Positive
  • Director’s equity stake increases, modestly strengthening alignment between board and shareholders.
Negative
  • Minor share issuance adds infinitesimal dilution; signal value is weaker than an open-market purchase.

Insights

TL;DR Routine stock-for-fee grant; minimal dilution, marginally positive insider alignment, overall neutral impact.

The 434-share grant (≈$29k) represents an immaterial fraction of VCTR’s ~68 million shares outstanding. Because the shares replace cash compensation rather than reflecting discretionary insider buying, the signal value is limited; however, it still modestly aligns director incentives with shareholder interests. There is no indication of selling pressure, leverage, or preferential pricing. The event is therefore classified as not impactful from a valuation or liquidity standpoint.

Riepilogo del Modulo 4 evidenzia che la Direttrice Mary M. Jackson ha ricevuto 434 azioni ordinarie di Victory Capital Holdings (VCTR) il 10 luglio 2025. Le azioni sono state emesse in sostituzione di un pagamento in contanti per compenso da direttore pari a $28.750, calcolato utilizzando il prezzo di chiusura dello stesso giorno di $66,24 per azione.

  • Proprietà post-transazione: 5.817 azioni detenute direttamente.
  • Tipo di transazione: Emissione automatica di azioni come compenso per il consiglio, riportata con codice “A” (premio/concessione), non un acquisto o vendita sul mercato aperto.
  • Contesto di governance: Jackson rimane un direttore indipendente; nessun cambiamento nel controllo o nella segnalazione del gruppo di insider.

La segnalazione è di routine, riflette una normale compensazione basata su azioni e non indica alcun cambiamento significativo nei fondamentali dell’azienda o nelle prospettive a breve termine.

Aspectos destacados del Formulario 4 muestran que la Directora Mary M. Jackson recibió 434 acciones ordinarias de Victory Capital Holdings (VCTR) el 10 de julio de 2025. Las acciones fueron emitidas en lugar de un pago en efectivo por honorarios de director de $28,750, utilizando el precio de cierre de ese mismo día de $66.24 por acción.

  • Propiedad después de la transacción: 5,817 acciones en propiedad directa.
  • Naturaleza de la transacción: Emisión automática de acciones como compensación por junta, reportada bajo el código “A” (premio/concesión), no una compra o venta en mercado abierto.
  • Contexto de gobernanza: Jackson sigue siendo una directora independiente; sin cambios en el control ni en la presentación de grupo de insiders.

La presentación es rutinaria, refleja una compensación estándar basada en acciones y no indica ningún cambio material en los fundamentos de la empresa o en las perspectivas a corto plazo.

Form 4 주요 내용에 따르면 이사 Mary M. Jackson은 2025년 7월 10일에 Victory Capital Holdings(VCTR)의 보통주 434주를 받았습니다. 이 주식은 $28,750의 현금 이사 보수 지급 대신 발행되었으며, 당일 종가인 주당 $66.24를 기준으로 산정되었습니다.

  • 거래 후 보유 주식: 직접 보유 5,817주.
  • 거래 성격: 이사회 보상용 자동 주식 발행으로, 코드 “A”(수여/부여)로 신고되었으며, 공개 시장에서의 매매가 아닙니다.
  • 거버넌스 상황: Jackson은 독립 이사로 남아 있으며, 지배권 변경이나 내부자 그룹 신고는 없습니다.

이 신고는 일상적이며 표준 주식 기반 보상을 반영한 것으로, 회사의 기본 사항이나 단기 전망에 중대한 변화를 나타내지 않습니다.

Points clés du Formulaire 4 indiquent que la Directrice Mary M. Jackson a reçu 434 actions ordinaires de Victory Capital Holdings (VCTR) le 10 juillet 2025. Les actions ont été émises en lieu et place d’un paiement en espèces pour honoraires de directeur de 28 750 $, basé sur le cours de clôture du même jour de 66,24 $ par action.

  • Détention après transaction : 5 817 actions détenues directement.
  • Nature de la transaction : Attribution automatique d’actions en rémunération du conseil, signalée sous le code « A » (attribution/prime), et non un achat ou une vente sur le marché ouvert.
  • Contexte de gouvernance : Jackson reste administratrice indépendante ; aucun changement de contrôle ni déclaration d’un groupe d’initiés.

Le dépôt est de routine, reflète une rémunération standard basée sur des actions et n’indique aucun changement significatif dans les fondamentaux de l’entreprise ou ses perspectives à court terme.

Formular 4 Highlights zeigen, dass Direktorin Mary M. Jackson am 10. Juli 2025 434 Aktien von Victory Capital Holdings (VCTR) erhalten hat. Die Aktien wurden anstelle einer Barzahlung von $28.750 für Direktorenhonorare ausgegeben, basierend auf dem Schlusskurs desselben Tages von $66,24 pro Aktie.

  • Besitz nach der Transaktion: 5.817 Aktien direkt gehalten.
  • Art der Transaktion: Automatische Aktienausgabe als Vergütung für den Vorstand, gemeldet unter dem Code „A“ (Auszeichnung/Zuteilung), kein Kauf oder Verkauf am offenen Markt.
  • Governance-Kontext: Jackson bleibt unabhängiges Vorstandsmitglied; keine Änderung der Kontrolle oder Meldung einer Insidergruppe.

Die Meldung ist routinemäßig, spiegelt eine standardmäßige aktienbasierte Vergütung wider und weist auf keine wesentlichen Änderungen der Unternehmensgrundlagen oder der kurzfristigen Aussichten hin.

UNITED STATES
OMB APPROVAL
OMB Number: 3235-0080
Expires: March 31, 2018
Estimated average burden
hours per response: 1.7
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 25
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION
UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 000-21923
Issuer: WINTRUST FINANCIAL CORP
Exchange: Nasdaq Stock Market LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
Address: 9700 W. Higgins Road, Suite 800
Rosemont ILLINOIS 60045
Telephone number: 1 847 939 9000
(Address, including zip code, and telephone number, including area code, of Issuer's principal executive offices)
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (WTFCM) and Depositary Shares, each Representing a 1/1,000th of 6.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series E (WTFCP)
(Description of class of securities)
Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:
17 CFR 240.12d2-2(a)(1)
17 CFR 240.12d2-2(a)(2)
17 CFR 240.12d2-2(a)(3)
17 CFR 240.12d2-2(a)(4)
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange. 1
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
Pursuant to the requirements fo the Securities Exchange Act of 1934, Nasdaq Stock Market LLC certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
2025-07-14 By Tara Petta AVP
Date Name Title
1 Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Victory Capital (VCTR) shares did Director Mary M. Jackson receive?

She received 434 shares of common stock.

What was the price per VCTR share used for the grant?

The grant was valued at $66.24, the closing price on 10 July 2025.

Why were the shares issued instead of cash?

They were issued in lieu of the quarterly director fee of $28,750, per the company’s compensation election.

What is Mary M. Jackson’s total VCTR ownership after the transaction?

She now directly owns 5,817 shares.

Does this Form 4 filing indicate insider buying pressure?

No—this was a routine fee conversion, not an open-market purchase, so signal strength is limited.
Wintrust Fincl

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