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Yuanbao Inc. (YB) COO discloses sizable share, option and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Yuanbao Inc. director and COO Li Ying Dana filed an initial ownership report showing her existing equity interests in the company. She indirectly beneficially owns 7,102,172 Class A ordinary shares held by Global Running Lion Limited, which are attributed to her as reporting person.

She also holds several employee stock options over Class A ordinary shares, including 1,197,875 underlying shares at an exercise price of $0.0600 expiring on August 1, 2030, and additional grants at exercise prices from $0.1000 to $0.4000 with expirations between 2031 and 2035. In addition, she holds 240,000 restricted share units, each representing a right to receive one Class A ordinary share upon vesting. The filing records these positions as holdings, not new market transactions.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Li Ying Dana

(Last)(First)(Middle)
BUILDING 2, NO.8 BEICHEN WEST ROAD
CHAOYANG DISTRICT

(Street)
BEIJING100101

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares7,102,172IBy Global Running Lion Limited(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to Buy) (2)08/01/2030Class A ordinary share1,197,875$0.06D
Option (Right to Buy) (3)01/01/2031Class A ordinary share200,000$0.1D
Option (Right to Buy) (4)08/01/2031Class A ordinary share250,000$0.15D
Option (Right to Buy) (5)04/01/2033Class A ordinary share100,000$0.28D
Option (Right to Buy) (6)01/10/2034Class A ordinary share200,000$0.3D
Option (Right to Buy) (7)11/15/2034Class A ordinary share300,000$0.35D
Option (Right to Buy) (8)04/01/2035Class A ordinary share120,000$0.4D
Restricted Share Units (9) (9)Class A ordinary share240,000(9)D
Explanation of Responses:
1. Represents 7,102,172 Class A ordinary shares held by Global Running Lion Limited and beneficially owned by the Reporting Person.
2. The options have become fully vested and exercisable on August 1, 2024. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
3. The options have become fully vested and exercisable on January 1, 2025. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
4. The options have become fully vested and exercisable on August 1, 2025. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
5. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of April 1, 2024, April 1, 2025, April 1, 2026 and April 1, 2027, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
6. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of November 1, 2024, November 1, 2025, November 1, 2026 and November 1, 2027, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
7. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of October 1, 2025, October 1, 2026, October 1, 2027 and October 1, 2028, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
8. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of April 1, 2026, April 1, 2027, April 1, 2028 and April 1, 2029, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
9. The RSUs vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of November 20, 2026, November 20, 2027, November 20, 2028 and November 20, 2029, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting.
/s/ Li Ying03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider positions does Yuanbao Inc. (YB) COO Li Ying Dana report on this Form 3?

She reports indirect beneficial ownership of 7,102,172 Class A ordinary shares held by Global Running Lion Limited, plus multiple employee stock options and 240,000 restricted share units. The form lists her existing equity interests rather than new trades.

How many Yuanbao Inc. (YB) shares are held through Global Running Lion Limited?

Global Running Lion Limited holds 7,102,172 Class A ordinary shares of Yuanbao Inc., which are beneficially owned by Li Ying Dana. These shares are reported as indirect ownership on the Form 3, reflecting her economic interest via the entity.

What stock options does Yuanbao Inc. (YB) COO Li Ying Dana hold?

She holds several options over Class A ordinary shares, including 1,197,875 underlying shares at a $0.0600 exercise price expiring August 1, 2030, and additional grants at exercise prices from $0.1000 to $0.4000 with expirations between 2031 and 2035.

Are Li Ying Dana’s options in Yuanbao Inc. (YB) vested and exercisable?

Footnotes state that certain option grants became fully vested and exercisable on specific dates, while others vest in four installments over future years. Each option, once vested, entitles her to purchase one Class A ordinary share upon exercise at the stated price.

What restricted share units (RSUs) does Yuanbao Inc. (YB) report for Li Ying Dana?

She holds 240,000 restricted share units, each representing a contingent right to receive one Class A ordinary share upon vesting. The RSUs vest in four installments on November 20 of 2026, 2027, 2028 and 2029, following a 15%, 25%, 30%, 30% schedule.

Does this Yuanbao Inc. (YB) Form 3 show insider buying or selling by Li Ying Dana?

No. The Form 3 records holdings only, listing her existing share, option, and RSU positions. The transaction summary shows no buy or sell entries, indicating this is an initial ownership report rather than a record of new market trades.
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