Welcome to our dedicated page for Fluent SEC filings (Ticker: FLNT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Fluent, Inc. filings document the public-company records of a Nasdaq-listed commerce media solutions issuer. Periodic and current reports cover operating results, Commerce Media Solutions revenue activity, material agreements, financing arrangements and capital-structure disclosures tied to common stock, warrants and pre-funded warrants.
Proxy materials describe board elections, executive compensation votes, auditor ratification and stockholder approvals under Nasdaq listing rules. Other 8-K disclosures address governance and compensation matters, including the Fluent, Inc. Equity Participation Plan and cash-settled restricted stock unit awards that track the value of the company’s common stock.
Fluent, Inc. insider filings show entities associated with Global Value Investment Corp. (GVIC) exercising pre-funded warrants into common stock. GVIC exercised 78,425 pre-funded warrants on a cashless basis at an exercise price of $0.0005 per share, increasing its indirect holdings to 3,219,175 shares of common stock. The filing also records a small internal reallocation of 9 shares and indicates that separate warrants for 78,425 underlying shares at an exercise price of $2.20 remain outstanding, exercisable following stockholder approval of the warrant offering on June 17, 2026 and expiring three years from issuance.
Fluent, Inc. director and 10% owner James Geygan reported derivative exercises and related position updates, mainly through Global Value Investment Corporation (GVIC). GVIC exercised 67,059 pre-funded warrants for Common Stock on a cashless basis at an exercise price of $0.0005 per share and now reports 3,127,507 Common shares indirectly. Geygan also exercised 11,366 pre-funded warrants held directly, bringing his direct Common Stock holdings to 101,053 shares. The filing shows no open-market purchases or sales; activity consists of exercising pre-funded warrants and minor restructuring entries while regular warrants for additional shares remain outstanding.
Fluent, Inc. director and Chief Strategy Officer Ryan Schulke reported exercising pre-funded warrants for a total of 655,895 shares of common stock on a cashless basis. The warrants carried an exercise price of $0.0005 per share and were fully exercised and terminated.
Schulke also reports significant indirect holdings, including 149,690 shares held by the 2022 Ryan Schulke Grantor Retained Annuity Trust, 20,208 shares held by The Ryan Schulke 2020 Grantor Retained Annuity Trust, 333,334 shares held by RSMC Partners, LLC, and 592,044 shares held by The Schulke Inn Family Foundation Trust. These entities reflect his roles as trustee, co‑trustee, or member as described in the filing footnotes.
Fluent, Inc. director and Chief Customer Officer Matthew Conlin reported multiple equity transactions involving pre-funded warrants and common stock. On June 23, 2026 and June 25, 2026, entities associated with him exercised pre-funded warrants at a $0.0005 per share exercise price, converting them into a total of 597,505 shares of common stock on a cashless basis.
Following these exercises and small restructuring entries coded as other acquisitions or dispositions, Conlin held 3,009,027 shares of common stock directly as of June 25, 2026. Indirectly, the Conlin Family Foundation Trust held 498,474 shares, while the 2017 Conlin Shakra Family Trust and RSMC Partners, LLC held 60,175 and 333,334 shares, respectively.
Fluent, Inc.’s Chief Executive Officer Patrick Donald Huntley exercised pre-funded warrants into common stock in a routine, non-market transaction. On June 23, 2026, he exercised a total of 26,788 pre-funded warrants at an exercise price of $0.0005 per share on a cashless basis after stockholder approval on June 17, 2026. The pre-funded warrants were exercised in full and then terminated, converting into the same number of Fluent common shares without any open-market buying or selling.
Fluent, Inc. director and 10% owner James Geygan received a grant of 30,096 restricted stock units on Common Stock under the company’s 2022 Omnibus Equity Incentive Plan. The RSUs vest in three equal annual installments, with the first installment scheduled on June 17, 2027.
Following this award, Geygan holds 89,687 shares of Common Stock directly and 3,060,448 shares indirectly through Global Value Investment Corporation. He also holds warrants and pre-funded warrants, both directly and indirectly, that are exercisable into additional shares of Common Stock at stated exercise prices, subject to stockholder-approved terms.
Fluent, Inc. insider filings show that Global Value Investment Corp. (GVIC), a 10% owner, reported an internal restructuring entry involving 30,096 shares of Common Stock on June 17, 2026, leaving GVIC with 3,140,750 shares of Common Stock held indirectly.
Footnotes also state that director James P. Geygan, who is CEO and President of GVIC, received a grant of 30,096 restricted stock units (RSUs) under Fluent’s 2022 Omnibus Equity Incentive Plan, vesting in three equal annual installments starting on June 17, 2027. GVIC-related accounts additionally hold Warrants and Pre-Funded Warrants each linked to 78,425 shares of Common Stock, with exercise prices of $2.2000 and $0.0005 per share, respectively, exercisable following stockholder approval of the offerings.
Fluent, Inc. is launching a new in-store commerce media product called Fluent In-Store. This offering extends the company’s digital advertising and commerce solutions into physical retail locations by serving targeted, identity-resolved offers on point-of-sale devices after a customer completes payment.
The product is built in partnership with Bilt Technologies, Inc., a rewards and payments network. An initial proof-of-concept deployment is planned at Beyond, Inc. retail locations, with launch targeted for mid-July to August 2026. Additional details are available on the company’s website.
PFENNIGER RICHARD C JR reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director Richard C. Pfenniger Jr. received a grant of 30,096 restricted stock units, or RSUs, under the company’s 2022 Omnibus Equity Incentive Plan. These RSUs will vest in three equal annual installments starting on June 17, 2027. After this award, he holds 120,438 shares of common stock directly.
Graff David Allen reported acquisition or exercise transactions in this Form 4 filing.
Fluent, Inc. director David Allen Graff reported receiving an award of 30,096 restricted stock units (RSUs). The grant was made on June 17, 2026 at no cash cost per share, as part of compensation.
The RSUs were granted under Fluent’s 2022 Omnibus Equity Incentive Plan and will vest in three equal annual installments, with the first tranche vesting on June 17, 2027. After this award, Graff directly holds 120,438 shares of common stock, indicating this is a routine equity compensation grant rather than an open-market purchase or sale.