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Zumiez (ZUMZ) director Carmen Bauza receives 4,110-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bauza Carmen reported acquisition or exercise transactions in this Form 4 filing.

Zumiez Inc director Carmen Bauza received a grant of 4,110 shares of common stock as equity compensation. The shares were awarded on June 3, 2026 at a stated price of $0.00 per share, increasing her direct holdings to 14,519 shares.

The footnote explains that the vesting start date will be the date of the next annual meeting of shareholders, generally about one year from the grant date, provided she does not have a Separation from Service before that vesting date.

Positive

  • None.

Negative

  • None.
Insider Bauza Carmen
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,110 $0.00 --
Holdings After Transaction: Common Stock — 14,519 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 4,110 shares Common Stock grant on June 3, 2026
Price per granted share $0.00 per share Grant, award, or other acquisition
Total shares after transaction 14,519 shares Direct ownership following grant
Transaction code A Grant, award, or other acquisition
Transaction direction acquire Non-derivative common stock
Transaction date June 3, 2026 Equity award grant date
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
vesting commencement date financial
"The vesting commencement date shall be the date of the next annual meeting"
The vesting commencement date is the starting point when an employee begins earning ownership rights to their promised benefits, such as stock options or retirement contributions. Think of it like the day a savings account is opened—only after this date do the benefits start to grow and become fully available over time. It matters to investors because it marks when the clock begins ticking toward full ownership, affecting the timing and value of these benefits.
Separation from Service financial
"in the event the Grantee does not have a Separation from Service prior"
annual meeting of shareholders regulatory
"the date of the next annual meeting of shareholders, which is generally scheduled"
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bauza Carmen

(Last)(First)(Middle)
4001 204TH STREET SW

(Street)
LYNNWOOD WASHINGTON 98036

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Zumiez Inc [ ZUMZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026A4,110(1)A$0.0014,519D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date.
Remarks:
Chris K. Visser, Attorney-in-Fact06/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Zumiez (ZUMZ) director Carmen Bauza report?

Carmen Bauza reported receiving a grant of 4,110 Zumiez common shares as equity compensation. The Form 4 classifies this as a “Grant, award, or other acquisition,” reflecting a compensation-related award rather than an open-market stock purchase or sale.

How many Zumiez (ZUMZ) shares does Carmen Bauza hold after this Form 4 grant?

After the 4,110-share grant, Carmen Bauza directly holds 14,519 Zumiez common shares. This total comes from the Form 4 field “shares owned following transaction,” which reflects her updated direct ownership position after the reported award.

What was the price per share for Carmen Bauza’s Zumiez (ZUMZ) stock grant?

The reported price per share for the 4,110-share grant to Carmen Bauza is $0.00. This indicates the shares were issued as a compensation award, not bought in the market, consistent with the Form 4’s grant or award classification.

When will Carmen Bauza’s Zumiez (ZUMZ) stock award begin vesting?

The vesting commencement date will be the date of the next Zumiez annual meeting of shareholders. The footnote states this meeting is generally scheduled about one year from the grant date, assuming she does not experience a Separation from Service beforehand.

Is Carmen Bauza’s Zumiez (ZUMZ) Form 4 transaction a market buy or sell?

No, the Form 4 describes the transaction as a grant or award acquisition, not a market trade. The code “A” and zero-dollar price indicate compensation-related issuance, rather than an open-market purchase or sale of Zumiez shares.