STOCK TITAN

Essential Utilities (NYSE: WTRG) president receives new stock awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Essential Utilities, Inc.’s president Colleen Arnold reported new equity awards. On January 23, 2026, she received 3,833 restricted stock units of common stock at a price of $0, increasing her directly held common shares to 20,053.

She was also granted 9,207 stock options with an exercise price of $39.19 per share, exercisable starting January 23, 2027 and expiring January 23, 2036. Both the restricted stock units and the options vest one-third each year on the grant anniversary. In addition, she indirectly holds 1,796.72 common shares through the company’s 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Arnold Colleen
Role President
Type Security Shares Price Value
Grant/Award Stock Options (Right to Buy) 9,207 $39.19 $361K
Grant/Award Common Stock 3,833 $0.00 --
holding Common Stock 401k -- -- --
Holdings After Transaction: Stock Options (Right to Buy) — 9,207 shares (Direct); Common Stock — 20,053 shares (Direct); Common Stock 401k — 1,796.72 shares (Indirect, 401k)
Footnotes (1)
  1. Represents the award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest one-third each year on the anniversary. Includes RSU shares not included in item 7 in the 2025 Form 4 Represents shares acquired under the Company's 401k plan since the last filing. Grant of 9,207 shares of stock options which vest one-third each year on the anniversary of the grant.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arnold Colleen

(Last) (First) (Middle)
762 W. LANCASTER AVENUE

(Street)
BRYN MAWR PA 19010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Essential Utilities, Inc. [ WTRG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
01/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2026 A 3,833(1) A $0 20,053 D(2)
Common Stock 401k 1,796.72(3) I 401k
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $39.19 01/23/2026 A 9,207 01/23/2027(4) 01/23/2036 Common Stock 9,207 $39.19 9,207 D
Explanation of Responses:
1. Represents the award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units vest one-third each year on the anniversary.
2. Includes RSU shares not included in item 7 in the 2025 Form 4
3. Represents shares acquired under the Company's 401k plan since the last filing.
4. Grant of 9,207 shares of stock options which vest one-third each year on the anniversary of the grant.
Kimberly A. Joyce, attorney-in-fact for Ms. Arnold 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider equity awards did Essential Utilities (WTRG) president receive?

The president, Colleen Arnold, received 3,833 restricted stock units and 9,207 stock options. The options have a $39.19 exercise price. Both awards vest in three equal annual installments on each grant anniversary, aligning her compensation more closely with shareholder outcomes.

How do Colleen Arnold’s new stock options at Essential Utilities (WTRG) work?

She was granted 9,207 stock options with a $39.19 exercise price, exercisable starting January 23, 2027 and expiring January 23, 2036. The options vest one-third each year on the grant anniversary, tying long-term value to continued service and performance.

What are the vesting terms of the restricted stock units at Essential Utilities (WTRG)?

The filing states that 3,833 restricted stock units vest one-third each year on the anniversary of the grant. Each unit represents a contingent right to receive one share of common stock, creating a multi-year incentive for the president to remain and help grow the company.

How many Essential Utilities (WTRG) shares does the president own after the transactions?

After the reported transactions, Colleen Arnold directly owns 20,053 common shares. She also indirectly holds 1,796.72 additional shares through the company’s 401(k) plan, reflecting retirement-plan accumulation since the prior filing rather than a one-time market purchase.

Is the Essential Utilities (WTRG) president’s 401(k) position described in the filing?

Yes. The filing reports 1,796.72 common shares held indirectly through the company’s 401(k) plan. A footnote explains these represent shares acquired under the 401(k) since the last filing, showing gradual accumulation via retirement contributions rather than an open-market trade.