Yuanbao grants COO 150K options, 240K RSUs

Yuanbao Inc.’s COO received new option and RSU awards plus ADS from vesting, with a portion of ADS withheld to cover taxes.

Rhea-AI Filing Summary

Yuanbao Inc. (YB) reported that Chief Operating Officer and director Li Ying Dana received equity compensation awards and related conversions on September 16, 2026. She was granted 150,000 options to buy Class A ordinary shares at $2.00 per share, expiring September 16, 2036, vesting in four equal annual installments from September 16, 2027 through September 16, 2030. She also received 240,000 restricted share units, scheduled to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% between September 16, 2026 and June 16, 2028. As part of a vesting event, 72,000 Class A ordinary shares were delivered as 12,000 American Depositary Shares, each ADS representing six Class A ordinary shares, and 4,397 ADSs were withheld to pay tax obligations based on a closing price of $12.44 per ADS. No trades were reported under a Rule 10b5-1 trading plan.

Insider Trade Summary

84,000 shares exercised/converted

Exercise 5 txns

Insider Li Ying Dana

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Options (Right to Buy) F1	150,000	$0.00	$0.00
Grant/Award	Restricted Share Units F2	240,000	$0.00	$0.00
Exercise	Restricted Share Units F2, F3	72,000	$0.00	$0.00
Exercise	American Depositary Shares F3	12,000	$0.00	$0.00
Tax Withholding	American Depositary Shares F3, F4	4,397	$12.44	$55K

Holdings After Transaction: Options (Right to Buy) — 150,000 contracts (Direct); Restricted Share Units — 408,000 contracts (Direct); American Depositary Shares — 9,230 contracts (Direct)

Footnotes (4)

1. F1. The options are expected to vest in four equal installments of 25% of the total grant on each of September 16, 2027, September 16, 2028, September 16, 2029 and September 16, 2030. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
2. F2. These restricted share units (the "RSUs") are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% of the total grant on each of September 16, 2026 (the "Vesting"), December 16, 2026, March 16, 2027, June 16, 2027, September 16, 2027, December 16, 2027, March 16, 2028 and June 16, 2028, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.
3. F3. Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.
4. F4. Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.

Key Figures

Options granted: 150,000 options Option exercise price: $2.00 per Class A ordinary share RSUs granted: 240,000 restricted share units +5 more

8 metrics

Options granted 150,000 options Grant to COO on September 16, 2026

Option exercise price $2.00 per Class A ordinary share Options expiring September 16, 2036

RSUs granted 240,000 restricted share units Grant to COO on September 16, 2026

ADS acquired from vesting 12,000 American Depositary Shares From 72,000 Class A ordinary shares delivered at vesting

ADS withheld for taxes 4,397 ADS Withheld to satisfy tax obligations at $12.44 per ADS

ADS to share ratio 1 ADS for 6 Class A ordinary shares Conversion ratio stated for Yuanbao Inc. ADS

ADS reference price $12.44 per ADS Closing price on September 16, 2026 used to estimate tax withholding

Option expiration date September 16, 2036 Expiration of 150,000 options granted

Key Terms

Restricted share units, American Depositary Share, vesting, par value

4 terms

Restricted share units financial

"These restricted share units (the "RSUs") are expected to vest in eight installments"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

American Depositary Share financial

"Represents American Depositary Share ("ADS") acquired upon the Vesting."

An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.

vesting financial

"are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5%"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

par value financial

"six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did Yuanbao Inc. (YB) grant to COO Li Ying Dana on September 16, 2026?

She was granted 150,000 options to buy Class A ordinary shares at $2.00 per share, vesting over four years, and 240,000 restricted share units vesting in eight installments between September 16, 2026 and June 16, 2028.

How will the new options for Yuanbao Inc. (YB) COO vest and when do they expire?

The 150,000 options are expected to vest in four equal 25% installments on September 16, 2027, 2028, 2029 and 2030, and each option allows purchase of one Class A ordinary share. The options expire on September 16, 2036.

What is the vesting schedule of the 240,000 RSUs reported by Yuanbao Inc. (YB)?

The 240,000 RSUs are expected to vest in eight tranches of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% on September 16, 2026, December 16, 2026, March 16, 2027, June 16, 2027, September 16, 2027, December 16, 2027, March 16, 2028 and June 16, 2028.

How many Yuanbao Inc. (YB) ADS were acquired from RSU vesting and what do they represent?

A vesting event resulted in 12,000 American Depositary Shares (ADS) being acquired, representing 72,000 Class A ordinary shares. Each ADS is convertible at any time into six Class A ordinary shares and has no expiration date.

How many Yuanbao Inc. (YB) ADS were withheld for taxes and at what price?

The filing reports 4,397 ADSs withheld to satisfy tax withholding obligations related to vesting, using an estimated value based on the closing price of $12.44 per ADS on September 16, 2026. The number may be revised by amendment if necessary.

Were the Yuanbao Inc. (YB) insider transactions made under a Rule 10b5-1 plan?

No. The filing indicates no Rule 10b5-1 trading plan for these transactions; they are reported as equity grants, conversions and tax-related withholding rather than trades under a pre-arranged plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 09/18/2026 - 09:20 AM Accepted by SEC EDGAR 09/18/2026 - 09:20 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Li Ying Dana

(Last) (First) (Middle)

BUILDING 2, NO.8 BEICHEN WEST ROAD,

CHAOYANG DISTRICT

(Street)

BEIJING 100101

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Options (Right to Buy)	$2	09/16/2026		A		150,000		(1)	09/16/2036	Class A ordinary shares	150,000	$0	150,000	D
Restricted Share Units	(2)	09/16/2026		A		240,000		(2)	(2)	Class A ordinary shares	240,000	$0	480,000(2)	D
Restricted Share Units	(2)	09/16/2026		M			72,000	(2)	(2)	Class A ordinary shares	72,000	$0	408,000(2)(3)	D
American Depositary Shares	(3)	09/16/2026		M		12,000		(3)	(3)	Class A ordinary shares	72,000	$0	13,627	D
American Depositary Shares	(3)	09/16/2026		F			4,397(4)	(3)	(3)	Class A ordinary shares	26,382	$12.44(4)	9,230	D

Explanation of Responses:

1. The options are expected to vest in four equal installments of 25% of the total grant on each of September 16, 2027, September 16, 2028, September 16, 2029 and September 16, 2030. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.

2. These restricted share units (the "RSUs") are expected to vest in eight installments of 30%, 15%, 15%, 10%, 10%, 10%, 5% and 5% of the total grant on each of September 16, 2026 (the "Vesting"), December 16, 2026, March 16, 2027, June 16, 2027, September 16, 2027, December 16, 2027, March 16, 2028 and June 16, 2028, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting. The restricted share units do not have expiration dates.

3. Represents American Depositary Share ("ADS") acquired upon the Vesting. Each ADS is convertible at any time, at the holder's election, into six (6) Class A Ordinary Shares, with a par value of US$0.0001 per share, of Yuanbao Inc. The ADSs have no expiration date.

4. Represents ADSs withheld to satisfy applicable tax withholding obligations in connection with the Vesting. The number of ADSs reported as withheld is estimated based on the closing price of the Company's ADSs of US$12.44 on September 16, 2026, and will be revised by amendment, if necessary, to reflect the actual number of ADSs withheld.

	/s/ Li Ying	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)