Yuanbao Inc. (YB) COO discloses sizable share, option and RSU holdings
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Yuanbao Inc. director and COO Li Ying Dana filed an initial ownership report showing her existing equity interests in the company. She indirectly beneficially owns 7,102,172 Class A ordinary shares held by Global Running Lion Limited, which are attributed to her as reporting person.
She also holds several employee stock options over Class A ordinary shares, including 1,197,875 underlying shares at an exercise price of $0.0600 expiring on August 1, 2030, and additional grants at exercise prices from $0.1000 to $0.4000 with expirations between 2031 and 2035. In addition, she holds 240,000 restricted share units, each representing a right to receive one Class A ordinary share upon vesting. The filing records these positions as holdings, not new market transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
9 transactions reported
Mixed
9 txns
Insider
Li Ying Dana
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Option (Right to Buy) | -- | -- | -- |
| holding | Restricted Share Units | -- | -- | -- |
| holding | Class A ordinary shares | -- | -- | -- |
Holdings After Transaction:
Option (Right to Buy) — 1,197,875 shares (Direct);
Restricted Share Units — 240,000 shares (Direct);
Class A ordinary shares — 7,102,172 shares (Indirect, By Global Running Lion Limited)
Footnotes (1)
- Represents 7,102,172 Class A ordinary shares held by Global Running Lion Limited and beneficially owned by the Reporting Person. The options have become fully vested and exercisable on August 1, 2024. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The options have become fully vested and exercisable on January 1, 2025. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The options have become fully vested and exercisable on August 1, 2025. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of April 1, 2024, April 1, 2025, April 1, 2026 and April 1, 2027, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of November 1, 2024, November 1, 2025, November 1, 2026 and November 1, 2027, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of October 1, 2025, October 1, 2026, October 1, 2027 and October 1, 2028, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of April 1, 2026, April 1, 2027, April 1, 2028 and April 1, 2029, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising. The RSUs vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of November 20, 2026, November 20, 2027, November 20, 2028 and November 20, 2029, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting.
FAQ
What insider positions does Yuanbao Inc. (YB) COO Li Ying Dana report on this Form 3?
She reports indirect beneficial ownership of 7,102,172 Class A ordinary shares held by Global Running Lion Limited, plus multiple employee stock options and 240,000 restricted share units. The form lists her existing equity interests rather than new trades.
What stock options does Yuanbao Inc. (YB) COO Li Ying Dana hold?
She holds several options over Class A ordinary shares, including 1,197,875 underlying shares at a $0.0600 exercise price expiring August 1, 2030, and additional grants at exercise prices from $0.1000 to $0.4000 with expirations between 2031 and 2035.
Are Li Ying Dana’s options in Yuanbao Inc. (YB) vested and exercisable?
Footnotes state that certain option grants became fully vested and exercisable on specific dates, while others vest in four installments over future years. Each option, once vested, entitles her to purchase one Class A ordinary share upon exercise at the stated price.
Does this Yuanbao Inc. (YB) Form 3 show insider buying or selling by Li Ying Dana?
No. The Form 3 records holdings only, listing her existing share, option, and RSU positions. The transaction summary shows no buy or sell entries, indicating this is an initial ownership report rather than a record of new market trades.