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Wintrust Financial (WTFC) exec trades 530 shares at $145.65

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wintrust Financial Corp executive Jeffrey D. Hahnfeld, EVP-Controller & Chief Accounting Officer, sold 530 shares of common stock in an open-market transaction at $145.65 per share on March 4, 2026. After this sale, he directly owned 1,195 common shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hahnfeld Jeffrey D

(Last) (First) (Middle)
9700 WEST HIGGINS ROAD, 8TH FLOOR

(Street)
ROSEMONT IL 60018

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WINTRUST FINANCIAL CORP [ WTFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP-CONTROLLER & CHIEF ACC OFF
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2026 S 530 D $145.65 1,195 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/Kathleen M. Boege, Attorney-in-fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WTFC executive Jeffrey D. Hahnfeld report?

Jeffrey D. Hahnfeld reported selling 530 shares of Wintrust Financial common stock. The transaction was an open-market sale on March 4, 2026, and was reported on a Form 4 insider filing as a routine disclosure of his personal trading activity in the company’s shares.

How many WTFC shares did Jeffrey D. Hahnfeld sell and at what price?

He sold 530 shares of Wintrust Financial common stock at a price of $145.65 per share. This open-market sale reflects a single reported transaction, disclosed in the Form 4 filing, documenting the exact share count and execution price for investors tracking insider trading activity.

How many Wintrust Financial (WTFC) shares does Jeffrey D. Hahnfeld hold after the sale?

Following this reported transaction, Jeffrey D. Hahnfeld directly owned 1,195 shares of Wintrust Financial common stock. This post-transaction balance is disclosed in the filing to show his remaining direct ownership position after completing the 530-share open-market sale on March 4, 2026.

What is Jeffrey D. Hahnfeld’s role at Wintrust Financial (WTFC)?

Jeffrey D. Hahnfeld serves as Wintrust Financial’s Executive Vice President, Controller and Chief Accounting Officer. His Form 4 filing identifies this officer title, indicating he is a senior financial executive with direct responsibilities over accounting functions while also being a reportable insider under SEC rules.

What type of transaction was reported in the WTFC Form 4 for Jeffrey D. Hahnfeld?

The transaction was an open-market sale of common stock, coded as “S” in the Form 4. This code and description indicate the shares were sold in the market or a private transaction, rather than being related to option exercises, gifts, or tax-withholding dispositions.
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