Yuanbao Inc. (YB) COO exercises options, ADS withheld for taxes in Form 4
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Yuanbao Inc. director and COO Li Ying Dana exercised stock options and had shares withheld for taxes. On June 25, 2026, she exercised options on 12,000 Class A ordinary shares, which were delivered as 2,000 American Depositary Shares (ADS) at a stated exercise price of $0.15 per underlying share. In connection with this exercise, 373 ADS were disposed of to cover tax withholding at a weighted average price of $14.35 per ADS, a non–open-market transaction. After these transactions, she directly held 1,627 ADS, reflecting a net increase in her equity position.
Positive
- None.
Negative
- None.
Insider Trade Summary
14,000 shares exercised/converted
Mixed
3 txns
Insider
Li Ying Dana
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Options (Right to Buy) | 12,000 | $0.00 | -- |
| Exercise | American Depositary Shares | 2,000 | $0.00 | -- |
| Tax Withholding | American Depositary Shares | 373 | $14.35 | $5K |
Holdings After Transaction:
Options (Right to Buy) — 238,000 shares (Direct, null);
American Depositary Shares — 2,000 shares (Direct, null)
Footnotes (1)
- The option shares are fully vested and exercisable as of August 1, 2025. Each American Depositary Share ("ADS") is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc.. The ADSs have no expiration date. Represents ADSs acquired upon exercise of options. Represents ADSs sold to satisfy applicable tax withholding obligations in connection with the exercise of options. The price reported in Column 8 is a weighted average price per ADS sold.
Key Figures
ADS acquired: 2,000 ADS
ADS withheld for taxes: 373 ADS at $14.35
ADS held after transactions: 1,627 ADS
+2 more
5 metrics
ADS acquired
2,000 ADS
Exercise of options on June 25, 2026
ADS withheld for taxes
373 ADS at $14.35
Tax-withholding disposition related to option exercise
ADS held after transactions
1,627 ADS
Direct holdings following June 25, 2026 transactions
Options exercised
12,000 shares at $0.15
Class A ordinary share options converted into ADS
ADS to share ratio
1 ADS = 6 Class A shares
Conversion ratio for Yuanbao Inc. ADS
Key Terms
American Depositary Share, Options (Right to Buy), Exercise or conversion of derivative security, tax withholding obligations
4 terms
Options (Right to Buy) financial
"security_title": "Options (Right to Buy)""
Exercise or conversion of derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
tax withholding obligations financial
"sold to satisfy applicable tax withholding obligations in connection with the exercise of options"
FAQ
What did Yuanbao Inc. (YB) COO Li Ying Dana report in this Form 4?
Li Ying Dana reported exercising stock options into 2,000 American Depositary Shares and having 373 ADS withheld and disposed of to satisfy tax obligations related to the option exercise.
How many Yuanbao Inc. (YB) ADS did Li Ying Dana acquire and dispose of?
She acquired 2,000 American Depositary Shares through option exercise and 373 ADS were disposed of to cover tax withholding obligations, resulting in a net direct holding of 1,627 ADS afterward.
What was the exercise price on the Yuanbao Inc. (YB) options?
The options had a conversion or exercise price of $0.15 per underlying Class A ordinary share, and they were fully vested and exercisable as of August 1, 2025 according to the filing footnote.
At what price were Yuanbao Inc. (YB) ADS disposed of for taxes?
ADS disposed of to satisfy tax withholding obligations were reported at a weighted average price of $14.35 per ADS, reflecting the average sale price used to cover applicable tax liabilities.
How many Yuanbao Inc. (YB) ADS does Li Ying Dana hold after the transactions?
After the reported option exercise and related tax-withholding disposition, Li Ying Dana directly holds 1,627 American Depositary Shares of Yuanbao Inc., representing her post-transaction ADS position.