Welcome to our dedicated page for Baycom SEC filings (Ticker: BCML), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for BayCom Corp (NASDAQ: BCML), a California-incorporated bank holding company for United Business Bank. These filings document BayCom’s financial reporting, capital decisions, and corporate governance matters as a commercial banking organization.
BayCom’s recent Form 8-K filings illustrate the types of information investors can find here. For example, a Form 8-K dated October 23, 2025 reports the company’s earnings release for the quarter ended September 30, 2025 under Item 2.02, including net income and other financial metrics. Other Form 8-K filings dated February 20, 2025, May 21, 2025, August 21, 2025, and November 20, 2025 describe the declaration of quarterly cash dividends on BayCom’s common stock, specifying per-share amounts and related record and payment dates.
Filings also cover capital structure actions. A Form 8-K dated August 15, 2025 reports that BayCom notified holders of its intention to redeem all outstanding 5.25% Fixed-to-Floating Rate Subordinated Notes due 2030 on September 15, 2025, at 100% of the aggregate principal amount plus accrued and unpaid interest, funded with cash on hand. Another Form 8-K filed June 20, 2025 details the results of the 2025 Annual Meeting of Shareholders, including the election of directors, an advisory vote on executive compensation, and ratification of the independent registered public accounting firm.
Through its periodic and current reports, BayCom discloses information on its incorporation in California, its NASDAQ listing under the symbol BCML, and its status as a bank holding company. On this page, users can review BayCom’s SEC filings and use AI-powered summaries to understand the key points in earnings releases, dividend announcements, capital actions, and shareholder meeting results, as they relate to the company’s commercial banking operations.
BayCom Corp director Michael J. Perdue filed an initial statement of beneficial ownership of securities. The filing lists his holding in BayCom Corp Common Stock as zero shares following the reported date, indicating no reportable equity position in the company’s common stock at that time.
BayCom Corp filed an initial ownership report for its Chief Financial Officer, Kevin L. Thompson. The Form 3 shows that, as of the reported date, he held 0 shares of BayCom Corp common stock in direct ownership.
BayCom Corp director files initial ownership report
Director William J. Black filed a Form 3 as an insider of BayCom Corp. The filing shows that he beneficially owns 0 shares of BayCom Corp common stock directly following the reporting date, indicating no reportable equity position at this time.
BayCom Corp director, President and CEO Christopher F. Baron filed an initial Form 3 reporting his ownership in the company. The filing shows he held 0 shares of BayCom Corp common stock directly as of the reported date, and it does not report any buy or sell transactions.
BayCom Corp has called its 2026 Annual Meeting for June 16 in Walnut Creek, asking shareholders to elect nine directors, approve an advisory Say‑on‑Pay vote, and ratify Baker Tilly as auditor for 2026.
The proxy details a major leadership transition: long‑time CEO George J. Guarini, COO Janet L. King, and CFO/CAO/Secretary Keary L. Colwell stepped down from executive roles on April 10, 2026, remaining as non‑executive employees until July 6, 2026 to support the handover. William J. Black Jr. became Executive Vice Chair, Christopher F. Baron became President and CEO, and Kevin L. Thompson became Executive Vice President, CFO and Corporate Secretary; all bring experience from larger regional banks and prior crisis navigation.
The filing outlines compensation programs, including cash bonuses tied to performance goals, time‑vested restricted stock under a 2024 omnibus plan, executive supplemental retirement agreements, split‑dollar life insurance, and change‑in‑control protections. It also describes board independence, committee structures, risk and cybersecurity oversight, and an insider trading policy that bans hedging and pledging company stock.
BayCom Corp (BCML) Schedule 13G: Vanguard Capital Management reports beneficial ownership of 608,243 shares of Common Stock, representing 5.57% of the class. The filing lists 68,543 shares as sole voting power and states dispositive power over 608,243 shares. The filing is signed by the Head of Global Fund Administration on 04/29/2026.
BayCom Corp reported strong first quarter 2026 results and announced a major leadership transition. Net income was $8.2 million, or $0.75 per diluted share, up from $6.9 million ($0.63) in the prior quarter and $5.7 million ($0.51) a year ago. Earnings benefited from a $670,000 reversal of provision for credit losses, higher noninterest income including equity securities gains and FHLB special dividends, and modest growth in net interest income.
Annualized net interest margin improved to 4.11%, with average loan yields rising and funding costs easing versus 2025. Credit quality remained manageable, though nonperforming loans increased to 0.83% of total loans, and the allowance for credit losses stood at 1.02% of total loans. Deposits grew to $2.27 billion, supporting a loan-to-deposit ratio of 88.78%.
Subsequent to quarter-end, BayCom’s board approved an executive transition, involuntarily terminating three long-tenured senior executives and appointing William J. Black Jr. as Executive Vice Chair, Christopher F. Baron as President and CEO, and Kevin L. Thompson as CFO. The company expects second-quarter charges related to severance, accelerated equity vesting, and benefit continuation.
BayCom Corp, holding company for United Business Bank, reported that its Board of Directors appointed Michael J. Perdue as a director of the Company, effective April 22, 2026. He will also serve on the Board’s Compensation and Nominating Committees and is expected to join the Bank’s Board.
Mr. Perdue is described as a widely recognized California community banking leader with over four decades of experience, including prior roles as President of Pacific Western Bank’s San Diego and Desert Regions, President of First Community Bancorp and Pacific Western Bank, and President, CEO and Director of Community Bancorp Inc. He will receive compensation consistent with BayCom’s standard non-employee director program, and the Company states there are no additional material arrangements or related-party transactions tied to his appointment.
BayCom Corp is implementing a major leadership transition and refreshed growth strategy. The board involuntarily terminated, without cause, its long‑tenured CEO, COO and CFO, who will remain as non‑executive employees until July 6, 2026 to support an orderly handover and will receive contractual severance and accelerated equity vesting. New leaders joining on April 13, 2026 include Christopher F. Baron as President and CEO, Kevin L. Thompson as Executive Vice President and CFO, and William J. Black Jr. as Executive Vice Chair. All three bring prior experience at larger West Coast banking institutions and in crisis management, M&A and balance‑sheet restructuring. Baron and Black also join the company and bank boards, while founder and outgoing CEO George J. Guarini remains on the bank’s board to provide continuity.