Broadridge Invests in DeepSee, Further Harnessing Agentic AI to Transform Post-trade Operations

Rhea-AI Summary

Broadridge (NYSE: BR) announced a strategic minority investment in DeepSee and an expanded partnership to embed agentic AI into post-trade operations on Jan 8, 2026. Tom Carey, President of Broadridge Global Technology and Operations, will join DeepSee's board to align efforts. The collaboration initially targets AI-powered email orchestration to convert inbound requests into automated workflows for fails research, inventory optimization, and other post-trade tasks.

The solution is already deployed across Broadridge Business Process Outsourcing operations serving over 60 clients and integrates with Broadridge post-trade capabilities or as a standalone offering, promising productivity, prioritization, and supervisory dashboards. Broadridge clears $15T in trades daily, positioning scale for deployment.

Key Figures

Current price $219.47 Pre-news trading level vs 52-week range

52-week range $212.33–$271.91 Low to high range before this AI announcement

Daily trades cleared Over $15T Broadridge post-trade processing volume highlighted in article

BPO clients Over 60 clients Operations already using the AI email orchestration solution

Acolin clients 350+ clients Cross-border distribution customers from Acolin acquisition

Acolin distributors 3,000+ distributors Global distributor network across 30+ countries

DLR daily volume $368B Average daily repo volume on DLR platform in Nov 2025

AI investment adoption 80% of firms Share making moderate-to-large AI investments in Broadridge study

Market Reality Check

$223.36 Last Close

Volume Volume 565,686 is below 20-day average of 641,610 (relative volume 0.88) ahead of the AI partnership news. normal

Technical Shares at 219.47 are trading below the 200-day MA of 237.92 and closer to the 52-week low of 212.33 than the high of 271.91.

Peers on Argus

BR fell 1.01% while key IT services peers were mixed to slightly negative: CTSH -0.46%, FIS -0.77%, LDOS -1.14%, GIB -1.09%, and WIT flat. No peers appeared in the momentum scanner, pointing to a stock-specific move around this AI investment headline.

Historical Context

Date	Event	Sentiment	Move	Catalyst
Jan 06	Acquisition completion	Positive	-0.5%	Closed Acolin acquisition to expand cross-border distribution and regulatory services.
Dec 16	Platform enhancement	Positive	-0.8%	Added fund-level general ledger and redesigned UI for alternative investment platform.
Dec 08	Cloud migration	Positive	-1.9%	Migrated Shareholder Disclosure Hub to AWS for greater scale, reach, and security.
Dec 04	DLR volume update	Positive	+0.2%	Reported DLR platform processing $368B average daily and $7.4T monthly repo volumes.
Dec 02	Industry recognition	Positive	+0.5%	Named a Leader in IDC MarketScape wealth management technology assessment.

Pattern Detected

Recent positive operational and recognition news has often coincided with modestly negative next-day moves, though some technology milestones saw small gains.

Recent Company History

Over the last few months, Broadridge has reported several strategic advances. It completed the Acolin acquisition on Jan 6, 2026 to expand cross-border fund distribution. Platform upgrades for alternative investment managers were unveiled on Dec 16, 2025, while the Shareholder Disclosure Hub migrated to AWS on Dec 8, 2025 to enhance scale and security. Distributed Ledger Repo volumes reached an average of $368 billion daily in November 2025, and IDC named Broadridge a Leader in wealth technology. Today’s AI-focused DeepSee partnership continues this theme of technology-driven operational efficiency.

Regulatory & Risk Context

Active S-3 Shelf Registration 2025-08-05

Broadridge has an effective S-3ASR shelf registration dated 2025-08-05, expiring 2028-08-05, with 0 recorded usages in the provided context. This structure allows the company flexibility to register and offer securities, though no specific amounts or takedowns are detailed here.

Market Pulse Summary

This announcement highlights Broadridge’s continued push to embed AI into post-trade workflows through a minority investment in DeepSee and deployment of AI-powered email orchestration. With Broadridge already clearing over $15T in daily trades and using the solution across 60+ BPO clients, the partnership reinforces its automation and efficiency agenda. Investors may watch adoption beyond outsourcing clients and how agentic AI integrates with existing post-trade platforms.

Key Terms

agentic ai technical

"DeepSee, a leader in agentic AI technology based in Utah, U.S."

Agentic AI refers to computer systems that can make their own decisions and take actions without needing someone to tell them what to do each time. It's like giving a robot a degree of independence to solve problems or achieve goals on its own, which matters because it could change how we work and interact with technology in everyday life.

post-trade operations technical

"to optimize global post-trade operations, global Fintech leader Broadridge..."

Post-trade operations are the set of administrative and technical tasks that happen after a financial trade is agreed—confirming the deal, transferring money and securities, updating ownership records, reconciling differences and filing required reports. Like the logistics and receipts that finish an online order, smooth post-trade work reduces the chance of failed trades, speeds access to funds or shares, lowers costs and keeps the market reliable and compliant, which matters to investors’ risk and returns.

ai-powered email orchestration technical

"starting with AI-powered email orchestrationNEW YORK, Jan. 8, 2026 --"

AI-powered email orchestration uses artificial intelligence to plan, personalize, schedule and adapt a company’s email messages so the right content reaches the right people at the right time. Like a smart assistant or conductor coordinating many players, it can boost sales, lower marketing costs and improve customer retention, but investors should monitor data-privacy, deliverability and vendor-dependence risks that can affect revenue and compliance.

business process outsourcing technical

"deployed across Broadridge's Business Process Outsourcing Operations which serves over 60 clients."

Business process outsourcing is when a company hires an outside firm to perform routine operational tasks—such as payroll, customer support, IT operations, or back-office administration—so the company can focus on its core products or services. Investors care because outsourcing often lowers costs, improves scalability and flexibility, and shifts operational risks; changes in a company’s outsourcing strategy can therefore affect profit margins, growth prospects and regulatory or service-quality risks.

sla metrics technical

"Real-time dashboards display SLA metrics, operational trends, and actionable insights across teams."

SLA metrics are the measurable performance targets spelled out in a service contract—things like uptime, response time, and issue resolution speed—that show whether a provider is delivering agreed levels of service. For investors, they matter because consistent delivery or missed targets affects customer satisfaction, revenue, penalties and renewal rates; think of SLA metrics as a company’s scorecard for keeping promises to customers.

AI-generated analysis. Not financial advice.

Investment accelerates innovation in capital markets, enhancing efficiency, compliance, and client service– starting with AI-powered email orchestration

NEW YORK, Jan. 8, 2026 /PRNewswire/ -- Building on its strategy to harness AI and harmonized data to optimize global post-trade operations, global Fintech leader Broadridge Financial Solutions Inc. (NYSE: BR), today announced a strategic investment and expanded partnership with DeepSee, a leader in agentic AI technology based in Utah, U.S. The agreement includes Broadridge taking a minority ownership stake in DeepSee and marks a significant milestone in Broadridge's strategy to leverage AI and harmonized data to optimize global post-trade operations.

Along with the investment, Tom Carey, President of Broadridge Global Technology and Operations (GTO), will join DeepSee's Board of Directors, further aligning the two companies' shared commitment to accelerating AI transformation across capital markets. The collaboration will initially focus on deploying AI-powered email orchestration, turning traditional inboxes into intelligent, automated workflows for post-trade operations teams.

"This latest investment and partnership underscores Broadridge's commitment to delivering innovative AI-powered solutions that transform operations, reduce risk, and enhances the client experience," said Tom Carey, President of Broadridge Global Technology and Operations. "Working with DeepSee, we are bringing agentic AI directly into post-trade workflows, helping clients move from manual email handling to intelligent automation—unlocking new levels of productivity and operational resilience."

Broadridge is a leading provider of post-trade processing technology, clearing over $15T in daily trades across global markets every day. By embedding AI into workflows such as fails research, inventory optimization, and now email orchestration, Broadridge is further empowering clients to simplify complex ecosystems, improve decision-making, and unlock new levels of efficiency.

"From the beginning, DeepSee's vision has been to leverage the power of AI agents to transform the complex processes of financial services into actionable outcomes that drive immediate, production-ready business impact," said Steve Shillingford, CEO and Founder of DeepSee. "Working with Broadridge enables us to scale that vision globally, bringing AI innovation directly to the core of capital markets operations. Together, we are helping firms dramatically reduce manual processes, improve client responsiveness, and unlock new levels of efficiency."

Together, Broadridge and DeepSee are redefining post–trade operations by transforming in-bound email requests into connected workflows where AI agents, systems, and people operate seamlessly together. Pre-trained and pre-configured agents power automated operations and industry-specific AI capabilities convert communications into real actions—delivering faster responses, stronger compliance, and measurable operational results.

Key benefits of the AI solution include:

• Increased productivity: Automates workflows by connecting to underlying systems to retrieve critical data and enhances efficiency through intelligent organization, prioritization, and drafting of emails
• Smarter resource optimization: Elimination of unnecessary emails, AI based categorization of work types and prioritization of importance of emails powered by insights into email volume and trends, enables proactive workload management and freeing teams for higher-value work.
• Enhanced transparency and supervision: Real-time dashboards display SLA metrics, operational trends, and actionable insights across teams.

The solution has already been deployed across Broadridge's Business Process Outsourcing Operations which serves over 60 clients. The solution is also integrated with Broadridge post-trade capabilities providing the opportunity for firms to deploy with-in their own four walls with the Broadridge Platform or on a standalone basis. 

About Broadridge

Broadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients – driving operational resiliency, elevating business performance, and transforming investor experiences.

Our technology and operations platforms process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in equities, fixed income, and other securities globally. A certified Great Place to Work®, Broadridge is part of the S&P 500® Index, employing over 15,000 associates in 21 countries.

For more information about us, please visit www.broadridge.com.

About DeepSee 

DeepSee is the control plane for agentic operations in financial services. We help banks and capital markets firms convert fragmented, manual workflows into software-defined services—powered by AI agents that plan, orchestrate, and execute across applications and teams. Built for production operations, DeepSee delivers secure integration, robust governance, continuous evaluation, and human oversight—so you can scale from experimentation to enterprise-wide transformation.

For more information about DeepSee, please visit www.deepsee.ai.

Broadridge Contacts:

Investor Relations
broadridgeir@broadridge.com 

Media Relations
Gregg.rosenberg@broadridge.com 

 

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SOURCE Broadridge Financial Solutions, Inc.

FAQ

What did Broadridge (BR) announce on January 8, 2026 about DeepSee?

Broadridge announced a minority investment in DeepSee and an expanded partnership focused on embedding agentic AI into post-trade workflows.

What role will Tom Carey have after Broadridge's investment in DeepSee?

Tom Carey, President of Broadridge Global Technology and Operations, will join DeepSee's board of directors.

How will the Broadridge and DeepSee collaboration change post-trade operations for BR clients?

The collaboration initially deploys AI-powered email orchestration to convert inbound emails into automated workflows, improving productivity, prioritization, and compliance oversight.

Has the DeepSee AI solution been deployed by Broadridge already?

Yes; the solution is deployed across Broadridge Business Process Outsourcing operations that serve over 60 clients and can integrate with Broadridge post-trade platforms or run standalone.

What specific post-trade areas will Broadridge apply DeepSee's agentic AI to?

Applications include fails research, inventory optimization, and AI-powered email orchestration tied to post-trade processing workflows.

Does Broadridge have scale to support a global rollout of the DeepSee solution?

Broadridge clears about $15 trillion in trades daily, providing a large operational footprint for potential deployment.