Welcome to our dedicated page for Spotify Tech SEC filings (Ticker: SPOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Spotify Technology S.A. filings document the company’s foreign-issuer reporting, operating results and governance records. Form 6-K reports furnish quarterly shareholder updates, interim condensed consolidated financial statements, management discussion and analysis, market-risk disclosure, legal proceedings, risk factors and non-IFRS reconciliations for its Premium and ad-supported audio streaming segments.
The filing record also covers annual and extraordinary general meeting materials, shareholder and beneficiary certificate voting results, board elections, annual accounts, consolidated financial statements and capital-structure matters. Proxy-related exhibits describe ordinary share and beneficiary certificate voting mechanics, while current reports record selected officer and governance changes.
Marshall Christopher P reported acquisition or exercise transactions in this Form 4 filing.
Spotify Technology S.A. director Christopher P. Marshall reported a new equity award and updated his indirect holdings in the company’s ordinary shares. He received a grant of 658 Restricted Stock Units, each representing one ordinary share at no cost, increasing his directly held shares to 4,697.
According to the footnotes, 1,717 of these directly held shares are in the form of RSUs that vest between February 15, 2027 and February 15, 2029, while the newly granted 658 RSUs will vest in four equal installments on February 15 of 2027, 2028, 2029, and 2030. The filing also lists significant indirect holdings through multiple TCV-sponsored entities and a family trust. Marshall is a member, owner, or trustee of these entities but disclaims beneficial ownership of their shares except to the extent of his pecuniary interest.
Spotify Technology S.A. director Barry McCarthy received a grant of stock options covering 1,974 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, and following this grant McCarthy holds 1,974 derivative securities tied to ordinary shares directly.
Spotify Technology S.A. director Theodore A. Sarandos reported equity compensation activity. He received an award of 494 restricted stock units that vest in equal annual installments through February 15, 2030, each representing one Ordinary Share. He also exercised stock options covering 5,630 Ordinary Shares at $241.57 per share and received a new stock option for 494 shares with a $516.71 exercise price, vesting annually through February 15, 2030. The filing shows only acquisitions and option exercises, with no share sales.
Spotify Technology S.A. director Mona Sutphen received two stock option awards as part of her compensation. On May 28, 2026, she was granted options for 987 ordinary shares with a $775.07 exercise price and options for 1,481 ordinary shares with a $516.71 exercise price. Both grants expire on May 28, 2031 and vest in equal annual installments through February 15, 2030. These are non-cash awards that increase her potential future ownership but do not involve any share sales.
Spotify Technology S.A. director Padmasree Warrior reported an equity award in the form of 329 Ordinary Shares, received at a price of $0.00 per share as part of compensation. After this grant, her direct holdings total 11,413 Ordinary Shares.
The award represents restricted stock units that vest in equal annual installments through February 15, 2030, with each unit delivering one Ordinary Share when it vests. This is a routine compensation-related acquisition rather than an open-market share purchase.
Spotify Technology S.A. director Shishir Mehrotra received a compensation grant of stock options covering 3,948 ordinary shares. The options have an exercise price of $775.07 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, meaning the award becomes exercisable gradually over several years rather than all at once.
O'NEILL HEIDI reported acquisition or exercise transactions in this Form 4 filing.
Spotify Technology S.A. director Heidi O’Neill reported an equity compensation grant in the form of restricted stock units. She received 658 RSUs, each representing the right to receive one Ordinary Share at no cash cost. The RSUs vest in equal annual installments through February 15, 2030, providing multi‑year, stock-based compensation. Following this award, she beneficially owns 10,060 Ordinary Shares directly.
Spotify Technology S.A. director Thomas O. Staggs received a grant of stock options covering 2,148 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. They vest in equal annual installments through February 15, 2030, and following this grant he holds 2,148 options directly.
Spotify Technology S.A. director Sven Hans Martin Lorentzon received a grant of stock options covering 1,974 ordinary shares. The options have an exercise price of $516.71 per share and expire on May 28, 2031. The award vests in equal annual installments through February 15, 2030.
Spotify Technology S.A. director Christopher P. Marshall reported a mix of option exercises and share sales in Ordinary Shares. He exercised 5,630 non-qualified stock options at a conversion price of $241.57 per share, receiving the same number of Ordinary Shares.
On the same date, he completed an open‑market sale of 2,650 Ordinary Shares at $519.86 per share. After these transactions, he held 4,039 Ordinary Shares directly, which includes 1,059 shares underlying Restricted Stock Units (RSUs) that vest between February 2027 and February 2029.
Additional Ordinary Shares are held indirectly through entities such as TCV XI Spotify, L.P., related TCV funds and the Marshall Carroll 2000 Trust. Footnotes state that these entities, including TCV VIII Management, L.L.C. and TCV XI Management, L.L.C., have the economic interest in many of the options and shares, and Marshall disclaims beneficial ownership except to the extent of his pecuniary interest.