Welcome to our dedicated page for zSpace SEC filings (Ticker: ZSPC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to zSpace, Inc. (NASDAQ: ZSPC) SEC filings, offering a structured view of the company’s regulatory disclosures as a technology and computer hardware issuer focused on AR/VR learning solutions. Through these documents, investors can review how zSpace reports its financial results, financing arrangements, governance decisions, and interactions with The Nasdaq Stock Market.
Annual reports on Form 10-K and quarterly reports on Form 10-Q describe zSpace’s business, risk factors, and financial statements, including revenue from hardware, software, and services, as well as internal metrics such as bookings, Annualized Contract Value (ACV), and Net Dollar Revenue Retention (NDRR). These filings also discuss trends in software and services revenue, gross margins, operating expenses, and liquidity.
Current reports on Form 8-K highlight material events, such as notices from Nasdaq regarding continued listing requirements, strategic restructuring initiatives, loan and security agreements, equity financing arrangements, and the announcement of quarterly financial results. For example, recent 8-K filings describe Nasdaq notifications related to minimum market value of publicly held shares and minimum bid price rules, as well as amendments to a senior secured convertible note and new loan agreements.
Proxy statements on Schedule 14A provide detail on corporate governance, director elections, committee structures, and shareholder proposals, including approvals for share issuances under Nasdaq rules and amendments to the certificate of incorporation. Registration statements, such as Form S-1, outline terms of committed equity financing facilities and resale registrations tied to common stock purchase agreements.
On Stock Titan, zSpace filings are complemented by AI-powered summaries that explain the key points of lengthy documents, helping readers quickly understand items like financing terms, compliance notices, and shareholder voting outcomes. Real-time updates from EDGAR ensure that new 10-K, 10-Q, 8-K, proxy, and registration filings appear promptly, while dedicated sections for ownership and insider activity allow users to monitor Form 3, 4, and 5 submissions when available.
Use this page to navigate zSpace’s regulatory history, analyze how management communicates with investors, and see how capital structure, governance, and listing status are documented over time in official SEC filings.
zSpace, Inc. (ZSPC) amended its Senior Secured Convertible Note originally issued on April 11, 2025 in the principal amount of $13,978,495. The amendment lowers the Note’s “Floor Price” from $1.98 to $0.60 per share, subject to customary adjustments. It also revises “Equity Conditions” used for share-settled installment payments by reducing the 20‑day minimum VWAP from $1.98 to $0.75 and the 20‑day minimum average daily trading volume from $300,000 to $200,000.
Separately, at the 2025 annual meeting, stockholders elected four Class I directors and approved: auditor ratification (UHY LLP), share issuances tied to a Convertible Promissory Note and a Common Stock Purchase Agreement under Nasdaq Rule 5635(d), and an amendment permitting stockholder action by written consent. A quorum of 18,240,193.1 shares (75.89% of 24,035,867 outstanding as of August 21, 2025) was present.
Erick DeOliveira, Chief Financial Officer of zSpace, Inc. (ZSPC), reported sales of company common stock to cover taxes following an earlier restricted stock unit vesting. On 10/06/2025 he sold a total of 6,831 shares in multiple transactions at a weighted average price of $0.9904, with per-share prices ranging from $0.98 to $1.01. The filings show the number of shares beneficially owned following the reported transactions declined from 28,577 to 27,253 shares. The sales were executed to satisfy tax obligations tied to a prior RSU vesting previously disclosed by the reporting person.
zSpace, Inc. (ZSPC) insider Michael S. Harper, listed as the company's Chief Product, Engineering and Marketing Officer, reported the sale of 3,748 shares of common stock on 10/06/2025. The filing shows those shares were sold to cover tax obligations from a prior vesting of restricted stock units. The weighted average price for the shares sold was $0.9904, with transaction prices ranging from $0.98 to $1.01. After the sale, Harper beneficially owned 25,947 shares. The Form 4 was signed by an attorney-in-fact on 10/08/2025.
zSpace, Inc. (ZSPC) Chief Executive Officer and Director Paul Kellenberger reported the sale of 10,852 shares of common stock on 10/06/2025 at a weighted-average price of $0.9904 per share. The filing states the sale was made to cover the reporting person's tax obligations arising from a prior vesting of restricted stock units. After the transaction, the reporting person beneficially owns 43,738 shares, held directly. The seller disclosed the shares were sold in multiple transactions at prices ranging from $0.98 to $1.01, and the Form 4 was signed by an attorney-in-fact on 10/08/2025.
Form 144 notice for zSpace, Inc. (ZSPC) shows an intended sale of 6,831 common shares through Fidelity Brokerage Services on 10/06/2025 with an aggregate market value of $6,765.42. The shares were acquired on 10/01/2025 by restricted stock vesting and paid as compensation. The filer also reported three prior off‑plan sales by Erick DeOliveira in July 2025 totaling 8,080 shares for gross proceeds of $22,039.37. The filing includes the standard representation that the seller knows of no undisclosed material adverse information.
zSpace, Inc. filed a Form 144 reporting a proposed sale of 10,852 common shares with an aggregate market value of $10,747.82. The shares were acquired on 10/01/2025 through restricted stock vesting and the filer lists the approximate sale date as 10/06/2025 on the NASDAQ. The company has 23,850,768 shares outstanding, so the shares covered by this notice represent roughly 0.0455% of outstanding stock.
The filing also discloses recent open-market sales by the same person in July 2025 that total 11,082 shares for gross proceeds of about $31,403.41, indicating prior partial monetization. The filer certifies no undisclosed material adverse information and notes the securities were paid as compensation.
zSpace, Inc. (ZSPC) notice shows an insider intends to sell 3,748 common shares on 10/06/2025. The shares were acquired on 10/01/2025 through restricted stock vesting as compensation and have an aggregate market value of $3,712.02 based on the filing. The filer previously sold a total of 4,275 shares in July 2025 across two transactions that generated $11,900.19 in gross proceeds. By signing, the seller represents no undisclosed material adverse information and acknowledges criminal penalties for intentional misstatements.
zSpace, Inc. reported that it received a notice from Nasdaq stating the company is not in compliance with the Nasdaq Global Market requirement to maintain a minimum market value of publicly held shares (MVPHS) of $15 million. The company’s MVPHS was below this level for 30 consecutive business days.
The notice does not immediately affect trading of zSpace’s common stock, and the company has 180 calendar days, until March 30, 2026, to regain compliance. To do so, its MVPHS must be at least $15 million for a minimum of 10 consecutive business days, unless Nasdaq requires a longer period.
If zSpace does not regain compliance, its securities may be delisted, though the company could appeal and is evaluating options such as applying to transfer its listing to the Nasdaq Capital Market. The company cautions there is no assurance it will meet Nasdaq’s requirements or obtain any requested relief.
Paul Kellenberger, who serves as Chief Executive Officer and a Director of zSpace, Inc. (ZSPC), had 33,500 restricted stock units vest into shares of common stock on 10/01/2025. The vested RSUs were originally granted on 04/01/2025 under the company's 2024 Equity Incentive Plan and converted at a price of $0, adding to the reporting person’s direct beneficial ownership. After the vesting, the reporting person beneficially owns 201,000 shares of common stock. The Form 4 reports these non‑derivative acquisitions as direct ownership resulting from RSU vesting.
zSpace, Inc. (ZSPC) director Pankaj Gupta reported that 3,360 restricted stock units granted on April 1, 2025 vested into 3,360 shares of Common Stock on October 1, 2025. The Form 4 shows the shares were acquired as a result of vesting and that the reporting person owned 10,080 shares prior to this transaction and 3,361 shares held direct after the reported derivative conversion balance (as reflected on the form). The filing was signed by an attorney-in-fact on October 2, 2025. The RSUs were granted under the company’s 2024 Equity Incentive Plan and the board’s annual compensation policy.