[Form 4] Willamette Valley Vineyards, Inc. Series A Redeemable Preferred Stock Insider Trading Activity

Rhea-AI Filing Summary

Michael J. Osborn, identified as Chief Executive Officer and Director, reported three purchases of the issuer's common stock. On 08/21/2025 he purchased 1,000 shares at $4.42, and on 08/22/2025 he purchased two lots of 500 shares at $4.14 and $4.15 respectively. Reported holdings increased from 0 to 2,000 shares on a direct basis. The Form 4 is signed 08/25/2025.

Positive

• Reporting person purchased shares on the open market, increasing direct holdings to 2,000 shares
• Form 4 includes transaction dates, prices, and quantities, indicating a complete non-derivative disclosure

Negative

• None.

Insights

Securities Analyst

TL;DR: CEO made small, direct purchases totaling 2,000 shares at ~$4.20 each.

The transactions are straightforward open-market purchases by the reporting person and are reported as direct ownership. The total number of shares acquired is 2,000, with per-share prices of $4.42, $4.14 and $4.15. For most investors, this size is immaterial relative to typical market-cap and outstanding-share considerations, but it does document insider buying activity and compliance with Section 16 reporting requirements.

Corporate Governance Expert

TL;DR: Properly executed Form 4 showing small CEO purchases and timely filing.

The form identifies the reporting person and relationship to the issuer, lists each transaction date, number of shares, prices, and shows direct beneficial ownership rising to 2,000 shares. The filing appears complete for disclosed non-derivative transactions and is signed. There are no derivative transactions or additional disclosures in the document.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Osborn Michael Jordan

(Last) (First) (Middle)

8800 ENCHANTED WAY SE

(Street)

TURNER OR 97392

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/21/2025	08/21/2025	P		1,000	A	$4.42	1,000	D
Common Stock	08/22/2025	08/22/2025	P		500	A	$4.14	1,500	D
Common Stock	08/22/2025	08/22/2025	P		500	A	$4.15	2,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michael J. Osborn	08/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Michael J. Osborn report for WVVI/WVVIP?

The Form 4 reports three open-market purchases of common stock: 1,000 shares at $4.42 on 08/21/2025, and 500 shares at $4.14 and 500 shares at $4.15 on 08/22/2025.

How many shares does the reporting person beneficially own after these transactions?

Following the reported transactions the reporting person beneficially owns 2,000 shares on a direct basis according to the Form 4.

What is the reporting person's relationship to the issuer?

The filing identifies the reporting person as a Director and Officer with the title Chief Executive Officer.

When was the Form 4 signed?

The Form 4 is signed by the reporting person on 08/25/2025.