Welcome to our dedicated page for Lightwave Logic SEC filings (Ticker: LWLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Lightwave Logic, Inc. (NASDAQ: LWLG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Lightwave Logic is incorporated in Nevada and reports under Commission File Number 001-40766, with principal executive offices in Englewood, Colorado. Its filings offer detailed information on corporate governance, financing arrangements, executive compensation, and material events related to its electro-optic polymer technology business.
Investors can review current reports on Form 8-K that describe significant developments such as underwritten public offerings of common stock under an effective Form S-3 shelf registration statement, the issuance of underwriter warrants, and the intended use of proceeds for working capital, commercialization acceleration, and expansion of U.S. production capacity. Other 8-K filings cover the termination of an equity purchase agreement with Lincoln Park Capital Fund, LLC, new employment agreements with the Chief Executive Officer, and severance and equity vesting terms in various scenarios, including change-in-control events.
Filings also document leadership and governance changes, including the retirement of the Chief Financial Officer and Chief Operating Officer, transitions on the Board of Directors, and the appointment of Snizhana “Ana” Quan as Principal Financial Officer and Principal Accounting Officer. These disclosures provide insight into the company’s financial oversight and management structure.
Through Stock Titan, users can access Lightwave Logic’s SEC filings with AI-powered summaries that explain the key points of lengthy documents. Real-time updates from EDGAR help surface new 8-Ks and other filings as they are posted. The platform also makes it easier to identify items related to equity offerings, warrants, executive agreements, and other material contracts, allowing investors to quickly understand how regulatory disclosures relate to Lightwave Logic’s electro-optic polymer commercialization strategy and capital structure.
Lightwave Logic, Inc. amended its existing sales agreement with Roth Capital Partners to increase the amount of common stock that may be sold under the program to $51,404,500. This at-the-market style arrangement allows the company to issue shares from time to time through the sales agent.
Since the original sales agreement was put in place, Lightwave Logic has already offered and sold 8,079,319 shares of common stock for gross proceeds of approximately $35 million. All shares sold under this agreement are covered by the company’s effective Form S-3 shelf registration and related base and supplemental prospectuses.
Lightwave Logic, Inc. amends its prospectus supplement to state that up to $49,326,334 of common stock may be offered and sold from time to time under an amended sales agreement with Roth Capital Partners. The company increased the Sales Agreement capacity to $51,404,500 and reports that it has previously sold 8,079,319 shares for gross proceeds of approximately $35 million. The prospectus supplement notes the Nasdaq last sale price of $12.54 per share as of April 17, 2026.
Lightwave Logic, Inc.’s Principal Financial Officer, Snizhana P. Quan, exercised employee stock options for 20,000 shares of common stock at an exercise price of $4.87 per share, then sold 20,000 shares in an open-market transaction at a weighted average price of about $10.36 on the same date.
The sale price reflected multiple trades between $10.35 and $10.385. After these transactions, Quan directly holds 51,125 common shares and indirectly holds 4,800 shares through a domestic partner. A related option award continues to vest quarterly, with 16,666 options remaining unvested and subject to forfeiture.
Lightwave Logic filing reports a notice to sell 20,000 shares of Common Stock via a NQSO exercise scheduled on 04/10/2026. The filing also records a prior sale of 25,000 shares on 03/30/2026 by Snizhana Quan.
Lightwave Logic, Inc. is asking stockholders to vote at its fully virtual 2026 annual meeting on May 21, 2026. Investors will elect two directors to the staggered board and ratify Stephano Slack LLC as independent auditor for the year ending December 31, 2026.
Holders of common stock at the close of business on April 6, 2026 can vote, with 150,610,710 shares outstanding and a quorum set at 33.3% of eligible shares. Directors and officers collectively own about 2.21% of the stock. Four of six directors are Nasdaq-defined independent, and all key committees are fully independent.
The proxy details a performance-oriented pay program. CEO Yves LeMaitre has a $500,000 base salary, a 60% bonus target and 2,442,997 time‑based RSUs vesting over two years, with 2025 total compensation of about $8.6 million. The company maintains an SEC-compliant clawback policy, insider-trading restrictions and a Code of Ethics, and uses an external compensation consultant and peer group to benchmark pay. Stockholders do not have appraisal rights on the proposals.
Lightwave Logic, Inc. director Craig Ciesla reported an open-market sale of 11,000 shares of common stock at a weighted average price of $6.81 per share. According to the footnotes, this sale was made to cover tax withholding obligations tied to RSU vestings on March 31, 2026. Following the transaction, Ciesla directly holds 118,824 shares of Lightwave Logic common stock.
Lightwave Logic, Inc. director El-Ahmadi Siraj Nour reported equity compensation activity and a related share sale. On March 31, 2026, 20,161 Restricted Stock Units were exercised into the same number of common shares at $0.00 per share under the 2025 Equity Incentive Plan. On April 7, 2026, he sold 54,536 common shares at a weighted average price of $7.76 per share to cover tax obligations associated with the vesting of equity awards. Following these transactions, he directly owns 97,168 shares of Lightwave Logic common stock.
Lightwave Logic filed a Rule 144 notice reporting proposed and recent sales of Common Stock. The filing lists an 01/27/2026 option exercise of 29,140 shares and RSU vesting transfers of 23,960 shares on 03/31/2026 and 1,436 shares on 04/01/2026. The filing also records a 50,000-share sale by Siraj El Ahmadi on 01/27/2026.
Lightwave Logic director Thomas M. Connelly Jr. reported selling 9,000 shares of common stock on March 31, 2026 at an average price of $8.52 per share. According to the filing, this sale was made solely to cover tax withholding obligations tied to RSU vestings on that date.
After the transaction, Connelly directly holds 77,132 shares of Lightwave Logic common stock.