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Zumiez (ZUMZ) CLO Chris Visser reports equity grants and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Zumiez Inc Chief Legal Officer & Secretary Chris K. Visser reported routine equity compensation activity. He received a grant of 11,510 shares of common stock that will vest over three years and a stock option for 22,624 shares at $21.72 per share, vesting in equal annual installments over four years and expiring in 2036. To cover taxes on restricted stock, 1,382 shares of common stock were withheld at $21.51 per share. After these transactions, he directly holds 54,845 common shares.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Visser Chris K.

(Last)(First)(Middle)
4001 204TH STREET SW

(Street)
LYNNWOOD WASHINGTON 98036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Zumiez Inc [ ZUMZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer & Sec.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/16/2026A11,510(1)A$0.0056,227(2)D
Common Stock03/17/2026F1,382(3)D$21.5154,845(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$21.7203/16/2026A22,624 (4)03/16/2036Common Stock22,624$0.0022,624D
Explanation of Responses:
1. The shares acquired represent a grant of restricted stock that will vest over 3 years
2. The shares total includes 3,893 shares acquired through the Zumiez Inc. Employee Stock Purchase Plan.
3. Shares withheld by Zumiez Inc. to pay taxes on restricted stock.
4. Options subject to this grant vest over a 4-year period in equal annual installments.
Remarks:
Chris K. Visser03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Zumiez (ZUMZ) report for Chris K. Visser?

Zumiez reported that Chief Legal Officer Chris K. Visser received grants of 11,510 restricted shares and options for 22,624 shares, and had 1,382 shares withheld to cover taxes on restricted stock. These actions reflect compensation and tax withholding rather than open-market trading.

How many Zumiez (ZUMZ) shares does Chris K. Visser hold after this Form 4?

After the reported transactions, Chris K. Visser directly holds 54,845 shares of Zumiez common stock. This total includes 3,893 shares acquired through the Zumiez Employee Stock Purchase Plan, as noted in the filing’s footnotes, giving context to his ongoing equity stake.

What stock option grant did Zumiez (ZUMZ) give Chris K. Visser?

Chris K. Visser received a stock option covering 22,624 shares of Zumiez common stock with an exercise price of $21.72 per share. The options vest over four years in equal annual installments and expire on March 16, 2036, creating a long-term incentive tied to company performance.

How will Chris K. Visser’s restricted Zumiez (ZUMZ) shares vest?

The filing states that 11,510 shares of Zumiez common stock were granted as restricted stock to Chris K. Visser. These restricted shares will vest over three years, meaning portions become fully owned over time as service or other conditions are satisfied.

Why were 1,382 Zumiez (ZUMZ) shares disposed of in this Form 4?

The 1,382 shares shown as disposed were withheld by Zumiez to pay taxes on restricted stock granted to Chris K. Visser. This is a tax-withholding disposition, not an open-market sale, and is a common mechanism for handling equity-related tax obligations.

Is Chris K. Visser buying or selling Zumiez (ZUMZ) stock on the market?

The reported transactions do not show open-market buying or selling by Chris K. Visser. Instead, they reflect equity compensation grants and shares withheld to cover taxes on restricted stock, which are standard administrative and compensation-related events rather than discretionary market trades.
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United States
LYNNWOOD