Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Wintrust Financial Corporation filings document the regulatory record of a financial holding company with common stock and preferred-related depositary shares listed on the Nasdaq Global Select Market. Its 8-K filings report earnings releases, financial presentations, non-GAAP supplemental measures, director appointments and material agreements tied to specialty finance operations.
Proxy materials cover annual meeting voting, director elections, executive compensation and auditor ratification. Other filings describe the company’s capital structure, preferred securities, listing and registration changes, and obligations under receivables purchase arrangements involving its insurance premium finance subsidiary.
Wintrust Financial Corp. (WTFC) filed a Form 144 indicating a planned disposition of 14,942 common shares, valued at $1.97 million, through Wintrust Investments, LLC. The proposed sale date is 29 Jul 2025. Relative to the 66.94 million shares outstanding, the sale represents roughly 0.02 % of WTFC’s float, suggesting minimal dilution or ownership impact.
The shares were acquired via multiple equity-grant awards between 2005 and 2024; no cash purchases or gifts are noted. The filer reports no sales in the prior three months and certifies awareness of no undisclosed material adverse information. Form 144 is a notice only—it does not guarantee that the sale will occur, nor does it disclose the filer’s identity or relationship to the issuer beyond the standard attestation.
On 15 July 2025, Wintrust Financial Corp. (WTFC) founder and Senior Advisor Edward J. Wehmer filed a Form 4 reporting a company-initiated redemption of Series E Preferred Stock depositary shares.
- The issuer redeemed 6,654 depositary shares (2,516 held directly; 4,138 held by spouse) at the board-approved redemption price of $25.00 per share, coded “J” to denote a corporate action rather than an open-market trade.
- After the transaction, Wehmer reports zero ownership of Series E Preferred Stock.
- Common-stock ownership remains substantial: 181,339 shares held directly, 8,244 through a 401(k) plan, and 25,987 held indirectly by spouse.
- No derivative securities were acquired or disposed of, and no other classes of securities were affected.
The filing reflects completion of a board-approved capital action and does not signal discretionary insider buying or selling, implying limited immediate impact on WTFC’s equity valuation.