If You Invested in Oxford Square Capital Corp (OXSQZ)

Oxford Square Capital Corp. 6.25% Notes due 2026, trading under the symbol OXSQZ, represent a class of unsecured debt securities issued by Oxford Square Capital Corp. According to U.S. Securities and Exchange Commission filings, these notes are listed on the Nasdaq Global Select Market and are part of the company’s registered securities alongside its common stock (OXSQ) and other note issuances such as 5.50% Notes due 2028 (OXSQG) and 7.75% Notes due 2030 (OXSQH).

Oxford Square Capital Corp. is incorporated in Maryland and is identified in SEC filings by Commission File Number 814-00638 and IRS Employer Identification Number 20-0188736. The company’s principal executive offices are located in Greenwich, Connecticut. Through its capital markets activities, Oxford Square Capital Corp. issues notes like OXSQZ to raise long-term financing, as disclosed in its current reports on Form 8-K and related prospectus supplements referenced in those filings.

Nature of the OXSQZ security

The 6.25% Notes due 2026 are described in SEC disclosures as unsecured notes with a fixed interest rate of 6.25% and a stated maturity in 2026. They are governed by an indenture with U.S. Bank Trust Company, National Association, acting as trustee. Filings state that the notes are subject to redemption by Oxford Square Capital Corp. under the terms of the indenture, with redemption price and interest accrual details specified in the company’s Form 8-K reports.

In a Form 8-K dated June 18, 2025, Oxford Square Capital Corp. reported that it notified the trustee of its election to redeem a portion of the outstanding 6.25% Notes due 2026. The company indicated an expectation to redeem a specified aggregate principal amount of the notes on a stated redemption date, at a redemption price equal to $25 per note plus accrued and unpaid interest from the last interest payment date up to, but not including, the redemption date. A subsequent Form 8-K dated August 20, 2025 reported an additional election to redeem the remaining outstanding principal amount of the notes, again at $25 per note plus accrued and unpaid interest, and noted that following the redemption the notes would be delisted from the Nasdaq Global Select Market.

Listing and delisting context

OXSQZ has been registered under Section 12(b) of the Securities Exchange Act of 1934, with the Nasdaq Stock Market LLC identified in SEC filings as the exchange on which the notes are listed. A Form 25 filed on September 18, 2025 by Nasdaq Stock Market LLC relates to the 6.25% Notes due 2026 and serves as a notification of removal from listing and/or registration under Section 12(b). The filing identifies Oxford Square Capital Corp. as the issuer and the Nasdaq Stock Market LLC as the exchange, and specifies that the class of securities subject to removal is the 6.25% Notes due 2026.

The Form 25 indicates that the exchange relied on provisions of Rule 12d2-2 under the Exchange Act to strike the class of securities from listing and registration. In conjunction with the company’s previously disclosed redemptions of the notes, this filing provides the regulatory framework for the delisting of OXSQZ from Nasdaq after the completion of the redemption process.

Relationship to Oxford Square Capital Corp.’s capital structure

Oxford Square Capital Corp.’s SEC reports list multiple securities registered under Section 12(b), including its common stock and several series of notes. The 6.25% Notes due 2026 (OXSQZ) are one component of this capital structure. Other filings describe additional note offerings, such as the 7.75% Notes due 2030, which are expected to trade under the symbol OXSQH on the Nasdaq Global Select Market, and the 5.50% Notes due 2028 (OXSQG). These disclosures show that the company uses exchange-listed notes as part of its financing strategy, alongside its common equity.

While detailed use-of-proceeds information for the 6.25% Notes due 2026 is not restated in the provided filings, the company’s more recent note offering disclosures for other series reference purposes such as repaying indebtedness, acquiring investments in accordance with its investment objective and strategies, and general corporate purposes. This context helps frame how exchange-listed notes like OXSQZ fit into Oxford Square Capital Corp.’s overall funding approach, as described in its SEC filings.

Regulatory and governance disclosures

Oxford Square Capital Corp. regularly files proxy statements, current reports on Form 8-K, and other documents with the SEC. The company’s Definitive Proxy Statement on Schedule 14A dated July 8, 2025 provides information about its annual meeting of stockholders, board structure, committee composition, and corporate governance practices. The proxy statement and related filings also reiterate the company’s contact information in Greenwich, Connecticut and confirm its status as a reporting company under the Exchange Act.

For investors reviewing OXSQZ, these governance and reporting documents offer additional background on the issuer of the notes, including its board oversight, audit arrangements, and stockholder voting matters. Together with the specific note-related filings, they form the regulatory record that underpins the listing, redemption, and delisting of the 6.25% Notes due 2026.

Key points for OXSQZ

• Issuer: Oxford Square Capital Corp., a Maryland corporation identified in SEC filings by Commission File Number 814-00638.
• Security type: 6.25% unsecured notes due 2026, listed under the trading symbol OXSQZ on the Nasdaq Global Select Market.
• Trustee: U.S. Bank Trust Company, National Association, as trustee under the indenture governing the notes.
• Redemption activity: SEC Forms 8-K dated June 18, 2025 and August 20, 2025 describe the company’s elections to redeem outstanding principal amounts of the 6.25% Notes due 2026 at $25 per note plus accrued and unpaid interest.
• Delisting process: A Form 25 filed on September 18, 2025 by Nasdaq Stock Market LLC relates to the removal of the 6.25% Notes due 2026 from listing and/or registration under Section 12(b) of the Exchange Act.
• Related securities: Other Oxford Square Capital Corp. securities registered on Nasdaq include common stock (OXSQ), 5.50% Notes due 2028 (OXSQG), and 7.75% Notes due 2030 (OXSQH), as disclosed in SEC filings.

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