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Director Luo Jun Justin reports 18,366 vested RSUs in 111, Inc. (YI)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

111, Inc. director Luo Jun Justin filed an initial ownership report showing holdings of 18,366 RSUs tied to Class A ordinary shares. Each RSU represents a contingent right to receive one Class A ordinary share, and the filing notes that all such RSUs have fully vested as of the date of the Form 3. This filing records existing ownership and does not reflect any new buy or sell transaction.

Positive

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Negative

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Luo Jun Justin

(Last)(First)(Middle)
10TH FLOOR, T1. YUZHONGXIN,
NO. 268 YUBEI ROAD, PUDONG NEW AREA

(Street)
SHANGHAI, P.R.C201204

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/20/2026
3. Issuer Name and Ticker or Trading Symbol
111, Inc. [ YI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
RSUs (Class A)(1)18,366D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each RSU represents a contingent right to receive one Class A ordinary share. As of the date of this Form 3, all such RSUs have fully vested.
/s/ Luo Jun03/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider position did Luo Jun Justin report in 111, Inc. (YI) on this Form 3?

Luo Jun Justin reported holding 18,366 RSUs linked to Class A ordinary shares of 111, Inc. These restricted stock units are already fully vested as of the Form 3 date.

What does each RSU reported by Luo Jun Justin in 111, Inc. (YI) represent?

Each RSU represents a contingent right to receive one Class A ordinary share of 111, Inc. The filing specifies that all reported RSUs have fully vested as of the date of the Form 3.

Did Luo Jun Justin buy or sell any 111, Inc. (YI) shares in this Form 3 filing?

No buy or sell transactions are reported. The Form 3 records an existing holding of 18,366 fully vested RSUs, serving as an initial statement of beneficial ownership rather than a trade report.

Are the RSUs held by Luo Jun Justin in 111, Inc. (YI) vested or unvested?

The filing states that all RSUs reported have fully vested as of the date of the Form 3. This means the vesting conditions were satisfied and the units are no longer subject to vesting restrictions.

Is Luo Jun Justin’s ownership in 111, Inc. (YI) reported as direct or indirect?

The Form 3 shows the 18,366 RSUs as directly owned. The ownership code is listed as direct, and no separate entity or indirect ownership structure is referenced for these units.

What type of security did Luo Jun Justin report owning in 111, Inc. (YI)?

He reported ownership of RSUs (Class A) of 111, Inc. These restricted stock units each correspond to a contingent right to receive one Class A ordinary share, and all are fully vested.
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