zSpace Inc SEC Filings

Form D Overview – First Guaranty Bancshares, Inc. (FGBIP)

On 14-July-2025, First Guaranty Bancshares, Inc., a Louisiana-incorporated commercial banking company, filed a Form D to report the completion of an exempt private placement made under Regulation D Rule 506(b).

• Securities offered: Equity (identified in the filing title as 6.75% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock).
• Total offering amount: $17,018,144 USD.
• Total amount sold: $17,018,144 USD (entire offering fully subscribed; $0 remaining).
• Number of investors: 5 (no indication of non-accredited participation).
• Commissions & finder’s fees: $0; no broker-dealer compensation disclosed.
• Minimum investment: $0 stated.
• Offering duration: Less than one year; first sale occurred 30-Jun-2025.
• Issuer size: Revenue and asset ranges were declined to disclose.
• Use of proceeds to insiders: $0 designated for payments to executive officers, directors, or promoters named in Item 3.

The notice confirms that the capital raise is complete, that the company relied on a standard accredited-investor exemption, and that the transaction incurred no placement expenses. All listed executive officers and directors are based at the Hammond, Louisiana headquarters.

Royal Bank of Canada (RY) plans to issue Auto-Callable Contingent Coupon Notes due 26 July 2030. The $1,000-denominated senior unsecured notes are linked to the least-performing share among Amazon.com (AMZN), Meta Platforms (META) and NVIDIA (NVDA). Investors receive quarterly coupons only if all three underliers close at or above 82.5 % of their respective initial values on each observation date.

Income profile. The contingent coupon is fixed at 2.50 % per quarter (10.00 % p.a.). Miss one threshold on any observation date and the coupon for that quarter is forfeited; multiple misses could eliminate all income for the life of the note.

Automatic call. From the fourth observation date (23 Jul 2026) onward, if every underlier is at or above its initial level, the notes are redeemed at par plus the coupon then due, terminating future payments. Early redemption can materially shorten the effective duration and reinvestment rates may be lower.

Principal treatment at maturity. If not automatically called, principal is repaid in full on 26 Jul 2030 irrespective of underlier performance; however, no participation in upside is offered, and any coupons missed during the term are lost permanently.

Pricing & costs. Notes are offered at par; estimated initial value is just $913–$963 (91.3–96.3 % of face) because of embedded fees, hedging costs and RBC’s internal funding rate. Underwriting discount is 1.00 % and selling concessions can reach $10 per note. Secondary market liquidity is expected to be limited; the notes will not be exchange-listed.

Risk highlights. Investors face RBC senior credit risk, potential coupon gaps, illiquidity, complex U.S. tax treatment (possible contingent-payment debt instrument status) and performance dependence on the worst underlier. The product sacrifices equity upside for income and limited downside protection.

• Trade date: 23 Jul 2025   Issue date: 28 Jul 2025
• First observation/coupon: 23/28 Oct 2025
• Minimum investment: $1,000 (in $1,000 increments)
• CUSIP: 78017PFB2

Because payments depend on quarterly snapshots and the underliers’ correlation, investors should be prepared for periods with no income and potential early redemption. The notes are suited only for those who understand structured products, accept issuer credit exposure and seek enhanced coupon yield in exchange for equity upside.

On July 14, 2025, insider Michael S. Harper filed a Form 144 for zSpace, Inc. (ZSPC), signaling intent to sell 2,197 common shares through Fidelity Brokerage Services on Nasdaq. The shares carry an aggregate market value of $6,085.69 and originate from restricted stock that vested on July 11, 2025. With 22,881,681 shares outstanding, the planned disposition represents roughly 0.01 % of the public float. The filer also disclosed a prior sale of 2,108 shares on July 11, 2025 for $5,814.50. No additional financial, operational, or strategic information about the issuer accompanies this routine notice.

zSpace, Inc. (ZSPC) has filed a Form 144 notifying the SEC of a proposed sale of 2,108 common shares—approximately 0.009% of the 22,881,681 shares outstanding. The shares were acquired on 10 Jul 2025 through restricted-stock vesting and are scheduled for sale on or about 11 Jul 2025 on the NASDAQ. At an indicated market price of $5,814.50, the filing represents a de minimis dollar amount. Fidelity Brokerage Services LLC is listed as the executing broker. No prior sales were reported in the past three months, and the filer affirms no knowledge of undisclosed adverse information. Overall, this appears to be a routine insider liquidity event with no material impact on the company’s capital structure or operations.

The Form 144 filing discloses a proposed sale of 1,384 shares of zSpace, Inc. (ZSPC) common stock at an aggregate market value of $3,817.49. The shares are expected to be sold on or about 07/11/2025 through Fidelity Brokerage Services LLC on the NASDAQ exchange. According to the filing, ZSPC has 22,881,681 shares outstanding, so the proposed sale represents roughly 0.006 % of total shares.

The seller, Paul Kellenberger, acquired the shares via “Restricted Stock Vesting” dated 07/10/2025 as compensation. No relationship to the issuer is specified in the form. Over the past three months, the same seller reported five prior sales totaling 6,713 shares for gross proceeds of $19,825.20 (sales dated 07/03/25–07/10/25).

The filer certifies that no undisclosed material adverse information is known regarding ZSPC and affirms compliance with Rule 144 conditions.

WD-40 Company (NASDAQ: WDFC) reported solid year-to-date results for FY-2025 Q3 (nine months ended 31-May-2025), highlighted by topline growth, margin expansion and a one-off tax benefit.

Income statement: Net sales rose 5 % year-to-date to $456.5 million (Q3 alone +1 % to $156.9 million), driven mainly by price/mix and volume recovery in maintenance products. Gross profit climbed 9 % to $251.9 million, lifting gross margin 210 bp to 55.2 % (Q3 margin 56.1 %). Operating expenses grew 11 % (higher SG&A and advertising), but operating income still advanced 5 % to $75.8 million. A $11.9 million release of an uncertain tax position cut the effective tax rate to 5.9 %, pushing net income up 32 % to $69.8 million and diluted EPS to $5.13 (vs. $3.88).

Segment trends:

• Americas revenue +5 % YTD to $213.1 million, supported by WD-40 Multi-Use (+6 %) and Specialist lines (+9 %).
• EIMEA revenue +7 % to $173.8 million; strong price/mix and volume recovery offset Q3 currency headwinds.
• Asia-Pacific essentially flat at $69.6 million; modest growth in Specialist offset softness in other maintenance lines.

Balance sheet & cash flow: Cash rose to $51.7 million; net cash from operations was $58.0 million. Total debt stands at $95.8 million (net leverage <1× EBITDA); all covenants met. Shareholder returns totaled $47.2 million (dividends $37.5 million; buybacks $9.7 million). The existing $50 million repurchase authorization was extended one year to 31-Aug-2026; $32.2 million remains.

Strategic actions: Certain homecare & cleaning brands (inventory, goodwill and intangibles worth $9.3 million) were classified as held for sale, signalling continued portfolio focus on core maintenance products. The UK subsidiary changed functional currency to the Euro, simplifying reporting.

Guidance/Outlook: Management reiterated its four-by-four strategic framework, emphasising gross margin above 55 % and continued investment in brand building. Inflation, FX volatility and HCCP divestiture timing remain key watch-points.

Royal Bank of Canada (RY) has filed a Free Writing Prospectus for Auto-Callable Fixed Coupon Barrier Notes maturing July 19, 2027. The $5,000-denominated notes pay a fixed coupon of $156.25 per quarter (12.50% p.a.) as long as the notes have not been automatically called. Each quarterly Call Observation Date compares the closing price of Salesforce (CRM), Meta Platforms (META) and Wells Fargo (WFC) to their respective Initial Underlier Values. If all three stocks are at or above their initial levels, the notes are automatically called and investors receive $5,000 principal plus the current coupon; no further payments are made.

Principal repayment is contingent. If the notes are not called, final redemption depends on the Least Performing Underlier: (i) investors receive full principal plus coupon if its Final Value is ≥ 60% of the initial level (the Barrier Value); (ii) otherwise, holders receive a physical delivery of shares of that worst-performing stock, worth less than (and potentially far below) par.

The initial estimated value is $4,591.50 – $4,841.50 per $5,000 note (≈ 92%–97% of issue price), reflecting built-in fees and hedging costs. Key risks highlighted include potential loss of principal, limited upside (no participation in stock appreciation), automatic call risk, issuer credit risk, secondary-market illiquidity, and uncertain U.S. tax treatment. The offering is made under SEC Registration No. 333-275898; investors should review the linked preliminary pricing supplement and risk factors before committing capital.

Flotek Industries, Inc. (FTK) has filed a Form S-8 to register an additional 900,000 shares of common stock for issuance under its 2018 Long-Term Incentive Plan, as amended. Following this filing, the total number of shares registered for the plan will rise to 3,316,667. The amendment was approved by shareholders at the May 16, 2025 annual meeting. Standard exhibits—including the plan document, legal opinion, auditor consent, and filing-fee table—are attached. No financial results, transactions, or operational updates are included; the filing is exclusively administrative and pertains to employee equity compensation.

Form 4 filing overview – zSpace, Inc. (ZSPC)

Chief Executive Officer and Director Paul Kellenberger reported two open-market sales of the company’s common stock:

• 7 Jul 2025: 1,324 shares sold at a weighted-average price of $2.96, leaving 29,466 shares directly owned.
• 8 Jul 2025: 1,296 shares sold at a weighted-average price of $3.023, leaving 28,170 shares directly owned.

The total disposal amounts to 2,620 shares (≈9% of his disclosed direct holdings prior to the transactions). The filer states that the sales were executed solely to satisfy tax withholding obligations linked to a prior vesting of restricted stock units (RSUs) previously disclosed on 2 Jul 2025.

Column 4 footnotes specify that each sale was broken into multiple trades within price ranges of $2.90-$3.11 and $2.90-$3.27, respectively. No derivative securities were transacted, and the CEO maintains direct ownership of approximately 28.2 k shares after the reported activity.

Because the disposition was for tax-related purposes and represents a small fraction of total ownership, the filing signals limited strategic intent but does slightly reduce insider exposure.