STOCK TITAN

CEO of zSpace, Inc. (ZSPC) receives 4,020 shares from vested RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

zSpace, Inc. Chief Executive Officer Paul Kellenberger reported the vesting of restricted stock units into common stock, reflected as derivative exercises on July 1, 2026. These are compensation-related conversions, not open-market purchases or sales.

The filings show 2,680 and 1,340 restricted stock units converting into the same numbers of common shares at a zero cash exercise price, under the company’s 2024 Equity Incentive Plan. After these transactions, two reported direct common stock lines show holdings of 7,122 and 4,442 shares, with all amounts adjusted for the company’s 1-for-25 reverse stock split effective April 20, 2026.

Positive

  • None.

Negative

  • None.
Insider Kellenberger Paul
Role Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units 1,340 $0.00 --
Exercise Restricted Stock Units 2,680 $0.00 --
Exercise Common Stock 1,340 $0.00 --
Exercise Common Stock 2,680 $0.00 --
Holdings After Transaction: Restricted Stock Units — 20,100 shares (Direct, null); Common Stock — 4,442 shares (Direct, null)
Footnotes (1)
  1. On April 1, 2025, the board of directors of the Company granted the reporting person the restricted stock units reported herein (the "RSUs") under the Company's 2024 Equity Incentive Plan. The number of RSUs has been adjusted to reflect the Company's 1 -for-25 reverse stock split effective April 20, 2026. The RSUs vested into shares of Common Stock on July 1, 2026. Share and unit amounts reflect the Company's 1-for-25 reverse stock split effective April 20, 2026. On April 1, 2026, the board of directors of the Company granted the reporting person the restricted stock units reported herein (the "RSUs") under the Company's 2024 Equity Incentive Plan. The number of RSUs has been adjusted to reflect the Company's 1-for-25 reverse stock split effective April 20, 2026. The RSUs vested into shares of Common Stock on July 1, 2026.
RSUs converted to common shares 4,020 shares Restricted stock units vested into common stock on July 1, 2026
Shares from 2025 RSU grant 2,680 shares RSUs granted April 1, 2025 and vested July 1, 2026
Shares from 2026 RSU grant 1,340 shares RSUs granted April 1, 2026 and vested July 1, 2026
Direct common stock holding line 1 7,122 shares Reported direct common stock after transactions on July 1, 2026
Direct common stock holding line 2 4,442 shares Second reported direct common stock balance after transactions
Reverse stock split ratio 1-for-25 Company reverse stock split effective April 20, 2026
Restricted Stock Units financial
"On April 1, 2025, the board of directors of the Company granted the reporting person the restricted stock units reported herein"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2024 Equity Incentive Plan financial
"the restricted stock units reported herein (the "RSUs") under the Company's 2024 Equity Incentive Plan"
reverse stock split financial
"The number of RSUs has been adjusted to reflect the Company's 1-for-25 reverse stock split effective April 20, 2026"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
Form 4 regulatory
"INSIDER FILING DATA (Form 4): {"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
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FAQ

What did zSpace (ZSPC) CEO Paul Kellenberger report in this Form 4?

Paul Kellenberger reported the vesting of restricted stock units into common stock. The Form 4 shows RSUs converting into shares as part of his compensation, rather than any open-market buying or selling activity in zSpace, Inc. stock.

How many zSpace (ZSPC) shares came from the CEO’s vested RSUs?

The CEO’s restricted stock units converted into 2,680 and 1,340 common shares, totaling 4,020 shares. These conversions are recorded as derivative exercises at a zero cash exercise price under the company’s 2024 Equity Incentive Plan.

Were zSpace (ZSPC) shares bought or sold on the market in this Form 4?

No open-market purchases or sales are reported. The transactions are coded as M, meaning exercises or conversions of derivative securities, specifically restricted stock units vesting into common shares as part of equity compensation, not discretionary market trades.

What are the CEO’s reported direct share holdings after these zSpace transactions?

After the vesting transactions, the filing shows two direct common stock positions: one with 7,122 shares and another with 4,442 shares. These balances reflect the RSU conversions and are reported separately rather than combined into a single total.

How did zSpace’s reverse stock split affect the CEO’s RSUs and shares?

The company completed a 1-for-25 reverse stock split effective April 20, 2026. Both the restricted stock unit counts and share amounts in the Form 4 were adjusted to reflect this split, so all reported figures use the post-split share numbers.

Under which plan were the zSpace (ZSPC) RSUs granted to the CEO?

The restricted stock units were granted under zSpace, Inc.’s 2024 Equity Incentive Plan. Footnotes explain grants made on April 1, 2025 and April 1, 2026, later adjusted for the reverse stock split and vesting into common stock on July 1, 2026.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kellenberger Paul

(Last)(First)(Middle)
C/O ZSPACE, INC.
55 NICHOLSON LANE

(Street)
SAN JOSE CALIFORNIA 95134

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
zSpace, Inc. [ ZSPC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/01/2026M(1)1,340(1)A$04,442(2)D
Common Stock07/01/2026M(3)2,680(3)A$07,122(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/01/2026M(1)1,340(1) (1) (1)Common Stock1,340(1)(1)20,100(2)D
Restricted Stock Units$007/01/2026M(3)2,680(3) (3) (3)Common Stock2,680(3)(3)17,420(2)D
Explanation of Responses:
1. On April 1, 2025, the board of directors of the Company granted the reporting person the restricted stock units reported herein (the "RSUs") under the Company's 2024 Equity Incentive Plan. The number of RSUs has been adjusted to reflect the Company's 1 -for-25 reverse stock split effective April 20, 2026. The RSUs vested into shares of Common Stock on July 1, 2026.
2. Share and unit amounts reflect the Company's 1-for-25 reverse stock split effective April 20, 2026.
3. On April 1, 2026, the board of directors of the Company granted the reporting person the restricted stock units reported herein (the "RSUs") under the Company's 2024 Equity Incentive Plan. The number of RSUs has been adjusted to reflect the Company's 1-for-25 reverse stock split effective April 20, 2026. The RSUs vested into shares of Common Stock on July 1, 2026.
/s/ David Lorie, Attorney-in-Fact for Paul Kellenberger07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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* Form 4: SEC 1474 (03-26)