XBP Global director granted 66,823 RSUs

XBP Global Holdings, Inc. (XBP) reported that director Sanjay Srivastava received a grant of 66,823 Restricted Stock Units (RSUs)August 1, 2027, with each RSU converting into one share of common stock at vesting.

Rhea-AI Filing Summary

XBP Global Holdings, Inc. (XBP) reported that director Sanjay Srivastava received a grant of 66,823 Restricted Stock Units (RSUs)August 1, 2027, with each RSU converting into one share of common stock at vesting. After this grant and reflecting a prior 1-for-10 reverse stock split on December 12, 2025, Srivastava now holds 91,442 shares of common stock, including previously granted RSUs.

Insider Trade Summary

Grant/Award: 66,823 shares

Grant/Award 1 txn

Insider Srivastava Sanjay

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.0001 per share F1, F2	66,823	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $0.0001 per share — 91,442 shares (Direct)

Footnotes (2)

1. F1. Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the Company's 2024 Stock Incentive Plan, as amended (the "Plan"). The RSUs are scheduled to vest in full on August 1, 2027 subject to the terms of the Plan. Each RSU represents the right to receive one share of the Issuer's common stock on vesting.
2. F2. On December 12, 2025, the Issuer's common stock reverse split 1-for-10 (the "Reverse Split"), resulting in a decrease of 221,562 shares in the reporting person's ownership of common stock. Includes RSUs previously granted to the Reporting Person under the Plan.

Key Figures

RSUs granted: 66,823 RSUs Vesting date: August 1, 2027 Shares owned after transaction: 91,442 shares +2 more

5 metrics

RSUs granted 66,823 RSUs Restricted Stock Units issued to Sanjay Srivastava on September 17, 2026 under the 2024 Stock Incentive Plan

Vesting date August 1, 2027 Date on which all 66,823 RSUs are scheduled to vest in full

Shares owned after transaction 91,442 shares Total common stock, including RSUs, reported as beneficially owned by Sanjay Srivastava after the grant

Reverse stock split ratio 1-for-10 Reverse split of XBP common stock effective December 12, 2025

Decrease in shares from reverse split 221,562 shares Reduction in Sanjay Srivastava’s reported common stock holdings due to the 1-for-10 reverse split

Key Terms

Restricted Stock Units ("RSUs"), 2024 Stock Incentive Plan, reverse split

3 terms

Restricted Stock Units ("RSUs") financial

"Represents Restricted Stock Units ("RSUs") issued to the Reporting Person"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

2024 Stock Incentive Plan financial

"issued to the Reporting Person under the Company's 2024 Stock Incentive Plan"

reverse split financial

"the Issuer's common stock reverse split 1-for-10 (the "Reverse Split")"

A reverse split is when a company reduces the number of its outstanding shares by combining several existing shares into one new share, so the price per share rises proportionally while the company’s overall value stays the same. Investors care because it can make a stock appear more respectable or meet exchange rules — like turning many small coins into a single larger bill — but it can also signal financial trouble and often affects trading liquidity and investor perception.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did XBP director Sanjay Srivastava report on this Form 4 for XBP?

He reported an award of 66,823 Restricted Stock Units (RSUs) of XBP Global Holdings, Inc. common stock on September 17, 2026 under the company’s 2024 Stock Incentive Plan, with all units scheduled to vest on August 1, 2027.

How many XBP shares does Sanjay Srivastava hold after this RSU grant?

Following the RSU award, Sanjay Srivastava is reported to beneficially own 91,442 shares of XBP common stock, which includes RSUs previously granted to him under the company’s 2024 Stock Incentive Plan.

What are the vesting terms of the 66,823 RSUs reported for XBP?

The 66,823 RSUs issued to Sanjay Srivastava under XBP’s 2024 Stock Incentive Plan are scheduled to vest in full on August 1, 2027. On vesting, each RSU entitles him to receive one share of XBP common stock.

Was the RSU grant to the XBP director made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and there is no footnote indicating that the RSU grant to Sanjay Srivastava was made pursuant to a Rule 10b5-1 or similar pre-arranged trading plan.

How did the reverse stock split affect Sanjay Srivastava’s XBP holdings?

On December 12, 2025, XBP’s common stock reverse split 1-for-10, which the filing states resulted in a decrease of 221,562 shares in Sanjay Srivastava’s reported ownership of common stock, including his previously granted RSUs.

What does each RSU granted to the XBP director represent?

Each of the RSUs granted to Sanjay Srivastava represents the right to receive one share of XBP common stock upon vesting, subject to the terms of XBP Global Holdings, Inc.’s 2024 Stock Incentive Plan, as amended.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 06:01 PM Accepted by SEC EDGAR 09/21/2026 - 06:01 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Srivastava Sanjay

(Last) (First) (Middle)

C/O XBP GLOBAL HOLDINGS, INC.

6641 N. BELT LINE ROAD, SUITE 100

(Street)

IRVING TEXAS 75063

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
XBP Global Holdings, Inc. [ XBP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.0001 per share	09/17/2026		A		66,823(1)	A	$0	91,442(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the Company's 2024 Stock Incentive Plan, as amended (the "Plan"). The RSUs are scheduled to vest in full on August 1, 2027 subject to the terms of the Plan. Each RSU represents the right to receive one share of the Issuer's common stock on vesting.

2. On December 12, 2025, the Issuer's common stock reverse split 1-for-10 (the "Reverse Split"), resulting in a decrease of 221,562 shares in the reporting person's ownership of common stock. Includes RSUs previously granted to the Reporting Person under the Plan.

	/s/ Sanjay Srivastava	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)