Broadridge Partners with Uptiq to Modernize Wealth Management with AI-Powered Wealth Lending Solutions
Broadridge Financial Solutions (NYSE:BR) has announced a strategic partnership and minority investment in Uptiq, an AI platform for financial services. The partnership integrates Uptiq's AI technology into Broadridge's Wealth Lending Network (WLN) to automate securities-based lending (SBL) workflows.
The integration aims to modernize wealth management by enabling financial advisors to access AI-powered tools that streamline loan processing, automate referral submissions, and enhance covenant tracking. The partnership connects wealth managers and advisors with lenders through a digital platform, making it easier to source and compare securities-based lines of credit for clients.
Broadridge Financial Solutions (NYSE:BR) ha annunciato una partnership strategica e un investimento di minoranza in Uptiq, una piattaforma di intelligenza artificiale per i servizi finanziari. La collaborazione integra la tecnologia AI di Uptiq nella Wealth Lending Network (WLN) di Broadridge per automatizzare i flussi di lavoro del prestito garantito da titoli (SBL).
L'integrazione mira a modernizzare la gestione patrimoniale, permettendo ai consulenti finanziari di accedere a strumenti basati sull'intelligenza artificiale che semplificano l'elaborazione dei prestiti, automatizzano l'invio delle richieste di referral e migliorano il monitoraggio dei covenant. La partnership collega gestori patrimoniali e consulenti con i finanziatori tramite una piattaforma digitale, facilitando la ricerca e il confronto delle linee di credito garantite da titoli per i clienti.
Broadridge Financial Solutions (NYSE:BR) ha anunciado una alianza estratégica e inversión minoritaria en Uptiq, una plataforma de inteligencia artificial para servicios financieros. La colaboración integra la tecnología AI de Uptiq en la Wealth Lending Network (WLN) de Broadridge para automatizar los flujos de trabajo de préstamos basados en valores (SBL).
La integración busca modernizar la gestión patrimonial permitiendo a los asesores financieros acceder a herramientas impulsadas por IA que agilizan el procesamiento de préstamos, automatizan el envío de referencias y mejoran el seguimiento de convenios. La alianza conecta a gestores patrimoniales y asesores con prestamistas a través de una plataforma digital, facilitando la búsqueda y comparación de líneas de crédito basadas en valores para los clientes.
Broadridge Financial Solutions (NYSE:BR)는 금융 서비스를 위한 AI 플랫폼인 Uptiq에 전략적 파트너십과 소수 지분 투자를 발표했습니다. 이번 파트너십을 통해 Uptiq의 AI 기술이 Broadridge의 Wealth Lending Network(WLN)에 통합되어 증권 담보 대출(SBL) 워크플로우를 자동화합니다.
이 통합은 금융 자문사들이 AI 기반 도구를 활용하여 대출 처리 과정을 간소화하고, 추천서 제출을 자동화하며, 계약 조건 추적을 향상시킬 수 있도록 하여 자산 관리를 현대화하는 것을 목표로 합니다. 이 파트너십은 자산 관리자와 자문사들을 대출 기관과 디지털 플랫폼으로 연결하여 고객을 위한 증권 담보 신용 한도를 더 쉽게 찾고 비교할 수 있게 합니다.
Broadridge Financial Solutions (NYSE:BR) a annoncé un partenariat stratégique et un investissement minoritaire dans Uptiq, une plateforme d'intelligence artificielle dédiée aux services financiers. Ce partenariat intègre la technologie IA d'Uptiq dans le Wealth Lending Network (WLN) de Broadridge afin d'automatiser les flux de travail des prêts garantis par des titres (SBL).
Cette intégration vise à moderniser la gestion de patrimoine en permettant aux conseillers financiers d'accéder à des outils alimentés par l'IA qui simplifient le traitement des prêts, automatisent la soumission des recommandations et améliorent le suivi des engagements. Le partenariat connecte les gestionnaires de patrimoine et les conseillers aux prêteurs via une plateforme numérique, facilitant ainsi la recherche et la comparaison des lignes de crédit garanties par des titres pour les clients.
Broadridge Financial Solutions (NYSE:BR) hat eine strategische Partnerschaft und Minderheitsbeteiligung an Uptiq angekündigt, einer KI-Plattform für Finanzdienstleistungen. Die Partnerschaft integriert Uptiqs KI-Technologie in Broadridges Wealth Lending Network (WLN), um Abläufe bei wertpapiergestützten Krediten (SBL) zu automatisieren.
Die Integration zielt darauf ab, das Vermögensmanagement zu modernisieren, indem Finanzberater Zugang zu KI-gestützten Tools erhalten, die die Kreditbearbeitung vereinfachen, die Weiterleitung von Anfragen automatisieren und die Überwachung von Vereinbarungen verbessern. Die Partnerschaft verbindet Vermögensverwalter und Berater mit Kreditgebern über eine digitale Plattform, was die Suche und den Vergleich von wertpapierbasierten Kreditlinien für Kunden erleichtert.
- Strategic minority investment in AI platform Uptiq enhances Broadridge's technological capabilities
- Integration streamlines securities-based lending processes and improves operational efficiency
- Partnership expands financial advisors' access to credit solutions and strengthens compliance
- None.
Insights
Broadridge's investment in Uptiq enhances its wealth lending capabilities with AI, strengthening competitive positioning in the fintech space.
Broadridge's strategic partnership and minority investment in Uptiq represents a calculated move to modernize its Wealth Lending Network with AI capabilities. This integration addresses two significant market trends: increasing demand for AI in financial services and the need for more efficient wealth lending processes.
The partnership delivers tangible operational benefits by automating securities-based lending workflows, which have traditionally been manual and time-consuming. For financial advisors, particularly those not affiliated with banks, this means simplified access to securities-based lines of credit for clients while reducing administrative burden.
Strategically, this move positions Broadridge to strengthen its competitive advantage in the wealth management technology space. By incorporating AI into its lending network, Broadridge is creating a more compelling offering that addresses multiple pain points for advisors: loan sourcing, comparison, submission, processing, and compliance monitoring.
For Broadridge stakeholders, this represents a forward-looking investment in technology that enhances an existing product line rather than a complete business pivot. The integration addresses specific operational inefficiencies while expanding the capabilities of their Wealth Lending Network, potentially increasing its adoption among financial advisors and institutions.
This partnership aligns with Broadridge's history of strategic technology investments to enhance its fintech capabilities and service offerings while maintaining focus on its core financial technology infrastructure business.
"This strategic partnership helps modernize wealth management, addressing the growing demand for artificial intelligence in financial services, as well as a need to develop a better wealth lending process that is efficient, compliant and personalized," said Mike Alexander, President of Wealth Management at Broadridge. "With Uptiq's AI-powered tools and Broadridge's Wealth Lending Network, we are enabling advisors to deliver smarter lending recommendations, save time, and ultimately help their clients access the liquidity needed to achieve their financial goals. Our investment demonstrates our commitment to driving innovation in the wealth lending ecosystem."
The Broadridge Wealth Lending Network is a digital platform that connects wealth managers, financial advisors, and their clients with a network of lenders that extend securities-based lines of credit. It streamlines the process of accessing SBL solutions, particularly for financial advisors and wealth management firms that are not affiliated with banks. Through the integration with Uptiq, financial advisors can more easily source and compare loan options tailored to their clients' needs, while automating manual tasks such as referral submission, loan processing, and covenant tracking. The combined solution expands financial advisors' access to credit solutions for their clients, improves client service, strengthens compliance, and reduces the typical friction and complexity in providing lending solutions to wealth clients.
"Uptiq was purpose-built to remove the heavy lifting from lending," said Snehal Fulzele, Founder and CEO of Uptiq. "Our AI-driven platform surfaces the most relevant loan options, actively guiding advisors so they can focus on serving clients instead of wrestling with process complexities. By connecting directly with Broadridge's Wealth Lending Network banks, we're making it easier than ever to provide securities-based lending as a compelling and compliant liquidity solution."
Broadridge's investment supports Uptiq's growth and reinforces a shared vision for transforming wealth lending. By harnessing AI to simplify complex lending processes and deliver smarter, more scalable solutions, Broadridge and Uptiq are helping financial institutions adapt, grow, and drive better outcomes across the financial ecosystem.
About Broadridge
Broadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology to help the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients – driving operational resiliency, elevating business performance, and transforming investor experiences.
Our technology and operations platforms process and generate over 7 billion communications per year and underpin the daily average trading of more than
For more information about us, please visit www.broadridge.com
About Uptiq
Uptiq is a Gen AI agent development platform for financial services. At UPTIQ, we believe that the financial industry can and should do better. That's why we've made it our mission to empower financial advisors with cutting-edge technology and innovative solutions that enable them to better serve their clients and drive long-term success. Our core values are at the heart of everything we do, guiding our approach to innovation, client success, and the pursuit of excellence.
Media Contacts:
For Broadridge:
Caroline Wolf
Prosek Partners
cwolf@prosek.com
For Uptiq:
marketing@uptiq.ai
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SOURCE Broadridge Financial Solutions, Inc.
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