Yuanbao CTO gets options, 120K RSUs grant

Yuanbao Inc.’s CTO received new option and RSU grants while RSUs vested into ADSs, with a portion of shares withheld for taxes.

Available on EDGAR 09/18/2026 - 09:16 AM EDT Accepted by SEC EDGAR 09/18/2026 - 09:15 AM EDT Learn about SEC filing dates

The filer has since corrected this document, so the figures below are the ones originally reported and some of them may have changed. Read the amended Form 4/A for what the company says now.

Rhea-AI Filing Summary

Yuanbao Inc. (YB) reported that Chief Technology Officer Wang Bo Ethan received equity awards and had existing awards vest on September 16, 2026. He was granted 90,000 options to buy Class A ordinary shares at $2.00 per share expiring September 16, 2036, plus 120,000 RSUs. On the same date, 36,000 Class A shares from RSUs vested and were delivered as 6,000 ADSs, of which 1,291 ADSs were withheld to cover tax withholding obligations.

Insider Trade Summary

42,000 shares exercised/converted

Exercise 5 txns

Insider Wang Bo Ethan

Role Chief Technology Officer

Type	Security	Shares	Price	Value
Grant/Award	Options (Right to Buy) F1	90,000	$0.00	$0.00
Grant/Award	Restricted Share Units F2	120,000	$0.00	$0.00
Exercise	Restricted Share Units F2, F3	36,000	$0.00	$0.00
Exercise	American Depositary Shares F3	6,000	$0.00	$0.00
Tax Withholding	American Depositary Shares F3, F4	1,291	$12.44	$16K

Holdings After Transaction: Options (Right to Buy) — 90,000 contracts (Direct); Restricted Share Units — 174,000 contracts (Direct); American Depositary Shares — 4,709 contracts (Direct)

Footnotes (4)

1. F1. The options are expected to vest in four equal installments of 25% of the total grant on each of September 16, 2027, September 16, 2028, September 16, 2029 and September 16, 2030. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
2. F2. These restricted share units (the "RSUs") are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% of the total grant on each of September 16, 2026 (the "Vesting"), December 16, 2026, March 16, 2027, June 16, 2027, September 16, 2027, December 16, 2027, March 16, 2028 and June 16, 2028, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.
3. F3. Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.
4. F4. Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.

Key Figures

Stock options granted: 90,000 options Option exercise price: $2.00 per share Option expiration date: September 16, 2036 +5 more

8 metrics

Stock options granted 90,000 options Options to buy Class A ordinary shares granted September 16, 2026

Option exercise price $2.00 per share Exercise price for 90,000 options granted to CTO

Option expiration date September 16, 2036 Expiry for the 90,000 options granted

RSUs granted 120,000 RSUs Restricted share units granted September 16, 2026

Shares delivered upon RSU vesting 36,000 Class A shares Underlying shares for 6,000 ADSs acquired on September 16, 2026

ADSs acquired 6,000 ADSs ADSs received upon vesting of RSUs on September 16, 2026

ADSs withheld for taxes 1,291 ADSs Shares withheld to satisfy tax withholding obligations

ADS closing price $12.44 per ADS Closing price used to estimate ADSs withheld on September 16, 2026

Key Terms

Restricted Share Units, American Depositary Share, vesting, tax withholding obligations, +1 more

5 terms

Restricted Share Units financial

"These restricted share units (the "RSUs") are expected to vest in eight installments"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American Depositary Share financial

"Represents American Depositary Share ("ADS") acquired upon the Vesting."

An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.

vesting financial

"The RSUs are expected to vest in eight installments of 30%, 15%, 15%, 10%,"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

tax withholding obligations financial

"Represents ADSs withheld to satisfy applicable tax withholding obligations in connection"

expiration dates financial

"The restricted share units do not have expiration dates."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Yuanbao Inc. (YB) grant to its CTO on September 16, 2026?

Yuanbao Inc. granted CTO Wang Bo Ethan 90,000 options to buy Class A ordinary shares at $2.00 per share, expiring on September 16, 2036, and 120,000 restricted share units (RSUs) tied to Class A ordinary shares.

How did the RSUs for Yuanbao Inc. (YB) vest for the CTO?

The RSUs are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% on dates from September 16, 2026 through June 16, 2028, each RSU representing a contingent right to receive one Class A ordinary share upon vesting.

What RSU vesting and ADS issuance did Yuanbao Inc. (YB) report for its CTO?

On September 16, 2026, 36,000 Class A ordinary shares from vested RSUs were delivered as 6,000 American Depositary Shares (ADSs), with each ADS representing six Class A ordinary shares and having no expiration date.

How many Yuanbao Inc. (YB) ADSs were withheld for the CTO’s taxes and at what price?

A total of 1,291 ADSs were withheld to satisfy applicable tax withholding obligations, based on the closing price of the company’s ADSs of $12.44 on September 16, 2026. The number may be revised by amendment to reflect the actual ADSs withheld.

Were Yuanbao Inc. (YB) ADSs involved in derivative exercises for the CTO?

Yes. 6,000 ADSs were acquired upon vesting of RSUs, corresponding to 36,000 underlying Class A ordinary shares, and 1,291 ADSs were disposed of by withholding to cover tax obligations linked to these vested awards.

Was a Rule 10b5-1 trading plan used for the Yuanbao Inc. (YB) CTO’s transactions?

No. The filing indicates that no Rule 10b5-1 trading plan was reported in connection with these equity award grants, vesting-related ADS acquisitions, and ADSs withheld for tax withholding obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wang Bo Ethan

(Last) (First) (Middle)

BUILDING 2, NO.8 BEICHEN WEST ROAD,

CHAOYANG DISTRICT

(Street)

BEIJING 100101

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (Right to Buy)	$2	09/16/2026		A		90,000		(1)	09/16/2036	Class A ordinary shares	90,000	$0	90,000	D
Restricted Share Units	(2)	09/16/2026		A		120,000		(2)	(2)	Class A ordinary shares	120,000	$0	210,000(2)	D
Restricted Share Units	(2)	09/16/2026		M			36,000	(2)	(2)	Class A ordinary shares	36,000	$0	174,000(2)(3)	D
American Depositary Shares	(3)	09/16/2026		M		6,000		(3)	(3)	Class A ordinary shares	36,000	$0	6,000	D
American Depositary Shares	(3)	09/16/2026		F			1,291(4)	(3)	(3)	Class A ordinary shares	7,746	$12.44(4)	4,709	D

Explanation of Responses:

1. The options are expected to vest in four equal installments of 25% of the total grant on each of September 16, 2027, September 16, 2028, September 16, 2029 and September 16, 2030. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.

2. These restricted share units (the "RSUs") are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% of the total grant on each of September 16, 2026 (the "Vesting"), December 16, 2026, March 16, 2027, June 16, 2027, September 16, 2027, December 16, 2027, March 16, 2028 and June 16, 2028, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.

3. Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.

4. Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.

	/s/ Wang Bo	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)