STOCK TITAN

Wintrust Financial (WTFC) CFO sells 3,020 shares in Form 4 filing

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wintrust Financial Corp Chief Financial Officer David L. Stoehr reported an open-market sale of company stock. On April 23, 2026, he sold 3,020 shares of Common Stock at $150.45 per share. After this transaction, he directly holds 13,213 shares of Wintrust common stock.

Positive

  • None.

Negative

  • None.
Insider STOEHR DAVID L
Role CHIEF FINANCIAL OFFICER
Sold 3,020 shs ($454K)
Type Security Shares Price Value
Sale Common Stock 3,020 $150.45 $454K
Holdings After Transaction: Common Stock — 13,213 shares (Direct, null)
Footnotes (1)
Shares sold 3,020 shares Open-market sale of Common Stock on April 23, 2026
Sale price per share $150.45 per share Price for the 3,020 shares sold
Shares held after transaction 13,213 shares Direct Common Stock holdings following the sale
Net share change 3,020 shares Net-sell shares from the reported Form 4 transaction
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open-market sale financial
"transaction_action: "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
non-derivative financial
"transaction_type: "non-derivative""
net-sell financial
"netBuySellDirection: "net-sell""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
STOEHR DAVID L

(Last)(First)(Middle)
9700 WEST HIGGINS ROAD, 8TH FLOOR

(Street)
ROSEMONT ILLINOIS 60018

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WINTRUST FINANCIAL CORP [ WTFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF FINANCIAL OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/23/2026S3,020D$150.4513,213D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/Kathleen M. Boege, Attorney-in-fact04/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Wintrust Financial (WTFC) report for its CFO?

Wintrust Financial reported that CFO David L. Stoehr completed an open-market sale of company stock. He sold 3,020 shares of Common Stock at a price of $150.45 per share and now directly owns 13,213 Wintrust shares following this transaction.

How many Wintrust Financial (WTFC) shares did the CFO sell and at what price?

CFO David L. Stoehr sold 3,020 shares of Wintrust Financial Common Stock. The transaction was executed as an open-market sale at a reported price of $150.45 per share, according to the Form 4 insider trading disclosure filed with regulators.

How many Wintrust Financial (WTFC) shares does the CFO hold after this Form 4 sale?

After selling 3,020 shares, Wintrust Financial CFO David L. Stoehr directly holds 13,213 shares of Common Stock. This post-transaction ownership figure is disclosed in the Form 4 and reflects his remaining direct equity stake in the company.

Was the Wintrust Financial (WTFC) CFO’s Form 4 transaction a buy or a sell?

The Form 4 filing shows that Wintrust Financial’s CFO, David L. Stoehr, executed a sell transaction. It is classified as an open-market sale of 3,020 shares of Common Stock at $150.45 per share, reducing his direct holdings to 13,213 shares.

What type of security did the Wintrust Financial (WTFC) CFO trade in the Form 4 filing?

The transaction involved Wintrust Financial’s Common Stock. CFO David L. Stoehr reported a non-derivative, open-market sale of 3,020 Common Stock shares at $150.45 per share, as reflected in the Form 4 insider trading disclosure submitted to regulators.