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Wintrust Finl Corp SEC Filings

WTFCN NASDAQ

Welcome to our dedicated page for Wintrust Finl SEC filings (Ticker: WTFCN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Wintrust Finl's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Wintrust Finl's regulatory disclosures and financial reporting.

Rhea-AI Summary

Wintrust Financial Corporation filed a shelf registration to offer debt securities, common stock, preferred stock, depositary shares, warrants, stock purchase contracts, stock purchase units and hybrid securities from time to time after this Registration Statement becomes effective. The shelf permits offerings by the company and resale by selling securityholders; the prospectus states that the company will not receive proceeds from sales by selling securityholders. The prospectus cites $72.2 billion in total assets as of March 31, 2026, 67,447,756 shares of common stock issued and outstanding as of April 30, 2026, and a closing common share price of $153.28 on May 6, 2026. The prospectus requires that specific terms for each offering be provided in prospectus supplements.

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Rhea-AI Summary

Wintrust Financial Corporation filed a shelf registration to offer debt securities, common stock, preferred stock, depositary shares, warrants, stock purchase contracts, stock purchase units and hybrid securities from time to time after this Registration Statement becomes effective. The shelf permits offerings by the company and resale by selling securityholders; the prospectus states that the company will not receive proceeds from sales by selling securityholders. The prospectus cites $72.2 billion in total assets as of March 31, 2026, 67,447,756 shares of common stock issued and outstanding as of April 30, 2026, and a closing common share price of $153.28 on May 6, 2026. The prospectus requires that specific terms for each offering be provided in prospectus supplements.

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Rhea-AI Summary

Wintrust Financial reported solid Q1 2026 results with net income of $227,388 thousand, up from $189,039 thousand a year earlier. Basic EPS rose to $3.26 from $2.73, driven by higher net interest income of $579,024 thousand and stronger non‑interest revenue.

Total assets reached $72,157,433 thousand, loans grew to $54,071,292 thousand, and deposits increased to $58,914,382 thousand, showing ongoing balance sheet expansion. The provision for credit losses increased to $29,594 thousand, and net charge‑offs rose, reflecting conservative credit provisioning.

Comprehensive income was held back by a $71,054 thousand other comprehensive loss, mainly from unrealized losses on available‑for‑sale securities and derivatives as interest rates and market conditions shifted. Shareholders’ equity still improved to $7,378,100 thousand, supported by retained earnings and Series F preferred stock.

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Rhea-AI Summary

Wintrust Financial reported solid Q1 2026 results with net income of $227,388 thousand, up from $189,039 thousand a year earlier. Basic EPS rose to $3.26 from $2.73, driven by higher net interest income of $579,024 thousand and stronger non‑interest revenue.

Total assets reached $72,157,433 thousand, loans grew to $54,071,292 thousand, and deposits increased to $58,914,382 thousand, showing ongoing balance sheet expansion. The provision for credit losses increased to $29,594 thousand, and net charge‑offs rose, reflecting conservative credit provisioning.

Comprehensive income was held back by a $71,054 thousand other comprehensive loss, mainly from unrealized losses on available‑for‑sale securities and derivatives as interest rates and market conditions shifted. Shareholders’ equity still improved to $7,378,100 thousand, supported by retained earnings and Series F preferred stock.

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Rhea-AI Summary

WINTRUST FINANCIAL CORP officer Richard B. Murphy, Vice Chair and Chief Lending Officer, reported a bona fide gift of 1,661 shares of Common Stock. The transfer carried a stated price of $0.00 per share and was a non-market transaction. After the gift, he directly holds 37,243 shares of Common Stock.

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WINTRUST FINANCIAL CORP officer Richard B. Murphy, Vice Chair and Chief Lending Officer, reported a bona fide gift of 1,661 shares of Common Stock. The transfer carried a stated price of $0.00 per share and was a non-market transaction. After the gift, he directly holds 37,243 shares of Common Stock.

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Wintrust Financial Corp director SuzET M. McKinney reported an open-market sale of Common Stock. On May 4, 2026, she sold 500 shares at $148.96 per share. After this transaction, she directly holds 3,303 shares of Wintrust Financial common stock.

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Wintrust Financial Corp director SuzET M. McKinney reported an open-market sale of Common Stock. On May 4, 2026, she sold 500 shares at $148.96 per share. After this transaction, she directly holds 3,303 shares of Wintrust Financial common stock.

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Filing
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Rhea-AI Summary

Wintrust Financial Corp Schedule 13G: Vanguard Capital Management reports beneficial ownership of 3,542,596 shares of common stock, equal to 5.26% of the class. The filing lists sole voting power for 516,832 shares and sole dispositive power for 3,542,596 shares. The filing states these holdings include securities held for Vanguard funds and managed accounts and is signed by Vanguard's Head of Global Fund Administration.

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Wintrust Financial Corp Schedule 13G: Vanguard Capital Management reports beneficial ownership of 3,542,596 shares of common stock, equal to 5.26% of the class. The filing lists sole voting power for 516,832 shares and sole dispositive power for 3,542,596 shares. The filing states these holdings include securities held for Vanguard funds and managed accounts and is signed by Vanguard's Head of Global Fund Administration.

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Wintrust Financial Corp reports an institutional owner holding 3,605,860 shares of Common Stock. Vanguard Portfolio Management filed a Schedule 13G reporting beneficial ownership of 3,605,860 shares, equal to 5.36% of the class, with sole dispositive power over those shares and sole voting power over 18,987 shares. The filing is signed by Ashley Grim on 04/29/2026.

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Rhea-AI Summary

Wintrust Financial Corp reports an institutional owner holding 3,605,860 shares of Common Stock. Vanguard Portfolio Management filed a Schedule 13G reporting beneficial ownership of 3,605,860 shares, equal to 5.36% of the class, with sole dispositive power over those shares and sole voting power over 18,987 shares. The filing is signed by Ashley Grim on 04/29/2026.

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WINTRUST FINANCIAL CORP executive David A. Dykstra, the company’s Vice Chairman and COO, reported an open-market sale of 9,579 shares of Common Stock. The weighted average sale price was $148.82 per share, with individual trades executed between $148.30 and $149.00. Following these transactions, he directly holds 179,810 shares of Wintrust common stock.

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WINTRUST FINANCIAL CORP executive David A. Dykstra, the company’s Vice Chairman and COO, reported an open-market sale of 9,579 shares of Common Stock. The weighted average sale price was $148.82 per share, with individual trades executed between $148.30 and $149.00. Following these transactions, he directly holds 179,810 shares of Wintrust common stock.

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Fidelity Brokerage Services LLC submitted a Form 144 notice for proposed sales of Common Stock priced or processed through its NASDAQ account. The excerpt lists restricted stock vesting events of 4,337 shares on 01/26/2026 and 5,242 shares on 02/25/2026, and identifies Fidelity's broker address. The filing is procedural and describes securities to be sold under vesting-related transactions.

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Fidelity Brokerage Services LLC submitted a Form 144 notice for proposed sales of Common Stock priced or processed through its NASDAQ account. The excerpt lists restricted stock vesting events of 4,337 shares on 01/26/2026 and 5,242 shares on 02/25/2026, and identifies Fidelity's broker address. The filing is procedural and describes securities to be sold under vesting-related transactions.

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Wintrust Financial Corp Chief Financial Officer David L. Stoehr reported an open-market sale of company stock. On April 23, 2026, he sold 3,020 shares of Common Stock at $150.45 per share. After this transaction, he directly holds 13,213 shares of Wintrust common stock.

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Wintrust Financial Corp Chief Financial Officer David L. Stoehr reported an open-market sale of company stock. On April 23, 2026, he sold 3,020 shares of Common Stock at $150.45 per share. After this transaction, he directly holds 13,213 shares of Wintrust common stock.

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FAQ

How many Wintrust Finl (WTFCN) SEC filings are available on StockTitan?

StockTitan tracks 122 SEC filings for Wintrust Finl (WTFCN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Wintrust Finl (WTFCN)?

The most recent SEC filing for Wintrust Finl (WTFCN) was filed on May 7, 2026.