Welcome to our dedicated page for Yum Brands SEC filings (Ticker: YUM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Yum! Brands, Inc. (NYSE: YUM), a North Carolina corporation based in Louisville, Kentucky. The company’s common stock, no par value, is registered under Section 12(b) of the Securities Exchange Act of 1934 and trades on the New York Stock Exchange under the symbol YUM. Through its filings, Yum! Brands discloses financial results, governance changes, financing transactions and other material events affecting its system of KFC, Taco Bell, Pizza Hut and Habit Burger & Grill restaurants.
Yum! Brands files current reports on Form 8-K to announce items such as quarterly results, amendments to its bylaws, leadership changes and securitization financing activity. For example, recent 8-K filings describe financial results for the quarter ended September 30, 2025, the initiation of a formal review of strategic options for the Pizza Hut brand, amendments to the company’s Amended and Restated Bylaws, and refinancing of notes issued through a Taco Bell securitization facility. Other 8-K filings outline board and executive appointments and changes in corporate governance procedures.
In addition to 8-Ks, investors typically review annual reports on Form 10-K and quarterly reports on Form 10-Q for comprehensive financial statements, segment data and risk factor discussions, as well as proxy materials that address director elections and executive compensation. While those specific documents are not reproduced here, this filings page is designed to surface Yum! Brands’ regulatory disclosures as they are made available through EDGAR.
Stock Titan enhances these filings with AI-powered summaries that explain key points in accessible language, highlight divisional performance, and call out notable items such as strategic reviews, governance amendments or capital structure changes. Real-time updates ensure that new Yum! Brands filings, including Forms 10-K, 10-Q and 8-K, appear promptly, and Form 4 insider transaction reports can be monitored to see reported trades by directors and officers. By combining official SEC documents with AI-generated insights, this page helps users understand the regulatory record behind Yum! Brands, Inc. and its global restaurant concepts.
Tanya Domier, a director of Yum Brands Inc. (YUM), reported a purchase of company stock on 10/01/2025. The Form 4 shows an acquisition of 2,132 shares of Common Stock at a reported price of $152 per share, filed as transaction code "M." Following the transaction, the filing reports 7,089 shares beneficially owned indirectly through a trust. The filing also records 2,132 Phantom Stock units that convert on a one-for-one basis into common shares, with a stated price of $0 and a notation of "0.3585 D." The submission is signed by a power of attorney on behalf of the reporting person.
YUM Brands insider trades by KFC Division CEO Scott Mezvinsky show a mix of option exercise, plan-based purchases, and open-market sales on 10/01/2025. The reporting shows acquisition of 409 shares via a Stock Appreciation Right exercise at an effective price of $49.66 under a 10b5-1 plan, a separate purchase of 409 shares at $49.66, and two sales dispositions: 134 shares and 275 shares sold at $152 and $152.59 respectively. After these transactions the report lists 2,164 shares directly owned and 1,487 shares indirectly held in a 401(k). The derivative table indicates 409 underlying shares from an SAR exercisable through 02/05/2026. The filing notes the trades were made pursuant to a 10b5-1 trading plan.
Form 144 filing for YUM Brands, Inc. discloses a proposed sale of 275 shares of the company's common stock through Merrill Lynch (Columbus, OH) with an aggregate market value of $41,962 and an approximate sale date of 10/01/2025 on the NYSE. The filer reports acquiring these shares on 02/05/2016 via an SAR exercise and sale from YUM Brands Inc., and indicates the securities were paid with stock. The notice also lists two recent sales by the same person: 263 shares on 08/06/2025 for $36,799 and 270 shares on 09/02/2025 for $39,222. The filing includes the required representation regarding material nonpublic information and signature attestation.
YUM Brands disclosed material financing documents tied to its Taco Bell funding vehicle. The filing shows a Second Amended and Restated Base Indenture and a Series 2025-1 Supplement dated September 24, 2025, plus a Second Amended and Restated Management Agreement among Taco Bell Funding, LLC and related Taco Bell entities with Citibank, N.A. as trustee. The filing lists Item 2.03, indicating the creation of a direct financial obligation or off-balance sheet obligation, though no principal amount or terms are stated in the text provided. Exhibits numbered 10.1–10.3 correspond to the indenture, supplement, and management agreement and appear intended to govern the Series 2025-1 securities and manager responsibilities.
YUM Brands (YUM) Insider Report: This Form 4 shows David W. Gibbs, CEO and Director, made multiple transactions on 09/15/2025 under a Rule 10b5-1 plan. He acquired 7,788 stock appreciation rights (SARs) with a grant price of $49.66 and 3,184 SARs at $56.67. Several common-stock transactions occurred the same day: acquisitions and dispositions that net to 102,893.15 shares beneficially owned after the transactions. Some shares are held indirectly: 72,499 by spouse and 48,394 in a Trust (SJG). The SARs vest 25% per year beginning one year from grant and have various exercisability and expiration dates, with underlying common stock amounts disclosed.
Form 144 notice for YUM Brands, Inc. An insider proposes to sell 7,176 shares of common stock through Merrill Lynch on the NYSE, with an aggregate market value of $1,074,965 and an approximate sale date of 09/15/2025. The securities were acquired in two SAR exercise-and-sale transactions on 02/05/2016 (5,200 shares) and 05/20/2016 (1,976 shares). The filer also disclosed two prior sales within the past three months: 7,106 shares on 08/15/2025 and 7,117 shares on 07/15/2025, each generating gross proceeds of about $1.04M. The form includes the required representation that the seller is not aware of undisclosed material adverse information.
Yum Brands, Inc. has appointed Ranjith Roy as its new Chief Financial Officer, effective October 1, 2025. He will serve as principal financial officer with global responsibility for finance operations.
Roy, age 45, currently serves as Chief Strategy Officer & Treasurer and previously was CFO of ecommerce marketplace Goldbelly, Inc. He also spent about 15 years at Goldman Sachs in senior investment banking roles focused on restaurants and food-related businesses.
Under his offer letter, Roy will receive an annual base salary of $700,000, plus an annual cash bonus targeted at 100% of base salary and capped at three times the target, prorated for 2025 while he serves as CFO. His expected 2026 long-term equity award has a grant date fair value of $1,500,000, split among stock appreciation rights (25%), restricted stock units (25%) and performance share units (50%) for the 2026–2028 period. He is also eligible for standard executive benefit and deferral programs.
YUM! Brands, Inc. filed a current report to disclose that on September 3, 2025, the Company issued a press release announcing its intention to refinance certain notes that were issued under its existing securitization financing facility. The filing does not provide terms or amounts, but indicates the Company is planning changes to how some of its securitized debt is financed. The press release outlining this planned refinancing is attached to the report as an exhibit and incorporated by reference.
Scott Mezvinsky, identified as KFC Division CEO of Yum! Brands (YUM), reported multiple transactions dated 09/02/2025. The filing shows a non-derivative acquisition of 409 shares (reported code M) at $49.66 and two dispositions: 139 shares disposed at $146.26 and 270 shares sold at $145.27. After these transactions the reporting person’s direct beneficial ownership is reported as 2,164 shares, with 1,487 held indirectly in a 401(k) plan. The filing also reports a stock appreciation right (SAR) series with exercise price $49.66 covering 409 underlying shares, exercisable from 02/05/2020 and expiring 02/05/2026, leaving 1,227 SARs held directly. The report notes the transactions were made pursuant to a 10b5-1 plan and is signed by a power of attorney.
Insider sale notice: A Form 144 was filed reporting a proposed sale of 270 shares of Yum! Brands, Inc. common stock through Merrill Lynch (Columbus, OH) with an aggregate market value of $39,222, and an approximate sale date of 09/02/2025. The shares were acquired on 02/05/2016 via a SAR exercise and sale from Yum! Brands Inc., and payment type is listed as Stock. The filing also lists prior sales by Scott Mezvinsky of 268, 272, and 263 shares on 06/04/2025, 07/01/2025, and 08/06/2025 respectively, with gross proceeds shown for each transaction.