Yuanbao director acquires 3,227 ADSs on vesting

A Yuanbao Inc. director reported RSU vesting into ADSs with a portion withheld for estimated taxes.

Available on EDGAR 09/18/2026 - 09:21 AM EDT Accepted by SEC EDGAR 09/18/2026 - 09:21 AM EDT Learn about SEC filing dates

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

Yuanbao Inc. (YB) director Han Xu Harley reported equity compensation activity on September 16, 2026. He received a grant of 19,362 restricted share units, each representing one Class A ordinary share upon vesting on September 16, 2026. Upon vesting, these RSUs converted into 3,227 American Depositary Shares (ADSs), and 1,045 ADSs were withheld to satisfy estimated tax withholding obligations, based on a closing ADS price of $12.44. No Rule 10b5‑1 trading plan is reported.

Insider Trade Summary

22,589 shares exercised/converted

Exercise 4 txns

Insider Han Xu Harley

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Share Units F1	19,362	$0.00	$0.00
Exercise	Restricted Share Units F1, F2	19,362	$0.00	$0.00
Exercise	American Depositary Shares F2	3,227	$0.00	$0.00
Tax Withholding	American Depositary Shares F2, F3	1,045	$12.44	$13K

Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); American Depositary Shares — 3,529 contracts (Direct)

Footnotes (3)

1. F1. These restricted share units (the "RSUs") are fully vested on September 16, 2026 (the "Vesting"). Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.
2. F2. Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.
3. F3. Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.

Key Figures

RSUs granted: 19,362 units ADSs acquired on vesting: 3,227 ADSs ADS closing price: $12.44 per ADS +3 more

6 metrics

RSUs granted 19,362 units Restricted share units fully vested on September 16, 2026

ADSs acquired on vesting 3,227 ADSs ADSs received upon RSU vesting on September 16, 2026

ADS closing price $12.44 per ADS Used to estimate ADSs withheld for taxes on September 16, 2026

ADSs withheld for taxes 1,045 ADSs Withheld to satisfy estimated tax withholding obligations

ADS-to-share ratio 6 Class A ordinary shares per ADS Each ADS convertible into six Class A ordinary shares

Derivative exercises 22,589 derivative shares Total derivative shares exercised or converted as summarized in the filing

Key Terms

Restricted Share Units, American Depositary Share, tax withholding obligations, convertible at any time

4 terms

Restricted Share Units financial

"These restricted share units (the "RSUs") are fully vested"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American Depositary Share financial

"Represents American Depositary Share ("ADS") acquired upon the Vesting"

An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.

tax withholding obligations financial

"ADSs withheld to satisfy applicable tax withholding obligations in connection"

convertible at any time financial

"Each ADS is convertible at any time, at the holder's election"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did Yuanbao Inc. (YB) director Han Xu Harley receive?

He received 19,362 restricted share units (RSUs), fully vested on September 16, 2026, each representing a contingent right to receive one Class A ordinary share of Yuanbao Inc. upon vesting.

How many Yuanbao Inc. (YB) ADSs were acquired upon the RSU vesting?

The vesting resulted in the acquisition of 3,227 American Depositary Shares (ADSs), each convertible at any time into six Class A ordinary shares of Yuanbao Inc.

How many Yuanbao Inc. (YB) ADSs were withheld for taxes and at what price?

A total of 1,045 ADSs were withheld to satisfy estimated tax withholding obligations, using a reference closing price of $12.44 per ADS on September 16, 2026. The number may be revised by amendment to reflect the actual ADSs withheld.

Was a Rule 10b5-1 trading plan used for these Yuanbao Inc. (YB) transactions?

No. The filing indicates no Rule 10b5-1 trading plan for these transactions, meaning they were not reported as executed under a pre-arranged trading plan.

Do the Yuanbao Inc. (YB) ADSs or RSUs reported have expiration dates?

The filing states the RSUs do not have expiration dates. The ADSs also have no expiration date and are convertible into Class A ordinary shares at the holder’s election.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Han Xu Harley

(Last) (First) (Middle)

BUILDING 2, NO.8 BEICHEN WEST ROAD,

CHAOYANG DISTRICT

(Street)

BEIJING 100101

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Share Units	(1)	09/16/2026		A		19,362		(1)	(1)	Class A ordinary shares	19,362	$0	19,362(1)	D
Restricted Share Units	(1)	09/16/2026		M			19,362	(1)	(1)	Class A ordinary shares	19,362	$0	0(1)(2)	D
American Depositary Shares	(2)	09/16/2026		M		3,227		(2)	(2)	Class A ordinary shares	19,362	$0	4,574	D
American Depositary Shares	(2)	09/16/2026		F			1,045(3)	(2)	(2)	Class A ordinary shares	6,270	$12.44(3)	3,529	D

Explanation of Responses:

1. These restricted share units (the "RSUs") are fully vested on September 16, 2026 (the "Vesting"). Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.

2. Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.

3. Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.

	/s/ Han Xu	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)