If You Invested in OLD MARKET CAPITAL CORP (OMCC)

Old Market Capital Corporation (trading under the symbol OMCC) is associated with the sector described as short-term business credit institutions. According to available regulatory filings, OMCC is a Delaware corporation that has had its common stock listed on the NASDAQ Capital Market and has reported to the U.S. Securities and Exchange Commission (SEC) as an Exchange Act-registered company.

The company’s public disclosures indicate that it has evaluated the costs and regulatory requirements of remaining a NASDAQ-listed, SEC-reporting issuer. In an 8-K filing, Old Market Capital Corporation stated that its Board of Directors approved a plan to voluntarily delist its common stock from the NASDAQ Capital Market and to deregister its securities under the federal securities laws. The filing explains that this decision followed consideration of factors such as the costs associated with being a public reporting company, low trading volumes, and regulatory burdens.

OMCC has also reported that, following delisting from NASDAQ and deregistration under Section 12(b) of the Securities Exchange Act of 1934, it intends to file a Form 15 to suspend and ultimately terminate its periodic reporting obligations under the Exchange Act. As described in the same 8-K, the company anticipates that trading on NASDAQ will cease on or about a specified date and that quotation for its common stock is expected to begin on the OTC marketplace, specifically the OTCIQ Basic Market, under the symbol OMCC. The company notes that it cannot provide assurance that trading in its common stock will continue on the OTCIQ Basic Market or otherwise.

In its 8-K disclosure, Old Market Capital Corporation states that it expects to realize annual cost savings as a result of delisting and deregistration. The company also indicates that it does not anticipate an interruption in trading of its shares during the transition from NASDAQ to the OTC marketplace, although it acknowledges that trading volumes and liquidity may vary.

In another 8-K filing, OMCC reported that it issued a press release announcing its financial results for a quarter ended on a specified date. That filing identifies the press release as an exhibit and clarifies that the information is furnished, rather than filed, for purposes of certain provisions of the Securities Exchange Act of 1934 and the Securities Act of 1933. This reflects the company’s use of Form 8-K to communicate selected financial information and other material events to the market.

Old Market Capital Corporation has also indicated, in connection with its delisting and deregistration plans, that it intends to provide quarterly earnings releases and an annual report through an investors portal referenced in its 8-K filing. This suggests that, even after suspending its Exchange Act reporting obligations, the company expects to continue making certain financial and corporate information available to investors through its own channels.

Based on the sector classification provided, OMCC is associated with short-term business credit activities, but the SEC filings excerpted here do not describe specific products, services, or customer segments. The filings focus instead on corporate and regulatory matters such as listing status, reporting obligations, and the dissemination of financial results.

Regulatory and Listing Status

Old Market Capital Corporation has disclosed a plan to change its status as a public reporting company. In its 8-K, the company describes the following steps:

• Voluntary delisting of its common stock from the NASDAQ Capital Market through the filing of Form 25.
• Deregistration of its securities under Section 12(b) of the Securities Exchange Act of 1934.
• A subsequent filing of Form 15 to deregister under Section 12(g) and suspend reporting obligations under Section 15(d).
• An expectation that all requirements associated with being an Exchange Act-registered company, including filing current and periodic reports such as Forms 10-K, 10-Q, and 8-K, will terminate permanently after the applicable period following the Form 15 filing.

The company’s 8-K also states that it expects trading of its common stock to continue on NASDAQ until the delisting becomes effective, with quotation anticipated to begin on the OTC marketplace on or about the same date. It notes that there can be no assurance that trading will continue on the OTCIQ Basic Market or any other venue.

Communications with Investors

Through its SEC filings, OMCC has indicated that it uses press releases and Form 8-K reports to communicate material information, including quarterly financial results. In connection with its decision to delist and deregister, the company has also stated that it intends to continue providing quarterly earnings releases and an annual report through an investors portal identified in its filing. This approach reflects a shift from formal Exchange Act reporting to company-directed communications while still offering information to shareholders and other interested parties.

Company Location and Incorporation

Old Market Capital Corporation’s 8-K filings identify it as a corporation organized under the laws of Delaware. The filings also provide a business location in Omaha, Nebraska, along with a zip code, as the address for the registrant. These details establish the company’s jurisdiction of incorporation and a principal place of business for regulatory and investor communications purposes.