Yuanbao COO exercises options, nets 1,627 ADS

Yuanbao Inc. director and COO Li Ying Dana exercised stock options and had shares withheld for taxes.

Accepted by SEC EDGAR 06/29/2026 - 06:27 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Yuanbao Inc. director and COO Li Ying Dana exercised stock options and had shares withheld for taxes. On June 25, 2026, she exercised options on 12,000 Class A ordinary shares, which were delivered as 2,000 American Depositary Shares (ADS) at a stated exercise price of $0.15 per underlying share. In connection with this exercise, 373 ADS were disposed of to cover tax withholding at a weighted average price of $14.35 per ADS, a non–open-market transaction. After these transactions, she directly held 1,627 ADS, reflecting a net increase in her equity position.

Insider Trade Summary

14,000 shares exercised/converted

Exercise 3 txns

Insider Li Ying Dana

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Exercise	Options (Right to Buy)	12,000	$0.00	$0.00
Exercise	American Depositary Shares	2,000	$0.00	$0.00
Exercise Price or Tax Liability	American Depositary Shares	373	$14.35	$5K

Holdings After Transaction: Options (Right to Buy) — 238,000 contracts (Direct); American Depositary Shares — 1,627 contracts (Direct)

Footnotes (4)

1. F1. The option shares are fully vested and exercisable as of August 1, 2025.
2. F2. Each American Depositary Share ("ADS") is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc.. The ADSs have no expiration date.
3. F3. Represents ADSs acquired upon exercise of options.
4. F4. Represents ADSs sold to satisfy applicable tax withholding obligations in connection with the exercise of options. The price reported in Column 8 is a weighted average price per ADS sold.

Key Figures

ADS acquired: 2,000 ADS ADS withheld for taxes: 373 ADS at $14.35 ADS held after transactions: 1,627 ADS +2 more

5 metrics

ADS acquired 2,000 ADS Exercise of options on June 25, 2026

ADS withheld for taxes 373 ADS at $14.35 Tax-withholding disposition related to option exercise

ADS held after transactions 1,627 ADS Direct holdings following June 25, 2026 transactions

Options exercised 12,000 shares at $0.15 Class A ordinary share options converted into ADS

ADS to share ratio 1 ADS = 6 Class A shares Conversion ratio for Yuanbao Inc. ADS

Key Terms

American Depositary Share, Options (Right to Buy), Exercise or conversion of derivative security, tax withholding obligations

4 terms

American Depositary Share financial

"Each American Depositary Share ("ADS") is convertible at any time"

An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.

Options (Right to Buy) financial

"security_title": "Options (Right to Buy)""

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

tax withholding obligations financial

"sold to satisfy applicable tax withholding obligations in connection with the exercise of options"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Yuanbao Inc. (YB) COO Li Ying Dana report in this Form 4?

Li Ying Dana reported exercising stock options into 2,000 American Depositary Shares and having 373 ADS withheld and disposed of to satisfy tax obligations related to the option exercise.

How many Yuanbao Inc. (YB) ADS did Li Ying Dana acquire and dispose of?

She acquired 2,000 American Depositary Shares through option exercise and 373 ADS were disposed of to cover tax withholding obligations, resulting in a net direct holding of 1,627 ADS afterward.

What was the exercise price on the Yuanbao Inc. (YB) options?

The options had a conversion or exercise price of $0.15 per underlying Class A ordinary share, and they were fully vested and exercisable as of August 1, 2025 according to the filing footnote.

At what price were Yuanbao Inc. (YB) ADS disposed of for taxes?

ADS disposed of to satisfy tax withholding obligations were reported at a weighted average price of $14.35 per ADS, reflecting the average sale price used to cover applicable tax liabilities.

How many Yuanbao Inc. (YB) ADS does Li Ying Dana hold after the transactions?

After the reported option exercise and related tax-withholding disposition, Li Ying Dana directly holds 1,627 American Depositary Shares of Yuanbao Inc., representing her post-transaction ADS position.

What is the ADS-to-share ratio for Yuanbao Inc. (YB) in this filing?

Each American Depositary Share is convertible into six Class A ordinary shares, with a par value of US$0.0001 per share, and the ADSs have no expiration date according to the footnote.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Ying Dana

(Last) (First) (Middle)

BUILDING 2, NO.8 BEICHEN WEST ROAD

CHAOYANG DISTRICT

(Street)

BEIJING 100101

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (Right to Buy)	$0.15	06/25/2026		M			12,000	(1)	08/01/2031	Class A ordinary shares	12,000	$0	238,000	D
American Depositary Shares	(2)(3)	06/25/2026		M		2,000(3)		(2)	(2)	Class A ordinary shares	12,000(2)	(3)	2,000	D
American Depositary Shares	(2)(4)	06/25/2026		F			373(4)	(2)	(2)	Class A ordinary shares	2,238(2)	$14.35(4)	1,627	D

Explanation of Responses:

1. The option shares are fully vested and exercisable as of August 1, 2025.

2. Each American Depositary Share ("ADS") is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc.. The ADSs have no expiration date.

3. Represents ADSs acquired upon exercise of options.

4. Represents ADSs sold to satisfy applicable tax withholding obligations in connection with the exercise of options. The price reported in Column 8 is a weighted average price per ADS sold.

	/s/ Li Ying	06/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)