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Union Pacific SEC Filings

UNP NYSE

Welcome to our dedicated page for Union Pacific SEC filings (Ticker: UNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Union Pacific Corp. filings document the regulatory record of a New York Stock Exchange-listed freight railroad with common stock trading under UNP. The company’s 8-K reports cover quarterly and annual operating results, material events, material agreements, capital-structure matters, governance changes and shareholder voting matters.

Proxy materials describe board elections, committee service, executive compensation, shareholder proposals and other annual-meeting governance items. Registration and transaction-related disclosures address common-stock issuance, risk factors and voting mechanics, while other filings record board appointments and formal updates to the company’s corporate and financial reporting obligations.

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WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.

UNION PACIFIC CORP director Christopher J. Williams received a grant of 189 Phantom Stock Units tied to the company’s common stock. The units were awarded at a reference price of $277.73 per unit, bringing his total Phantom Stock holdings to 6,382 units.

Each Phantom Stock Unit has a 1:1 distribution ratio to Union Pacific common stock but is payable in cash only, commencing at retirement. This is a compensation-related award rather than an open-market stock purchase or sale and does not change the company’s share count.

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UNION PACIFIC CORP director Will W. Anthony received a grant of 159 Phantom Stock units tied to the company’s common stock. The award is classified as a grant or other acquisition and increases his Phantom Stock holdings to 338 units.

Each Phantom Stock unit has a reference price of $277.73 and is linked to one share of Union Pacific common stock on a 1:1 basis. These Phantom Stock units are payable in cash only, commencing at retirement, making this a cash-settled, equity-linked compensation award rather than an open-market stock purchase.

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WIEHOFF JOHN reported acquisition or exercise transactions in this Form 4 filing.

UNION PACIFIC CORP director John Wiehoff received a grant of 167 Phantom Stock units tied to the company’s common stock. The award was recorded at a reference price of $277.73 per unit and brings his total Phantom Stock holdings to 2,216 units.

The Phantom Stock units track Union Pacific’s share value on a 1:1 basis but are payable in cash only, commencing at retirement. This is a compensation-related, non‑trading transaction and does not represent an open‑market purchase or sale of Union Pacific shares.

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Tien John K Jr reported acquisition or exercise transactions in this Form 4 filing.

UNION PACIFIC CORP director John K. Tien Jr received a grant of 166 Phantom Stock Units on July 1, 2026 at a reference price of $277.73 per unit. This is a compensation-related award, not an open-market trade. His Phantom Stock balance increased to 1,936 units, which are structured to mirror the value of Union Pacific common stock on a 1:1 basis but are payable in cash only after retirement.

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Simons Doyle reported acquisition or exercise transactions in this Form 4 filing.

UNION PACIFIC CORP director Doyle Simons received a grant of 305 Phantom Stock units. These units are tied to Union Pacific common stock on a 1:1 basis but are payable in cash only, commencing at retirement. Following this compensation award, Simons holds a total of 3,666 Phantom Stock units.

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MCCARTHY MICHAEL R reported acquisition or exercise transactions in this Form 4 filing.

UNION PACIFIC CORP director Michael R. McCarthy received a grant of 808 Phantom Stock units tied to common stock. The award was recorded at a reference price of $277.73 per unit, with a 1:1 distribution ratio to Union Pacific common shares.

These Phantom Stock Units are payable in cash only, commencing at retirement, so they do not represent an open-market stock purchase or sale. Following this grant, McCarthy directly holds 72,822 Phantom Stock Units, highlighting a compensation-related, cash-settled incentive aligned with the company’s share performance.

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UNION PACIFIC CORP director Jane H. Lute received a compensation grant of phantom stock units. On July 1, 2026, she was awarded 362 phantom stock units tied 1:1 to Union Pacific common stock, using a reference value of $277.73 per unit. These phantom stock units are payable in cash only, commencing at retirement, and increase her phantom stock balance to 12,461 units. This is a routine, non‑market, compensation-related acquisition rather than an open‑market share purchase or sale.

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HOPKINS DEBORAH C reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific director Deborah C. Hopkins received a grant of 221 Phantom Stock units tied to Union Pacific common stock. The award is recorded at a reference price of $277.73 per unit and is structured as derivative compensation, not an open-market trade.

These Phantom Stock Units are payable in cash only, commencing at retirement, and use a 1:1 distribution ratio with the underlying common shares. Following this grant, Hopkins holds a total of 13,002 Phantom Stock units, reflecting her accumulated deferred, cash-settled equity-based compensation.

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Finley Teresa reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific Corp director Teresa Finley received a grant of 174 Phantom Stock units tied to the company’s common stock on a 1:1 basis. These units are payable in cash only, commencing at retirement, and bring her total Phantom Stock holdings to 3,500 units. The transaction reflects a compensation-related award rather than an open-market trade in Union Pacific shares.

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Edison Sheri H. reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific director Sheri H. Edison received a grant of 175 Phantom Stock Units tied to Union Pacific common stock, with a reference value of $277.73 per unit. This award increases her phantom stock balance to 3,617 units. The units are payable in cash only, commencing at retirement, so this is a non-trading, cash-settled compensation grant rather than an open-market stock purchase.

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FAQ

How many Union Pacific (UNP) SEC filings are available on StockTitan?

StockTitan tracks 166 SEC filings for Union Pacific (UNP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Union Pacific (UNP)?

The most recent SEC filing for Union Pacific (UNP) was filed on July 2, 2026.