XCel Brands director receives stock, option awards
XCel Brands director Mark DiSanto reported new equity compensation awards.
Rhea-AI Filing Summary
XCel Brands director Mark DiSanto reported new equity compensation awards. He received 1,250 shares of restricted common stock and stock options for 3,500 shares at an exercise price of $2.24. Both the restricted stock and options vest 50% on April 1, 2027 and 50% on April 1, 2028.
After these awards, DiSanto directly holds 44,167 common shares. He also has indirect ownership of 8,239 shares through The Mark X DiSanto Investment Trust and 337,018 shares through other trusts, where he serves as trustee with sole voting and dispositive power. The restricted stock award allows him to extend vesting dates in six‑month increments at his discretion.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 4,750 shares
Grant/Award
4 txns
Insider
DiSanto Mark
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Stock Option | 3,500 | $0.00 | $0.00 |
| Grant/Award | Common Stock | 1,250 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option — 3,500 contracts (Direct);
Common Stock — 44,167 shares (Direct);
Common Stock — 345,257 shares (Indirect, See Footnote)
Footnotes (4)
- F1. Represents shares of restricted stock awarded pursuant to a restricted stock agreement, which vests as to 50% of the shares on each of April 1, 2027 and April 1, 2028, provided that the reporting person may extend the vesting date as to all or a portion of the shares, one or more times, in six month increments, at his sole discretion.
- F2. Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
- F3. Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
- F4. The options vest as to 50% of the shares on each of April 1, 2027 and April 1, 2028.
Key Figures
Restricted stock grant: 1,250 shares
Stock options granted: 3,500 options
Option exercise price: $2.24 per share
+3 more
6 metrics
Restricted stock grant
1,250 shares
Awarded April 20, 2026; vests 50% on April 1, 2027 and April 1, 2028
Stock options granted
3,500 options
Granted April 20, 2026; exercise price $2.24; expire April 20, 2031
Option exercise price
$2.24 per share
Stock options on 3,500 underlying XCel Brands common shares
Direct common shares after grant
44,167 shares
Total direct XCel Brands common stock held after April 20, 2026 transactions
Indirect shares – Mark X DiSanto Investment Trust
8,239 shares
Held by The Mark X DiSanto Investment Trust; DiSanto is trustee
Indirect shares – other trusts
337,018 shares
Held by other trusts where DiSanto is trustee with sole voting power
Key Terms
restricted stock, vesting, Stock Option, exercise price, +2 more
6 terms
restricted stock financial
"Represents shares of restricted stock awarded pursuant to a restricted stock agreement"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
vesting financial
"which vests as to 50% of the shares on each of April 1, 2027 and April 1, 2028"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Stock Option financial
"security_title": "Stock Option""
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"conversion_or_exercise_price": "2.2400""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Investment Trust financial
"shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee"
sole voting dispositive power financial
"as to which Mr. DiSanto has sole voting dispositive power"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Mark DiSanto report for XELB on April 20, 2026?
Mark DiSanto reported equity compensation awards, not open-market trades. He received 1,250 restricted shares of XCel Brands common stock and stock options for 3,500 shares, granted at a $2.24 exercise price, with future vesting dates instead of immediate cash transactions.
How do the new restricted stock awards for XELB’s Mark DiSanto vest?
The 1,250 restricted shares vest in two equal installments. Fifty percent vests on April 1, 2027 and the remaining fifty percent on April 1, 2028, and DiSanto may extend the vesting date in six‑month increments, giving additional flexibility over when shares fully vest.
What stock options did Mark DiSanto receive from XCel Brands (XELB)?
DiSanto received stock options covering 3,500 shares of XCel Brands common stock. The options have a $2.24 exercise price and vest 50% on April 1, 2027 and 50% on April 1, 2028, with an expiration date on April 20, 2031, if not earlier exercised.
Are Mark DiSanto’s recent XELB transactions open-market buys or compensation grants?
The reported activity consists of compensation-related grants, not open-market purchases or sales. DiSanto received 1,250 restricted shares and options for 3,500 shares at $2.24, both vesting over time. These awards increase his potential ownership without immediate cash payments or market trading.
AI-generated analysis. How Rhea-AI works. Not financial advice.
