STOCK TITAN

Xylem grants CFO 1,693 RSUs and 6,034 options

Xylem’s CFO received new restricted stock units and stock options that vest over three years, increasing her direct equity stake.

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Xylem Inc. (XYL) reported equity awards to EVP & Chief Financial Officer Andrea Michele van der Berg. On September 1, 2026, she received 1,693 shares of common stock as restricted stock units and 6,034 non-qualified stock options with an exercise price of $106.89 per share, all vesting in one-third increments on March 1, 2027, 2028, and 2029. Following these awards, she directly holds 10,691 shares of common stock and 6,034 stock options expiring on September 1, 2036, and no Rule 10b5-1 trading plan is reported.

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Insider van der Berg Andrea Michele
Role EVP & Chief Financial Officer
Type Security Shares Price Value
Grant/Award Stock Options (Right to Buy) F2 6,034 $106.89 $645K
Grant/Award Common Stock F1 1,693 $0.00 $0.00
Holdings After Transaction: Stock Options (Right to Buy) — 6,034 contracts (Direct); Common Stock — 10,691 shares (Direct)
Footnotes (2)
  1. F1. Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029.
  2. F2. Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029.
Restricted stock units granted 1,693 shares Award of restricted stock units on September 1, 2026
Non-qualified stock options granted 6,034 options Option grant on September 1, 2026
Option exercise price $106.89 per share Exercise price of non-qualified stock options granted September 1, 2026
Common shares held after award 10,691 shares Direct common stock holdings after September 1, 2026 RSU award
Option expiration date September 1, 2036 Expiration of 6,034 non-qualified stock options
restricted stock units financial
"Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
non-qualified stock options financial
"Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan"
Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.
vesting financial
"that are scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Omnibus Incentive Plan financial
"pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016)"
An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.

FAQ

What equity awards did Xylem (XYL) grant to its CFO on September 1, 2026?

Xylem granted the CFO 1,693 restricted stock units of common stock and 6,034 non-qualified stock options with an exercise price of $106.89 per share, all vesting in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029.

How many Xylem (XYL) common shares does the CFO hold after these transactions?

After the September 1, 2026 awards, the CFO directly holds 10,691 shares of Xylem common stock, reflecting the addition of 1,693 restricted stock units granted on that date.

What are the key terms of the CFO’s new Xylem (XYL) stock options?

The CFO received 6,034 non-qualified stock options with an exercise price of $106.89 per share, scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029, and expiring on September 1, 2036.

Were the September 1, 2026 Xylem (XYL) equity awards made under a specific plan?

Yes. Both the restricted stock units and the non-qualified stock options were granted under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016), as described in the footnotes to the Form 4.

Were Xylem (XYL) CFO’s September 1, 2026 transactions under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan for these transactions, as the applicable checkbox for such a plan is not marked as affirmatively used.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
van der Berg Andrea Michele

(Last)(First)(Middle)
C/O XYLEM INC.
301 WATER STREET SE

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20003

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Xylem Inc. [ XYL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/01/2026A1,693(1)A$010,691D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy)$106.8909/01/2026A6,034 (2)09/01/2036Common Stock6,034$106.896,034D
Explanation of Responses:
1. Reflects an award of restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029.
2. Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029.
/s/ Mike Nazario, by power of attorney for Andrea M. van der Berg09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)