Welcome to our dedicated page for zSpace SEC filings (Ticker: ZSPC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to zSpace, Inc. (NASDAQ: ZSPC) SEC filings, offering a structured view of the company’s regulatory disclosures as a technology and computer hardware issuer focused on AR/VR learning solutions. Through these documents, investors can review how zSpace reports its financial results, financing arrangements, governance decisions, and interactions with The Nasdaq Stock Market.
Annual reports on Form 10-K and quarterly reports on Form 10-Q describe zSpace’s business, risk factors, and financial statements, including revenue from hardware, software, and services, as well as internal metrics such as bookings, Annualized Contract Value (ACV), and Net Dollar Revenue Retention (NDRR). These filings also discuss trends in software and services revenue, gross margins, operating expenses, and liquidity.
Current reports on Form 8-K highlight material events, such as notices from Nasdaq regarding continued listing requirements, strategic restructuring initiatives, loan and security agreements, equity financing arrangements, and the announcement of quarterly financial results. For example, recent 8-K filings describe Nasdaq notifications related to minimum market value of publicly held shares and minimum bid price rules, as well as amendments to a senior secured convertible note and new loan agreements.
Proxy statements on Schedule 14A provide detail on corporate governance, director elections, committee structures, and shareholder proposals, including approvals for share issuances under Nasdaq rules and amendments to the certificate of incorporation. Registration statements, such as Form S-1, outline terms of committed equity financing facilities and resale registrations tied to common stock purchase agreements.
On Stock Titan, zSpace filings are complemented by AI-powered summaries that explain the key points of lengthy documents, helping readers quickly understand items like financing terms, compliance notices, and shareholder voting outcomes. Real-time updates from EDGAR ensure that new 10-K, 10-Q, 8-K, proxy, and registration filings appear promptly, while dedicated sections for ownership and insider activity allow users to monitor Form 3, 4, and 5 submissions when available.
Use this page to navigate zSpace’s regulatory history, analyze how management communicates with investors, and see how capital structure, governance, and listing status are documented over time in official SEC filings.
zSpace, Inc. entered into an amendment to its senior secured convertible note originally issued in the principal amount of $13,978,495. The amendment reduces the note’s conversion “Floor Price” from $0.60 per share of common stock to $0.22 per share, with customary adjustments for stock splits and similar events. It also changes the “Equity Conditions” that must be met for the company to make installment payments in shares, cutting the required minimum 20-day VWAP from $0.75 to $0.30. All other terms of the note remain in effect, and the full amendment is filed as an exhibit.
zSpace, Inc. Chief Financial Officer Erick DeOliveira reported sales of company stock in a Form 4 filing. On January 6, 2026, he sold 6,320 shares of common stock at a weighted average price of $0.522 per share, followed by an additional sale of 1,519 shares at the same weighted average price. According to the footnotes, these sales were made to cover his tax obligations from a prior vesting of restricted stock units.
After these transactions, DeOliveira beneficially owned 40,497 shares of zSpace common stock directly. The price reported reflects a weighted average of multiple trades executed in a range between $0.5018 and $0.5553 per share.
zSpace, Inc. insider Michael S. Harper reported a sale of 4,550 shares of common stock on January 6, 2026. The shares were sold at a weighted average price of $0.522 per share, in multiple trades between $0.5018 and $0.5553. According to the disclosure, the sale was made to cover Harper’s tax obligations from a prior vesting of restricted stock units. After this transaction, Harper directly beneficially owned 38,397 shares of zSpace common stock. Harper serves as the company’s Chief Product, Engineering and Marketing Officer.
zSpace, Inc. director and CEO Paul Kellenberger reported a sale of 12,453 shares of common stock on January 6, 2026. The shares were sold at a weighted average price of $0.522 per share, in multiple trades at prices ranging from $0.5018 to $0.5553. According to the footnotes, the sale was made to cover the reporting person’s tax obligations arising from a prior vesting of restricted stock units. After this transaction, Kellenberger beneficially owned 64,785 shares of zSpace, Inc. common stock directly.
ZSPC insider plans to sell common shares under Rule 144. A holder filed a notice to sell 12,453 shares of common stock through Fidelity Brokerage Services LLC on or about 01/06/2026 on the NASDAQ, with an aggregate market value of $6,497.98 based on the figures provided. These shares were acquired from the issuer on 01/02/2026 through restricted stock vesting as compensation. The notice also reports that Paul Kellenberger sold 10,852 common shares on 10/06/2025 for gross proceeds of $10,747.82. By signing, the seller represents they are not aware of undisclosed material adverse information about the issuer.
zSpace, Inc. has been notified by Nasdaq that its common stock no longer meets the exchange’s $1.00 minimum bid price requirement, after trading below that level for 30 consecutive business days. The stock continues to trade on the Nasdaq Capital Market, and the company has 180 calendar days, until June 9, 2026, to regain compliance by maintaining a bid of at least $1.00 for 10 consecutive business days.
If compliance is not restored, Nasdaq may move to delist the shares, though zSpace could appeal to a hearings panel. Separately, as part of a restructuring, the board is being reduced from seven to five directors, with Angela Prince and Pankaj Gupta stepping down; committee memberships have been realigned, and Mr. Gupta will remain as a board observer.
zSpace, Inc. reported a weaker quarter and highlighted liquidity risk. Q3 revenue was $8.8 million, down from $14.2 million a year ago, with gross profit of $4.5 million. The company posted a net loss of $6.2 million for the quarter and $18.1 million for the nine months. Cash, cash equivalents and restricted cash were $4.3 million, while total liabilities were $33.1 million, resulting in a stockholders’ deficit of $19.7 million as of September 30, 2025.
Management disclosed “substantial doubt” about the company’s ability to continue as a going concern. To shore up liquidity, zSpace entered a senior secured convertible note for gross proceeds of $13.0 million in April, with monthly installment obligations of $665,643 beginning 90 days after closing and a conversion price initially set at $12.39 per share. The company also established a $30 million equity line of credit and had issued 1,937,141 shares for $3.6 million by quarter‑end. Common shares outstanding were 26,482,448 as of September 30, 2025, and 29,050,067 as of November 10, 2025.
zSpace, Inc. furnished an 8-K announcing its financial results for the fiscal quarter ended September 30, 2025. The press release titled “zSpace Reports Third Quarter 2025 Financial Results” is included as Exhibit 99.1 and incorporated by reference.
The company will host a conference call and live webcast on November 13, 2025 at 5:00 p.m. ET / 2:00 p.m. PT, accessible via the Events and Presentations section of its investor relations website.
zSpace, Inc. (ZSPC) amended its Senior Secured Convertible Note originally issued on April 11, 2025 in the principal amount of $13,978,495. The amendment lowers the Note’s “Floor Price” from $1.98 to $0.60 per share, subject to customary adjustments. It also revises “Equity Conditions” used for share-settled installment payments by reducing the 20‑day minimum VWAP from $1.98 to $0.75 and the 20‑day minimum average daily trading volume from $300,000 to $200,000.
Separately, at the 2025 annual meeting, stockholders elected four Class I directors and approved: auditor ratification (UHY LLP), share issuances tied to a Convertible Promissory Note and a Common Stock Purchase Agreement under Nasdaq Rule 5635(d), and an amendment permitting stockholder action by written consent. A quorum of 18,240,193.1 shares (75.89% of 24,035,867 outstanding as of August 21, 2025) was present.
Erick DeOliveira, Chief Financial Officer of zSpace, Inc. (ZSPC), reported sales of company common stock to cover taxes following an earlier restricted stock unit vesting. On 10/06/2025 he sold a total of 6,831 shares in multiple transactions at a weighted average price of $0.9904, with per-share prices ranging from $0.98 to $1.01. The filings show the number of shares beneficially owned following the reported transactions declined from 28,577 to 27,253 shares. The sales were executed to satisfy tax obligations tied to a prior RSU vesting previously disclosed by the reporting person.