STOCK TITAN

Xencor (XNCR) director granted RSUs and stock options in equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Xencor Inc director Alan Bruce Montgomery reported receiving equity compensation rather than buying shares on the market. He was granted 10,302 restricted stock units that vest fully on the first anniversary of the grant date. He also received options for 20,604 shares at an exercise price of $12.20, vesting in equal monthly installments over one year until June 16, 2027. After the RSU grant, his direct common stock holdings total 25,849 shares, and he holds 20,604 options.

Positive

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Negative

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Insider Montgomery Alan Bruce
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 20,604 $0.00 --
Grant/Award Common Stock 10,302 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 20,604 shares (Direct, null); Common Stock — 25,849 shares (Direct, null)
Footnotes (1)
  1. Represents restricted stock units that shall fully vest on the first anniversary of the date of grant. The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 16, 2026, such that the total number of shares will be fully vested on June 16, 2027.
RSU grant 10,302 units Restricted stock units vesting on first anniversary of grant
Option grant size 20,604 shares Stock options for Xencor common stock
Option exercise price $12.20 per share Strike price for newly granted stock options
Option vesting end date June 16, 2027 Options vest monthly over one year until this date
Shares held after grant 25,849 shares Director’s direct common stock holdings following RSU grant
Options held after grant 20,604 options Total options reported following the new award
restricted stock units financial
"Represents restricted stock units that shall fully vest on the first anniversary of the date of grant."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock option financial
"The shares subject to the option will vest in equal monthly installments over one year."
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"Stock Option (Right to Buy) with a conversion or exercise price of 12.2000."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The shares subject to the option will vest in equal monthly installments over one year."
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
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FAQ

What insider transaction did Xencor (XNCR) director Alan Bruce Montgomery report?

Alan Bruce Montgomery reported receiving equity compensation grants, not open-market trades. He acquired 10,302 restricted stock units and 20,604 stock options as part of his compensation, increasing his direct equity exposure to Xencor through both shares and options.

How many Xencor (XNCR) shares did the director receive in this Form 4 filing?

He received 10,302 restricted stock units, which are share-based awards. These units will convert into common stock upon vesting, adding to his existing holdings and aligning his compensation more closely with Xencor’s share performance over time.

What are the terms of the new stock options granted to the Xencor (XNCR) director?

The director received options for 20,604 shares of Xencor common stock with a $12.20 exercise price. These options vest in equal monthly installments over one year and are scheduled to be fully vested on June 16, 2027, subject to continued service.

When do Alan Bruce Montgomery’s Xencor (XNCR) restricted stock units vest?

The 10,302 restricted stock units will fully vest on the first anniversary of the grant date. Once vested, the units convert into common shares, increasing his directly held Xencor stock if he remains in service through that vesting date.

What are the director’s Xencor (XNCR) holdings after this Form 4 transaction?

Following the reported grants, the director directly holds 25,849 shares of Xencor common stock. He also holds stock options covering 20,604 additional shares, which become exercisable over one year as they vest according to the disclosed schedule.

Did the Xencor (XNCR) director buy or sell shares on the open market in this filing?

No open-market purchases or sales were reported. The Form 4 only shows equity compensation awards: restricted stock units and stock options granted at no cash cost to the director, classified as grant or award acquisitions under SEC transaction code A.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Montgomery Alan Bruce

(Last)(First)(Middle)
C/O XENCOR, INC.
465 N HALSTEAD STREET, SUITE 200

(Street)
PASADENA CALIFORNIA 91107

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Xencor Inc [ XNCR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/16/2026A10,302(1)A$025,849D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$12.206/16/2026A20,604 (2)06/15/2036Common Stock20,604$020,604D
Explanation of Responses:
1. Represents restricted stock units that shall fully vest on the first anniversary of the date of grant.
2. The shares subject to the option will vest in equal monthly installments over one year beginning on the one-month anniversary of June 16, 2026, such that the total number of shares will be fully vested on June 16, 2027.
Remarks:
/s/ Celia E. Eckert, Attorney-in-Fact07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)