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XYL Initial Form 3 Filed; Officer Reports Zero Holdings 08/13/2025

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Stacy Cozad, serving as SVP & Chief Legal Officer and an officer/director of Xylem Inc. (XYL), filed an Initial Form 3 reporting the event dated 08/13/2025. The filing states no securities are beneficially owned by the reporting person as of the filing date. The form was signed by an attorney-in-fact and confirms compliance with Section 16 reporting requirements.

Positive

  • Timely compliance with Section 16 reporting by filing an Initial Form 3 on 08/13/2025
  • Clear disclosure stating no securities are beneficially owned, establishing a transparent baseline

Negative

  • No equity ownership disclosed by an executive, which may indicate limited direct share alignment with shareholders

Insights

Officer disclosed zero beneficial holdings on initial Form 3 filed 08/13/2025.

The filing shows that Stacy Cozad, identified as SVP & Chief Legal Officer and a reporting officer/director, submitted an initial statement indicating no direct or indirect ownership of the issuer's securities. This is a routine Section 16 disclosure establishing the reporting baseline for future transactions.

Key dependencies are subsequent Form 4 or Form 5 filings if securities are later acquired or transactions occur; investors may watch for any such filings in the standard Section 16 timeline.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Cozad Stacy

(Last) (First) (Middle)
C/O XYLEM INC.
301 WATER STREET SE

(Street)
WASHINGTON DC 20003

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/13/2025
3. Issuer Name and Ticker or Trading Symbol
Xylem Inc. [ XYL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Legal Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Mike Nazario, by power of attorney for Stacy Cozad 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Stacy Cozad report on the Form 3 for XYL?

The filing reports that Stacy Cozad, SVP & Chief Legal Officer, filed an Initial Form 3 and indicated no securities are beneficially owned as of 08/13/2025.

Does the Form 3 show any stock or option holdings for XYL officer Stacy Cozad?

No. The Form 3 explicitly states no securities are beneficially owned by the reporting person.

Why is an Initial Form 3 filed for an officer or director?

An Initial Form 3 is filed to meet Section 16 requirements when a person becomes an officer/director, establishing the reporting baseline for future transactions.

Who signed the Form 3 for Stacy Cozad?

The Form 3 was signed on behalf of Stacy Cozad by Mike Nazario by power of attorney on 08/13/2025.
Xylem Inc

NYSE:XYL

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29.28B
242.43M
Specialty Industrial Machinery
Pumps & Pumping Equipment
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United States
WASHINGTON