Morgan Stanley reports 9.5% stake in XOMA

Accepted by SEC EDGAR 08/07/2026 - 05:28 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Morgan Stanley and Morgan Stanley Investment Management Inc. report significant ownership of XOMA Royalty Corp common stock in Amendment No. 3 to a Schedule 13G. Morgan Stanley reports beneficial ownership of 1,686,495 shares, and Morgan Stanley Investment Management Inc. reports 1,685,493 shares, each representing 9.5% of the outstanding common stock. Voting and dispositive powers are reported as shared, with no sole voting or dispositive power. The reporting entities are organized in Delaware and file jointly as a parent holding company and investment adviser, with additional subsidiary detail referenced in Exhibit 99.2.

Key Figures

Morgan Stanley shares: 1,686,495 shares MSIM shares: 1,685,493 shares Ownership percentage: 9.5 % +3 more

6 metrics

Morgan Stanley shares 1,686,495 shares Shares of XOMA Royalty Corp common stock beneficially owned by Morgan Stanley

MSIM shares 1,685,493 shares Shares of XOMA Royalty Corp common stock beneficially owned by Morgan Stanley Investment Management Inc.

Ownership percentage 9.5 % Percent of XOMA Royalty Corp common stock class beneficially owned by each reporting person

Shared voting power (MS) 1,686,495.00 Number of XOMA Royalty Corp shares over which Morgan Stanley has shared voting power

Shared dispositive power (MS) 1,685,536.00 Number of XOMA Royalty Corp shares over which Morgan Stanley has shared dispositive power

Shared voting/dispositive power (MSIM) 1,685,493.00 Number of XOMA Royalty Corp shares over which MSIM has shared voting and dispositive power

Key Terms

beneficially owned, Sole Voting Power, Shared Dispositive Power, parent holding company, +1 more

5 terms

beneficially owned financial

"this filing reflects the securities beneficially owned, or that may be deemed to be beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Sole Voting Power financial

"5 | Sole Voting Power 0.00 6 | Shared Voting Power 1,686,495.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

Shared Dispositive Power financial

"7 | Sole Dispositive Power 0.00 8 | Shared Dispositive Power 1,685,536.00"

parent holding company financial

"If a parent holding company has filed this schedule, pursuant to (ii)(G)"

Item 7 Information regulatory

"99.2 Item 7 Information * Attention. Intentional misstatements or omissions"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What percentage of XOMA (XOMA) does Morgan Stanley report owning in this filing?

Morgan Stanley and its affiliate report beneficial ownership of 9.5% of XOMA Royalty Corp’s common stock. This stake is disclosed in Amendment No. 3 to a Schedule 13G, reflecting their status as a significant institutional holder.

How many XOMA (XOMA) shares does Morgan Stanley report beneficially owning?

Morgan Stanley reports beneficial ownership of 1,686,495 XOMA Royalty Corp common shares. This total is tied to shared voting and dispositive power reported for certain Morgan Stanley operating units in the Schedule 13G/A filing.

How many XOMA (XOMA) shares does Morgan Stanley Investment Management Inc. report owning?

Morgan Stanley Investment Management Inc. reports beneficial ownership of 1,685,493 XOMA Royalty Corp common shares. These shares are reported with shared voting and shared dispositive power and represent 9.5% of the company’s common stock.

What voting power over XOMA (XOMA) shares does Morgan Stanley disclose?

Morgan Stanley discloses 0 shares with sole voting power and 1,686,495 shares with shared voting power in XOMA Royalty Corp. It also reports no sole dispositive power and shared dispositive power over substantially all of these shares.

What is the purpose of Amendment No. 3 to Morgan Stanley’s Schedule 13G/A for XOMA (XOMA)?

Amendment No. 3 updates Morgan Stanley’s and Morgan Stanley Investment Management Inc.’s beneficial ownership information for XOMA Royalty Corp. It restates share counts, percentage of class, and the nature of their shared voting and dispositive powers.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 3)

XOMA Royalty Corp

(Name of Issuer)

Common Stock

(Title of Class of Securities)

98419J206

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 98419J206

1

Names of Reporting Persons

Morgan Stanley

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 1,686,495.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,685,536.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,686,495.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.5 %

12

Type of Reporting Person (See Instructions)

HC, CO

SCHEDULE 13G

CUSIP Number(s): 98419J206

1

Names of Reporting Persons

Morgan Stanley Investment Management Inc.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 1,685,493.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 1,685,493.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

1,685,493.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.5 %

12

Type of Reporting Person (See Instructions)

IA, CO

SCHEDULE 13G

Item 1.
(a)	Name of issuer: XOMA Royalty Corp
(b)	Address of issuer's principal executive offices: 2200 POWELL STREET, SUITE 310, EMERYVILLE, CA, 94608
Item 2.
(a)	Name of person filing: 1: Morgan Stanley 2: Morgan Stanley Investment Management Inc.
(b)	Address or principal business office or, if none, residence: 1: 1585 Broadway, New York, NY 10036 ;2: 1585 Broadway New York, NY 10036
(c)	Citizenship: 1: Delaware 2: Delaware
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 98419J206
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: See the response(s) to Item 9 on the attached cover page(s).
(b)	Percent of class: 9.5 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: See the response(s) to Item 5 on the attached cover page(s).
	(ii) Shared power to vote or to direct the vote: See the response(s) to Item 6 on the attached cover page(s).
	(iii) Sole power to dispose or to direct the disposition of: See the response(s) to Item 7 on the attached cover page(s).
	(iv) Shared power to dispose or to direct the disposition of: See the response(s) to Item 8 on the attached cover page(s).
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. See Exhibit 99.2
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. * In Accordance with the Securities and Exchange Commission Release No. 34-39538 (January 12, 1998) (the "Release"), this filing reflects the securities beneficially owned, or that may be deemed to be beneficially owned, by certain operating units (collectively, the "MS Reporting Units") of Morgan Stanley and its subsidiaries and affiliates (collectively, "MS"). This filing does not reflect securities, if any, beneficially owned by any operating units of MS whose ownership of securities is disaggregated from that of the MS Reporting Units in accordance with the Release.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Morgan Stanley

Signature:	Claire Gordon
Name/Title:	Authorized Signatory, Morgan Stanley
Date:	08/07/2026

Morgan Stanley Investment Management Inc.

Signature:	Deidre A. Downes
Name/Title:	Authorized Signatory, Morgan Stanley Investment Management Inc.
Date:	08/07/2026

Exhibit Information

EXHIBIT NO. EXHIBITS ------------------ ------------------------------------ 99.1 Joint Filing Agreement 99.2 Item 7 Information * Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).