STOCK TITAN

Exicure, Inc. (XCUR) holder Exicure HiTron regains 623,275 returned shares

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Exicure HiTron Inc., a more than 10% owner of EXICURE, INC., reported acquiring a total of 623,275 common shares in a series of code J transactions on June 23, 24, 26 and July 8, 2026 at $4.50 per share. According to the footnote, these acquisitions reflect shares returned to Exicure HiTron under share transfer amendment agreements that reduced the number of shares previously transferred to certain transferees; voting and dispositive power reverted only when the transfer agent recorded the shares back in its name. Following the latest transaction, Exicure HiTron directly holds 2,222,224 common shares of Exicure.

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Insider Exicure HiTron Inc.
Role 10% Owner
Type Security Shares Price Value
Other Common F1 117,441 $4.50 $528K
Other Common F1 253,195 $4.50 $1.14M
Other Common F1 123,456 $4.50 $556K
Other Common F1 129,183 $4.50 $581K
holding Common -- -- --
Holdings After Transaction: Common — 3,821,171 shares (Direct)
Footnotes (1)
  1. F1. The reported acquisitions under Table I above resulted from the return of shares to the reporting person pursuant to share transfer amendment agreements entered into with certain transferees that previously acquired shares from the reporting person. Pursuant to such amendment agreements, the parties agreed to reduce the number of shares transferred under the original transactions and return shares to the reporting person. Voting and dispositive power with respect to the returned shares reverted to the reporting person only upon the transfer agent recording the returned shares in the reporting person's name.
Shares returned June 23, 2026 129,183 shares Code J acquisition of common stock at $4.5000 per share
Shares returned June 24, 2026 123,456 shares Code J acquisition of common stock at $4.5000 per share
Shares returned June 26, 2026 253,195 shares Code J acquisition of common stock at $4.5000 per share
Shares returned July 8, 2026 117,441 shares Code J acquisition of common stock at $4.5000 per share
Total shares returned 623,275 shares Aggregate restructuring-related acquisitions per transaction summary
Price per share $4.5000 per share Price applied to all reported common stock acquisitions
Shares held after latest transaction 2,222,224 shares Direct common stock holdings following July 8, 2026 acquisition
Other acquisition or disposition financial
"transaction_code_description: "Other acquisition or disposition""
share transfer amendment agreements financial
"The reported acquisitions ... resulted from the return of shares to the reporting person pursuant to share transfer amendment agreements"
voting and dispositive power financial
"Voting and dispositive power with respect to the returned shares reverted to the reporting person"
transfer agent financial
"reverted to the reporting person only upon the transfer agent recording the returned shares"
A transfer agent is a financial service that keeps the official record of who owns a company's shares, handles the buying and selling of those shares on paper or electronically, and issues or cancels stock certificates. Think of it as the company’s records keeper and mailroom combined—investors rely on it to make sure dividends, shareholder mailings, ownership changes, and proxy voting are processed accurately and securely, which protects ownership rights and helps prevent errors or fraud.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Exicure HiTron report in its latest Form 4 for XCUR?

Exicure HiTron reported four code J acquisitions of Exicure, Inc. (XCUR) common stock, totaling 623,275 shares at $4.50 per share. These were returns of previously transferred shares under share transfer amendment agreements.

How many Exicure, Inc. (XCUR) shares were returned to Exicure HiTron?

A total of 623,275 common shares of Exicure, Inc. (XCUR) were returned to Exicure HiTron. The returns came from multiple transferees after they agreed to reduce prior share transfers via amendment agreements.

What price per share applied to Exicure HiTron’s XCUR transactions?

Each reported transaction used a price of $4.50 per share for Exicure, Inc. (XCUR) common stock. This price applies across the June 23, 24, 26 and July 8, 2026 code J acquisitions described as returned shares.

What is Exicure HiTron’s XCUR ownership after these transactions?

After the July 8, 2026 transaction, Exicure HiTron directly holds 2,222,224 shares of Exicure, Inc. (XCUR) common stock. This reflects the cumulative effect of returned shares documented in the recent code J acquisitions.

Were Exicure HiTron’s XCUR share returns made under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirmative. The footnote instead describes the transactions as returns of shares under share transfer amendment agreements with prior transferees, rather than referencing a trading plan.

What is the nature of the code J transactions reported for XCUR?

The code J entries are described as other acquisitions or dispositions tied to restructuring. The footnote explains they result from amendment agreements that reduced earlier share transfers and returned shares, restoring voting and dispositive power to Exicure HiTron.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Exicure HiTron Inc.

(Last)(First)(Middle)
99-13 MASAN-GIL, MIYANG-MYEON

(Street)
ANSEONG-SI, GYEONGGI-DO17601

(City)(State)(Zip)

MALAYSIA

(Country)
2. Issuer Name and Ticker or Trading Symbol
EXICURE, INC. [ XCUR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common1,598,947D
Common06/23/2026J(1)129,183A$4.51,728,130D
Common06/24/2026J(1)123,456A$4.51,851,586D
Common06/26/2026J(1)253,195A$4.52,104,781D
Common07/08/2026J(1)117,441A$4.52,222,224D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported acquisitions under Table I above resulted from the return of shares to the reporting person pursuant to share transfer amendment agreements entered into with certain transferees that previously acquired shares from the reporting person. Pursuant to such amendment agreements, the parties agreed to reduce the number of shares transferred under the original transactions and return shares to the reporting person. Voting and dispositive power with respect to the returned shares reverted to the reporting person only upon the transfer agent recording the returned shares in the reporting person's name.
/s/ Jang Yun Sik07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)