YUM Form 144: Proposed resale of vested shares

Rhea-AI Filing Summary

YUM! Brands Inc. reported proposed affiliate sales of Common Stock on a Form 144. The filing lists multiple blocks of restricted stock tied to vesting dates: 4,933, 513, 901, and 5,655 shares associated with vesting events between 11/02/2022 and 02/10/2025. The filing identifies a broker address at Merrill, 8890 Lyra Dr, Columbus, OH and a filing date of 05/19/2026.

Insights

Securities Compliance Counsel

Routine Form 144 discloses proposed sales of vested restricted shares by an affiliate.

The filing lists proposed resale lots tied to prior restricted stock vesting events: 4,933, 513, 901, and 5,655 shares with vest dates shown between 11/02/2022 and 02/10/2025.

Timing, sale method, and whether sales occurred are not stated here; subsequent broker reports or a Form 4/5 would show completed transactions.

Key Figures

Filing date: 05/19/2026 Proposed lot 1: 4,933 shares Proposed lot 2: 513 shares +3 more

6 metrics

Filing date 05/19/2026 Form 144 submission date

Proposed lot 1 4,933 shares restricted stock vest date <date>11/02/2022</date>

Proposed lot 2 513 shares restricted stock vest date <date>11/12/2023</date>

Proposed lot 3 901 shares restricted stock vest date <date>02/09/2025</date>

Proposed lot 4 5,655 shares restricted stock vest date <date>02/10/2025</date>

Broker address Merrill, 8890 Lyra Dr, Columbus, OH Broker/intermediary listed on the form

Key Terms

restricted stock vest, Form 144, proposed resale

3 terms

restricted stock vest financial

"restricted stock vest | YUM! Brands Inc | 4,933"

A restricted stock vest is the moment when shares granted to an employee or executive under conditions (like staying at the company or hitting targets) officially become theirs to keep or sell. Think of it as a timed gift that unlocks only after certain rules are met. Investors watch vesting because it can change who controls shares, create potential selling pressure when large blocks unlock, and reveal how management’s incentives are aligned with company performance.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

proposed resale financial

"144: Securities To Be Sold"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does YUM Form 144 list for proposed sales?

The Form 144 lists proposed resale lots of restricted Common Stock: 4,933, 513, 901, and 5,655 shares tied to vesting dates between 11/02/2022 and 02/10/2025 These are proposed, not confirmed, sales.

Does the Form 144 confirm the shares were sold?

No. The Form 144 notifies the SEC of a proposed sale; it does not confirm execution. Broker records or subsequent Form 4/5 filings would show completed transactions and final trade details.

Who is the broker listed on the filing for YUM shares?

The filing shows a broker address: Merrill, 8890 Lyra Dr, Columbus, OH. This identifies the intermediary associated with the proposed sale; specific trade execution details are not provided in this excerpt.

What vesting dates are tied to the shares on this Form 144?

The shares are associated with vesting events on 11/02/2022, 11/12/2023, 02/09/2025, and 02/10/2025. Each lot quantity is shown alongside its respective vesting date in the filing.

Is the filing linked to a specific exchange or filing date?

Yes. The excerpt references NYSE and a filing date of 05/19/2026. These identify the listing venue and the Form 144 submission date shown in the content.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 04:04 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001735780
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	YUM! Brands, Inc.
SEC File Number	001-13163
Address of Issuer	1441 Gardiner Lane, Louisville KENTUCKY 40213
Phone	502-874-8300
Name of Person for Whose Account the Securities are To Be Sold	Aaron Powell
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Flr Columbus OH 43240	12002	1828504	275621202	05/19/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/12/2022	restricted stock vest	YUM! Brands Inc			4933	11/02/2022	NA
Common	11/12/2023	restricted stock vest	YUM! Brands Inc			513	11/12/2023	NA
Common	02/09/2025	restricted stock vest	YUM! Brands Inc			901	02/09/2025	NA
Common	02/10/2025	restricted stock vest	YUM! Brands Inc			5655	02/10/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/19/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Aaron Powell
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)