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Willis Towers Watson (NASDAQ: WTW) COO receives awards under plans

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Willis Towers Watson plc Chief Operating Officer Alexis Faber reported new equity-based awards in the form of restricted share units. On January 12, 2026, Faber acquired 98.3296 restricted share units at a reference price of $329.45 each, bringing the total of this type of derivative security to 2,421.0079 units held directly.

On the same date, Faber also acquired 8.8024 restricted share units at $329.45 each, increasing a second restricted share unit holding to 1,043.8909 units, also held directly. These restricted share units generally settle into ordinary shares on a 1:1 basis under the company’s non-qualified deferred savings and stable value excess plans for U.S. employees, with settlement tied to separation from service or death as described in the plan terms.

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Insider Faber Alexis
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Share Unit 98.33 $329.45 $32K
Grant/Award Restricted Share Unit 8.802 $329.45 $3K
Holdings After Transaction: Restricted Share Unit — 2,421.008 shares (Direct)
Footnotes (1)
  1. Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date. Includes restricted share units acquired pursuant to the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees (the "Plan"), including the participant's deferral election under the Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Plan. Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death. Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Faber Alexis

(Last) (First) (Middle)
C/O WILLIS GROUP LIMITED
51 LIME STREET

(Street)
LONDON X0 EC3M 7DQ

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WILLIS TOWERS WATSON PLC [ WTW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit (1) 01/12/2026 A 98.3296(2) (1) (1) Ordinary Shares, nominal value $0.000304635 per share 98.3296 $329.45 2,421.0079 D
Restricted Share Unit (3) 01/12/2026 A 8.8024(4) (3) (3) Ordinary Shares, nominal value $0.000304635 per share 8.8024 $329.45 1,043.8909 D
Explanation of Responses:
1. Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.
2. Includes restricted share units acquired pursuant to the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees (the "Plan"), including the participant's deferral election under the Plan and the Company's matching contribution on the participant's deferral election credited to the participant's account in the form of restricted share units under the Plan.
3. Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.
4. Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees.
/s/ Alexis Faber by Lina Vanessa Jaramillo, Attorney-in-Fact (power of attorney previously filed) 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Willis Towers Watson (WTW) report for Alexis Faber?

Willis Towers Watson reported that Chief Operating Officer Alexis Faber acquired derivative securities in the form of restricted share units on January 12, 2026, increasing her directly held restricted share unit balances in two separate plan accounts.

How many restricted share units did the WTW COO acquire in this Form 4 filing?

On January 12, 2026, Alexis Faber acquired 98.3296 restricted share units at $329.45 per unit in one account and 8.8024 restricted share units at $329.45 per unit in another, both reported as directly owned derivative securities.

What are the resulting restricted share unit holdings reported by the WTW COO?

Following the reported transactions, Alexis Faber held 2,421.0079 restricted share units in one series and 1,043.8909 restricted share units in another, each reported as held directly as derivative securities.

How do the WTW restricted share units reported by Alexis Faber settle into ordinary shares?

The filing states that the restricted share units settle into Willis Towers Watson ordinary shares on a 1:1 basis, with settlement generally occurring six months after the reporting person’s termination or separation from service, or within a defined period after death, depending on the specific non-qualified plan.

Which Willis Towers Watson compensation plans are referenced in Alexis Faber’s Form 4?

The transactions reference the Willis Towers Watson Non-Qualified Deferred Savings Plan for U.S. Employees and the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees, under which participant deferrals and company matching contributions are credited in the form of restricted share units.

Is Alexis Faber a director or officer of Willis Towers Watson in this filing?

Yes. The filing identifies Alexis Faber as an officer of Willis Towers Watson plc, serving as Chief Operating Officer, and indicates that the Form 4 is filed by one reporting person.

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