Welcome to our dedicated page for Sunopta SEC filings (Ticker: STKL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SunOpta Inc. (STKL, SOY) is a Canada-incorporated manufacturer of plant-based beverages, broths and better-for-you snacks that files reports with the U.S. Securities and Exchange Commission. As a cross-listed issuer on Nasdaq and the Toronto Stock Exchange, SunOpta uses SEC filings to provide detailed information on its financial condition, results of operations and material events.
Among the key documents available for SunOpta are annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which present revenue from continuing operations, earnings from continuing operations, adjusted earnings, adjusted EBITDA and discussions of volume growth across beverages, broths and fruit snacks. These filings also describe factors affecting gross margins, capital allocation priorities, leverage targets, tariff impacts and the company’s approach to pass-through pricing with customers.
Current reports on Form 8‑K are particularly relevant for tracking SunOpta’s material announcements. For example, the company has filed 8‑Ks to furnish press releases reporting financial results for specific quarters, under Item 2.02 Results of Operations and Financial Condition. These filings link directly to earnings releases that discuss recent performance, updates to revenue and adjusted EBITDA outlooks, and commentary on operational initiatives.
On this page, investors can access SunOpta’s SEC filings as they are made available through EDGAR, along with AI-powered summaries designed to highlight the most important points in lengthy documents. The filings list also provides a path to insider transaction reports on Form 4, as well as proxy and other governance-related filings, helping users analyze SunOpta’s regulatory disclosures, compensation decisions and ownership changes alongside its reported financial results.
SunOpta Inc. is being taken private, and Oaktree-affiliated funds now report owning no shares. An amended Schedule 13D/A shows that, at the May 1, 2026 closing of an Arrangement, each common share of SunOpta was transferred to a purchaser for $6.50 in cash. Each share of Series B-1 Preferred Stock was exchanged into common shares using a 405.9555467-to-1 exchange rate, and each issued and outstanding Special Share, Series 2 was cancelled with no payment. After closing, SunOpta’s common shares ceased trading on NASDAQ and the company became privately held. The reporting Oaktree entities now disclose 0 shares and 0% beneficial ownership.
Oaktree-affiliated entities that were 10% owners of SunOpta Inc. reported fully exiting their position in connection with a completed plan of arrangement between SunOpta and 2786694 Alberta Ltd.
The entities sold 20,651,812 Common Shares at $6.50 per share and disposed of additional interests tied to SunOpta through cash-settled total return swaps referencing 4,404,034 and 871,170 common shares, as well as 2,932,453 Special Shares, Series 2 and 30,000 shares of Series B-1 Preferred Stock. Footnotes state that the Series B-1 Preferred Stock was exchanged into 12,178,666.40 Exchange Shares, which were then transferred to the Purchaser for $6.50 per share. After these transactions, the reporting Oaktree entities list 0 shares held.
SunOpta Inc. senior vice president of supply chain Justin Kobler reported dispositions of his equity in connection with the company’s acquisition. Under an Arrangement Agreement, Purchaser acquired all SunOpta common shares for $6.50 per share in cash. At the effective time, Kobler’s 40,949 common shares, 41,494 stock options with a $3.92 exercise price, 96,656 performance stock units and 31,480 restricted stock units were surrendered to the issuer for cash based on this consideration, and his reported holdings in these securities fell to zero.
SunOpta Inc. senior vice president of sales Jennifer Ann Caro reported dispositions of her equity awards in connection with SunOpta’s acquisition by Pegasus BidCo B.V. Under a court-approved plan of arrangement, all common shares were transferred for cash consideration of $6.50 per share, less withholdings.
Caro disposed of 11,084 common shares back to the issuer and surrendered 48,660 performance stock units and 52,870 restricted stock units, each representing the right to one common share. Eligible RSUs and performance units were exchanged for cash at the same $6.50 per underlying share, while performance units not entitled to consideration were cancelled.