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Wintrust Financial Corporation furnished an update on operations by announcing its third quarter 2025 earnings and making related materials available. The company posted a press release and an earnings presentation on its website, which are attached as Exhibit 99.1 and Exhibit 99.2.
The information was provided under Item 2.02 and is being furnished and not deemed filed under the Securities Exchange Act of 1934. The materials include supplemental details on non-GAAP financial measures, with references noted within the exhibits.
Initial Form 3 for Wintrust Financial Corp (WTFC) reports that Laura A. Kohl filed an initial statement of beneficial ownership tied to an event on 10/01/2025. The filing lists Ms. Kohl's relationship as a Director and indicates 0 shares of Common Stock owned directly, with no derivative securities reported. The form was signed by an attorney-in-fact on 10/10/2025.
Wintrust Financial Corp (WTFC) reported an initial insider ownership filing showing David S. Richter as a director holding 466 shares of common stock. The Form 3 records the transaction date as 10/01/2025 and indicates the filing was signed by an attorney-in-fact on 10/10/2025. The ownership is listed as direct, and no derivative securities or additional holdings are reported. This filing establishes the reporting obligation and discloses a small, direct equity stake by a company director.
Wintrust Financial Corporation reported the appointment of Ms. Kohl and Mr. Richter as members of its board of directors, with the event dated October 1, 2025. The filing states there are no arrangements or understandings between the new directors and any other person regarding their selection, and that neither is party to any transaction with the company reportable under Regulation S-K Item 404(a). A press release announcing the appointments is attached as Exhibit 99.1.
Gregory A. Smith, a director of Wintrust Financial Corp. (WTFC), reported receipt of 366 shares of Common Stock on 09/30/2025 under the companys Directors Deferred Fee and Stock Plan as compensation for third quarter 2025 director services. The transaction is recorded as an acquisition at an indicated price of $123.98 per share and leaves Mr. Smith with 2,747 shares beneficially owned directly. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person.
Wintrust Financial Corp (WTFC) director Marla F. Glabe received 387 shares of Wintrust common stock on 09/30/2025 at a reported price of $123.98 per share as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. After the award, the reporting person beneficially owns 22,584 shares directly. The Form 4 was filed as an individual filing and signed by an attorney-in-fact on behalf of the reporting person.
Peter D. Crist, a director of Wintrust Financial Corp (WTFC), received 727 shares of Common Stock on 09/30/2025 as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. The transaction was recorded at a price of $123.98 per share, and following the award Mr. Crist beneficially owned 73,529 shares. The Form 4 was filed individually and signed by an attorney-in-fact on behalf of the reporting person.
Elizabeth H. Connelly, a director of Wintrust Financial Corp (WTFC), reported receipt of 442 shares of Common Stock on 09/30/2025 as compensation for third-quarter 2025 director services under the companys Director's Deferred Fee and Stock Plan approved by shareholders. The reported transaction price per share is $123.98. Following the award, the reporting person beneficially owned 7,579 shares. The Form 4 was filed as a single-person report and signed on behalf of the reporting person by an attorney-in-fact.
Wintrust Financial Corp (WTFC) director Patrick H. Hackett Jr. reported an acquisition of common stock dated 09/30/2025. The Form 4 shows an acquisition of 47,330 shares of common stock, with a per-share value recorded as $123.98. Following the reported transaction, 47,330 shares are listed as beneficially owned in a direct ownership form. The filing explains these shares were earned for the third quarter of 2025 as director compensation under the company’s Director's Deferred Fee and Stock Plan. The Form 4 is signed by an attorney-in-fact on behalf of the reporting person.
William J. Doyle, a director of Wintrust Financial Corp (WTFC), acquired 434 shares of the issuer's common stock on 09/30/2025 as compensation for third-quarter 2025 director services under the Director's Deferred Fee and Stock Plan approved by shareholders. The reported acquisition price per share was $123.98 and the filing shows Mr. Doyle beneficially owns 18,070 shares following the transaction. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact.