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Wintrust Financial Corp (NASDAQ: WTFC) director awarded 500 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wintrust Financial Corp director Deborah L. Hall Lefevre acquired 500 shares of common stock as a compensation grant. The shares were earned for the first quarter of 2026 for her services as a director under the Director's Deferred Fee and Stock Plan approved by shareholders. After this award, she holds 16,278 shares directly, with the grant valued at $139.82 per share in the filing.

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Insider LEFEVRE DEBORAH L. HALL
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 500 $139.82 $70K
Holdings After Transaction: Common Stock — 16,278 shares (Direct)
Footnotes (1)
  1. [object Object]
Shares granted 500 shares Common stock award for Q1 2026 director service
Reported price per share $139.82 per share Value used for the 500-share director grant
Shares owned after transaction 16,278 shares Direct holdings following the Q1 2026 grant
Transaction date March 31, 2026 Date of the non-derivative stock award
Director's Deferred Fee and Stock Plan financial
"in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
non-derivative financial
""transaction_type": "non-derivative""
Grant, award, or other acquisition financial
""transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEFEVRE DEBORAH L. HALL

(Last)(First)(Middle)
9700 WEST HIGGINS ROAD, 8TH FLOOR

(Street)
ROSEMONT ILLINOIS 60018

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WINTRUST FINANCIAL CORP [ WTFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026A500(1)A$139.8216,278D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares earned for the first quarter of 2026 for services as a Director of the Company in accordance with the Director's Deferred Fee and Stock Plan approved by the Shareholders.
Remarks:
/s/Kathleen M. Boege, Attorney-in-fact04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did WTFC director Deborah L. Hall Lefevre report?

Deborah L. Hall Lefevre reported receiving 500 shares of Wintrust Financial common stock. The shares were granted as director compensation for first-quarter 2026 service, increasing her direct holdings to 16,278 shares after the transaction was recorded.

Was the WTFC insider transaction a market buy or a compensation grant?

The WTFC insider transaction was a compensation grant, not a market purchase. Deborah L. Hall Lefevre received 500 shares for first-quarter 2026 board service under the Director's Deferred Fee and Stock Plan approved by shareholders, rather than buying shares on the open market.

How many WTFC shares does Deborah L. Hall Lefevre own after this Form 4?

After this Form 4 transaction, Deborah L. Hall Lefevre directly holds 16,278 shares of Wintrust Financial common stock. This reflects the addition of 500 granted shares earned for first-quarter 2026 director service under the company’s shareholder-approved Director's Deferred Fee and Stock Plan.

What price per share was reported for the WTFC director stock grant?

The Form 4 lists a price of $139.82 per share for the 500-share grant. This figure is used for reporting the value of the director compensation award earned for first-quarter 2026 service, not necessarily as an indication of any open-market trade.

What is the Director's Deferred Fee and Stock Plan mentioned in WTFC's filing?

The Director's Deferred Fee and Stock Plan is a shareholder-approved program compensating Wintrust Financial directors. Under this plan, Deborah L. Hall Lefevre earned 500 common shares for first-quarter 2026 service, which were reported as an acquisition of stock on her Form 4 filing.