Zumiez SEC Filings

Form 144 notice for Zumiez Inc. (ZUMZ) reports a proposed sale of 5,618 common shares through Morgan Stanley Smith Barney LLC on 09/17/2025, with an aggregate market value of $112,877.46. The filing lists total shares outstanding of 17,153,529, indicating the proposed sale represents a very small portion of the outstanding stock.

The securities were acquired through a mix of restricted stock grants and employee stock purchase plan purchases between 03/15/2022 and 03/13/2024, with specific lot sizes disclosed. The filer certifies no undisclosed material adverse information and follows Rule 144 disclosure requirements.

Liliana Valletta, a director of Zumiez Inc. (ZUMZ), sold 3,655 shares of Zumiez common stock on 09/08/2025 at a weighted average price of $21.30 per share. After the sale she beneficially owned 7,154 shares, reported as direct ownership. The Form 4 was filed as a single reporting person filing and signed by an attorney-in-fact on 09/09/2025. The filing includes an explanatory remark that the shares were sold at a weighted average price.

Zumiez Inc. (ZUMZ) Form 144 summary: This notice reports a proposed sale of 3,655 restricted common shares to be executed through Morgan Stanley Smith Barney on 09/09/2025 on NASDAQ. The shares were acquired from the issuer as restricted stock on 06/04/2025 and fully paid the same day. The filer reports 17,153,529 shares outstanding for the class, giving the proposed sale an aggregate market value of $77,851.50. The filing also discloses a recent sale by the same person of 6,600 shares on 06/26/2025 for gross proceeds of $84,621.24. By signing, the person certifies they are not aware of undisclosed material adverse information about the issuer.

Zumiez Inc. reported that on September 4, 2025 it issued a press release reporting financial results for the second quarter ended August 2, 2025. The press release is attached to the Form 8-K as Exhibit 99.1 and is incorporated by reference in the report.

The filing states the disclosure is being furnished under the Exchange Act and, in accordance with the applicable instruction, the information in the report and press release will not be deemed "Filed" for purposes of Section 18 of the Securities Exchange Act of 1934 and is not incorporated by reference in other filings except by specific reference. The Form 8-K is signed by Chief Executive Officer Richard M. Brooks.

Zumiez Inc. (ZUMZ) reports condensed condensed disclosures and operational metrics. The company had 17,221 shares issued and outstanding at August 2, 2025 compared with 19,159 shares at February 1, 2025. Store footprint totaled 731 stores including 571 U.S., 86 in Europe, 46 in Canada and 28 in Australia. The filing notes reliance on accounting estimates under U.S. GAAP and provides a reconciliation of cash, cash equivalents and restricted cash for the consolidated statements of cash flows. FASB issued ASU 2025-01 changing the effective date for ASU 2024-03; the Company is evaluating the disclosure impact. Tax legislation changes include 100% bonus depreciation and other provisions; Zumiez expects its current and future U.S. cash tax liabilities to decrease though enacted changes did not have a material impact on the annual effective tax rate. The company disclosed a settlement in principle of $2,890,000 subject to court approval. It maintains a $25 million credit facility with standby letters of credit up to $17.5 million and commercial letters up to $10 million, plus a foreign currency borrowing sublimit of $15 million. Share repurchase activity includes $25 million of Common Stock completed in the first quarter of the fiscal year and $7.2 million available under the repurchase program. The filing summarizes lease expense components, levels of fair value hierarchy, and other comprehensive income details for recent periods.

Fund 1 Investments, LLC filed an Amendment No. 1 to Schedule 13G reporting beneficial ownership of 495,557 shares of Zumiez Inc. common stock, representing 2.79% of the outstanding shares based on 17,770,640 shares outstanding as of May 31, 2025. The filing states the shares are held for private investment vehicles advised by Pleasant Lake Partners LLC, with Fund 1 Investments, LLC as managing member and Jonathan Lennon as managing member; each disclaims beneficial ownership except for pecuniary interest. The filer reports no sole voting or dispositive power and 495,557 shares of shared voting and dispositive power. The filing certifies the securities were acquired in the ordinary course of business and not for the purpose of changing or influencing control.

Director Liliana Gil Valletta of Zumiez reported a significant insider transaction on June 26, 2025. The filing discloses that Valletta sold 6,600 shares of common stock at a weighted average price of $12.8215 per share, resulting in an approximate transaction value of $84,622.

Following this disposition, Valletta continues to hold 10,809 shares directly. The transaction was executed under the code 'S' (sale) and represents a reduction in the director's direct ownership position in the company.

This Form 4 filing, signed by Chris K. Visser as attorney-in-fact, indicates standard insider trading reporting compliance under Section 16(a) of the Securities Exchange Act. No derivative securities transactions were reported in this filing.