Yuanbao director has 1,037 depositary shares withheld

The amendment replaces an estimated tax-withholding share count with the actual total of 1,037 ADSs.

Available on EDGAR 09/25/2026 - 08:46 AM EDT Accepted by SEC EDGAR 09/25/2026 - 08:46 AM EDT Learn about SEC filing dates

This filing corrects an earlier one, and you can read the original Form 4 if you want to see what changed.

Rhea-AI Filing Summary

Yuanbao Inc. director Han Xu Harley reported 1,037 American Depositary Shares withheld for payment of tax liability in a transaction dated September 16, 2026. The reported position following the transaction was 3,537 ADSs. The reported $12.31 per ADS was a weighted average price per ADS sold; the last such sale was completed September 23, 2026. Each ADS is convertible at the holder’s election into six Class A ordinary shares.

Insider Trade Summary

Tax Withholding: 1,037 shares

Tax Withholding 1 txn

Insider Han Xu Harley

Role Director

Type	Security	Shares	Price	Value
Tax Withholding	American Depositary Shares F1, F2	1,037	$12.31	$13K

Holdings After Transaction: American Depositary Shares — 3,537 shares (Direct)

Footnotes (2)

1. F1. Represents American Depositary Share ("ADS"). Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.
2. F2. The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment updates the Form 4 with the actual number of shares withheld. The price reported in Column 8 is a weighted average price per ADS sold, with the last of such sales completed on September 23, 2026. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

Key Figures

ADSs withheld for tax liability: 1,037 ADSs Weighted average price: $12.31 per ADS Reported post-transaction position: 3,537 ADSs +1 more

4 metrics

ADSs withheld for tax liability 1,037 ADSs Transaction dated September 16, 2026

Weighted average price $12.31 per ADS Weighted average price per ADS sold; last such sale completed September 23, 2026

Reported post-transaction position 3,537 ADSs Position following the reported transaction

ADS conversion ratio 6 Class A ordinary shares per ADS Each ADS is convertible at the holder’s election

Key Terms

American Depositary Share, weighted average price, par value

3 terms

American Depositary Share financial

"Each ADS is convertible at any time"

An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.

weighted average price financial

"a weighted average price per ADS sold"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

par value financial

"with a par value of US$0.0001 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many Yuanbao (YB) ADSs were withheld, and what position remained?

Han Xu Harley, a director, reported 1,037 ADSs withheld for payment of tax liability in a transaction dated September 16, 2026. The reported post-transaction position was 3,537 ADSs. The reported $12.31 per ADS was a weighted average price per ADS sold, with the last such sale completed September 23, 2026.

Was the Yuanbao (YB) director’s tax-withholding transaction reported under a Rule 10b5-1 plan?

No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Han Xu Harley

(Last) (First) (Middle)

BUILDING 2, NO.8 BEICHEN WEST ROAD

CHAOYANG DISTRICT

(Street)

BEIJING 100101

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
09/18/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
American Depositary Shares	(1)	09/16/2026		F			1,037(2)	(1)	(1)	Class A ordinary shares	6,222	$12.31(2)	3,537	D

Explanation of Responses:

1. Represents American Depositary Share ("ADS"). Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.

2. The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment updates the Form 4 with the actual number of shares withheld. The price reported in Column 8 is a weighted average price per ADS sold, with the last of such sales completed on September 23, 2026. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

	/s/ Han Xu	09/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)