Welcome to our dedicated page for Nomura Hldgs SEC filings (Ticker: NMR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC priced US$7,390,000 of issuer‑redeemable, contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc.. The notes link to the least performing of the SPX, RTY and NDX. Trade date was June 10, 2026, original issue date June 15, 2026, and stated maturity September 14, 2028. The contingent coupon is 0.9083% monthly (equivalent to 10.90% per annum) payable only if each reference asset closes at or above its contingent coupon barrier on monthly coupon observation dates. Contingent coupon barriers equal 70% of initial values; barrier values equal 60% of initial values. Initial values: SPX 7,266.99, RTY 2,835.462, NDX 28,508.03. Estimated value on the trade date was $973.40 per $1,000, below the issue price of 100.00%.
Nomura America Finance, LLC is offering US$4,840,000 of redeemable contingent coupon barrier notes fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes pay a contingent quarterly coupon of 2.9375% (11.75% per annum equivalent) if each reference asset closes at or above its contingent coupon barrier on coupon observation dates. The notes are linked to the least performing of the EURO STOXX 50, Russell 2000 and Nasdaq-100, have an initial issue price of 100.00%, an estimated model value of $982.80 per $1,000 on the trade date, a trade date of June 10, 2026, original issue date of June 15, 2026 and a stated maturity of June 14, 2029. At maturity investors receive principal plus the final contingent coupon if the least performing reference asset is at or above its 55.00% barrier; otherwise the cash settlement equals $1,000 plus the least performing reference asset performance, exposing investors to up to 100% principal loss.
Nomura Holdings, Inc. reports monthly progress on its share buyback program for the period from May 1 to May 31, 2026. The board authorized repurchases of up to 100,000,000 common shares for up to 60,000,000,000 JPY under a resolution dated January 30, 2026.
No shares were repurchased during this reporting month. As of May 31, 2026, the company had cumulatively repurchased 46,861,200 shares for a total of 59,999,879,300 JPY, representing 46.9% of the authorized share amount and 100.0% of the authorized monetary amount. Total issued shares were 3,088,562,601 and treasury shares were 165,591,765 as of the same date.
Nomura America Finance, LLC is offering issuer‑redeemable contingent coupon barrier notes linked to the least performing of the Nasdaq-100 (NDX), Russell 2000 (RTY) and S&P 500 (SPX). The trade date is June 16, 2026 with an expected original issue date of June 22, 2026 and a stated maturity of June 20, 2031. Each note has a contingent coupon barrier and barrier value equal to 70.00% of the initial value; the contingent coupon rate is at least 3.3625% per quarter (equivalent to 13.45% per annum) to be set on the trade date. Payments at maturity depend on the final value of the least performing reference asset; if that final value is below its barrier value, investors can lose up to 100% of principal. The price to public is 100.00% of principal and the estimated model value on the trade date is between $952.00 and $982.00 per $1,000 principal amount.
Nomura America Finance, LLC is offering $909,000 aggregate face amount of contingent monthly coupon senior notes guaranteed by Nomura Holdings, Inc. The notes pay contingent monthly coupons of $10.334 per $1,000 if each underlier meets 70% coupon trigger levels on observation dates, and maturity cash is tied to the least performing underlier. The issuer may redeem the notes on coupon payment dates beginning September 11, 2026. The trade date was June 9, 2026 and the original issue date is June 12, 2026. The pricing supplement states an estimated value of $978.00 per $1,000 face amount on the trade date, below the original issue price.
Nomura America Finance, LLC is offering autocallable contingent coupon barrier notes linked to Oracle Corporation common stock due June 29, 2029. The notes pay a contingent quarterly coupon of at least 5.0625% (to be set on the trade date) if the reference stock closes at or above 60% of its initial value on each coupon observation date.
If called on or after December 28, 2026, the notes pay principal plus any applicable contingent coupon; if not called, maturity pay‑out is either $1,000 plus the final contingent coupon (if final value ≥ 60% of initial) or $1,000 × reference asset performance (if final value < 60%), exposing investors to up to 100% principal loss.
Nomura America Finance, LLC prices US$29,013,000 of Autocallable Contingent Coupon Barrier Notes due June 14, 2028. The notes are unsecured obligations of the issuer, fully and unconditionally guaranteed by Nomura Holdings, Inc., linked to the least performing of the S&P 500, the Russell 2000 and the Nasdaq-100.
The notes pay a quarterly contingent coupon of $25.125 per $1,000 (2.5125% per quarter; 10.05% per annum) if each reference asset is at or above its contingent coupon barrier on observation dates, are callable beginning December 9, 2026 if all reference assets meet call barriers, and at maturity pay either principal plus final contingent coupon or an amount that can reflect up to 100% principal loss tied to the least performing reference asset.
Nomura America Finance, LLC is offering US$ Autocallable Memory Coupon Barrier Notes linked to the S&P 500® Index with an expected original issue price of $1,000 (100.00%). Trade date is June 11, 2026, expected original issue date June 16, 2026, and stated maturity is July 15, 2027. The notes pay a contingent quarterly coupon of at least 2.7975% (equivalent to 11.19% per annum) if the index closes at or above the contingent coupon barrier (85% of the initial value) on coupon observation dates. The notes are automatically called if the index closes at or above the call barrier (100% of initial value) on any call observation date starting October 12, 2026. At maturity, if not called, holders receive either principal plus final contingent coupon if final index value is at or above the 85% barrier, or a cash amount equal to $1,000 plus the percentage decline in the index (exposing holders to up to 100% principal loss). The estimated model value at pricing is between $953.10 and $983.10 per $1,000 principal amount.
Nomura America Finance, LLC is offering US$6,638,000 in Autocallable Contingent Coupon Barrier Notes due June 14, 2029. The notes are senior unsecured obligations fully and unconditionally guaranteed by Nomura Holdings, Inc., sold at 100.00% of principal with proceeds to the issuer of $6,621,405. The pricing supplement states the notes pay a contingent quarterly coupon of $31.25 per $1,000 (3.125% quarterly; 12.50% per annum) only if each reference index meets its contingent coupon barrier on a coupon observation date. The notes are linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, are autocallable on observation dates if all indices are at or above call barriers, and may result in a full loss of principal at maturity if the least performing index closes below its 70% barrier. The estimated model value on the trade date was $969.30 per $1,000 (below issue price). Buyers bear Nomura credit risk, market/underlier risk, limited participation in upside, and uncertain U.S. federal tax treatment.
Nomura America Finance, LLC priced and is offering US$2,000,000 principal amount of redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, the Russell 2000 and the NASDAQ-100, with a stated maturity of June 13, 2031.
The notes pay a contingent coupon of $9.167 per $1,000 on each monthly coupon payment date if every reference asset closes at or above its contingent coupon barrier on the coupon observation date (contingent coupon rate 0.9167% monthly, equivalent to 11.00% per annum). If not redeemed early, principal repayment at maturity depends on the final value of the least performing reference asset relative to its barrier and contingent coupon barrier values.