Broadridge Appoints Frank Troise as President, Global Capital Markets

Rhea-AI Summary

Broadridge (NYSE: BR) appointed Frank Troise as President, Global Capital Markets, effective Feb 24, 2026, joining the executive leadership team and reporting to Tom Carey. Troise will lead front-to-back capital markets transformation across traditional and digital ecosystems.

Broadridge connects 2,200+ buy- and sell-side firms and 200+ venues, supports daily average trading of over $15 trillion, and its distributed ledger repo platform handles over $7 trillion in monthly volume.

Positive

• Experienced leadership: Frank Troise appointed President, Global Capital Markets effective Feb 24, 2026
• Large client network: Connects 2,200+ buy- and sell-side firms and 200+ trading venues globally
• Significant trading scale: Supports daily average trading of over $15 trillion and a $7 trillion monthly DLT repo volume

Negative

• None.

Key Figures

Connected firms: More than 2,200 firms Trading venues: 200+ venues Daily trading supported: Over $15 trillion +1 more

4 metrics

Connected firms More than 2,200 firms Buy- and sell-side clients connected globally

Trading venues 200+ venues Global trading venues connected by Broadridge

Daily trading supported Over $15 trillion Daily average securities trading supported on Broadridge platforms

Tokenized repo volume Over $7 trillion Monthly volume on distributed ledger-based repo platform

Market Reality Check

Price: $175.73 Vol: Volume 1,068,914 is 0.65x...

low vol

$175.73 Last Close

Volume Volume 1,068,914 is 0.65x its 20-day average of 1,646,094 shares, indicating subdued trading ahead of this leadership announcement. low

Technical Shares at $175.73 trade 35.37% below the 52-week high of $271.91 and only 7.34% above the 52-week low of $163.71, remaining below the 200-day MA of $231.99.

Peers on Argus

While BR slipped 0.73%, key IT services peers also traded lower (e.g., CTSH -4.8...

While BR slipped 0.73%, key IT services peers also traded lower (e.g., CTSH -4.86%, FIS -2.37%, GIB -3.4%), but no peers appeared in the momentum scanner, suggesting this leadership news is stock-specific rather than part of a broad momentum move.

Historical Context

5 past events · Latest: Feb 19 (Neutral)

Pattern 5 events

Date	Event	Sentiment	Move	Catalyst
Feb 19	Litigation trends report	Neutral	-0.7%	Global securities class actions report highlighting 2025 recovery and filing trends.
Feb 12	DLR growth update	Positive	+1.7%	Distributed Ledger Repo platform volumes with 508% year-over-year ADV growth.
Feb 11	Client tech adoption	Positive	+1.7%	Nissay Asset Management’s adoption of Broadridge’s MBS Trade Assignment Portal.
Feb 06	CQG acquisition deal	Positive	-6.0%	Agreement to acquire CQG to build end-to-end futures and options trading suite.
Feb 06	CQG deal details	Positive	-6.0%	Further details on CQG acquisition, expected limited financial impact near term.

Pattern Detected

Recent product and platform expansion headlines have often seen positive price alignment, while the CQG acquisition news drew a negative reaction despite strategically positive framing.

Recent Company History

Over the last few weeks, Broadridge has reported multiple strategic developments. A class action report on Feb 19 coincided with a modest decline. Earlier in February, strong growth in the Distributed Ledger Repo platform and a new Japanese client for its MBS Trade Assignment Portal both saw shares rise about 1.74%. In contrast, the CQG acquisition announcements on Feb 6 were framed as expanding futures and options capabilities but were followed by a 6.01% drop, showing market caution toward that deal. Today’s executive appointment builds on this ongoing capital markets and trading focus.

Regulatory & Risk Context

Active S-3 Shelf

Shelf Active

Active S-3 Shelf Registration 2025-08-05

The company has an effective S-3ASR shelf registration dated 2025-08-05, expiring 2028-08-05. It shows 0 recorded usage events in the provided data, indicating no tracked takedowns from this shelf so far.

Market Pulse Summary

This announcement underscores Broadridge’s focus on front-to-back capital markets infrastructure by ...

Analysis

This announcement underscores Broadridge’s focus on front-to-back capital markets infrastructure by elevating a leader tied to trading and connectivity solutions. It builds on recent news highlighting growth in distributed ledger repo activity and expanded trading capabilities. Investors may track how the new president advances integrated platforms across traditional and digital markets, execution management, and analytics. With an effective S-3ASR shelf in place, any future capital raising, plus progress on digital market infrastructure adoption, remain key elements to monitor alongside earnings trends.

Key Terms

algorithmic trading, post-trade, tokenized real assets, capital markets

4 terms

algorithmic trading technical

"front-office offerings across execution management, algorithmic trading, and analytics."

Algorithmic trading is the use of computer programs to automatically decide, submit and manage buy or sell orders in financial markets according to predefined rules or mathematical models. Like a high-speed autopilot following a recipe for timing, price and size, it executes trades faster and more consistently than humans, which matters to investors because it can change how quickly orders fill, affect trading costs and influence short-term price movements and market stability.

post-trade technical

"issuance, trading, financing, data and post-trade services converge across traditional"

Post-trade covers all the steps that happen after a buy or sell order is executed to make the deal final: confirming the details, moving the securities and money between parties, updating records, and reporting to regulators. Think of it like the packing, shipping, and paperwork that follow an online purchase to ensure you actually receive the item and ownership is recorded. It matters to investors because efficient post-trade processes reduce the risk of errors, delays, extra costs and counterparty problems that can affect cash, holdings and returns.

tokenized real assets technical

"leadership in tokenized real assets with AI-powered front to back capabilities"

Physical assets such as real estate, art, or commodities represented as digital tokens on a secure electronic ledger, allowing ownership to be split into small, tradable pieces. Like turning a painting into many shares, this can make large, illiquid assets easier to buy, sell and price, widening access for smaller investors and potentially improving market liquidity and trading hours; investors should still weigh legal, custody and valuation differences.

capital markets financial

"lead the next wave of innovation in global capital markets transformation."

Capital markets are places where people and organizations buy and sell long-term investments like stocks and bonds. They help connect those who need money to grow or fund projects with investors looking to earn returns over time. For investors, capital markets are important because they offer opportunities to invest, save, and grow their wealth through a variety of financial assets.

AI-generated analysis. Not financial advice.

Proven innovator to lead front-to-back capital markets transformation across traditional and digital ecosystems

NEW YORK, Feb. 24, 2026 /PRNewswire/ -- Broadridge Financial Solutions, Inc. (NYSE: BR) today announced the appointment of Frank Troise as President, Global Capital Markets, effective immediately. He will report to Tom Carey, President, Global Technology & Operations at Broadridge, and join Broadridge's Executive Leadership Team.

A proven industry innovator, Troise steps into the role at a pivotal moment as issuance, trading, financing, data and post-trade services converge across traditional and digital ecosystems.

Since Troise joined Broadridge in 2024 as Head of Trading and Connectivity Solutions, he has strengthened Broadridge's platform capabilities, driven strategic growth initiatives, and expanded its front-office offerings across execution management, algorithmic trading, and analytics.

"Broadridge operates at the intersection of scale, trust and innovation - a combination clients and regulators rely on every day, and Frank's deep market expertise, disciplined execution, and bold strategic vision make him the right person to lead this business," said Tom Carey, President, Global Technology & Operations at Broadridge. "As we build on our strong foundation and position of leadership in capital markets, Frank will accelerate our strategy and lead the next wave of innovation in global capital markets transformation."

Prior to Broadridge, Troise was CEO and Board Member of Pico Quantitative Trading and previously served as CEO, President, and Board Member of Investment Technology Group (ITG). He earlier led J.P. Morgan's global Execution Services business, overseeing a cross-asset trading organization spanning global markets.

"Capital markets are converging around integrated platforms that seamlessly connect trading, financing, data, and post-trade," said Troise. "By combining our leadership in tokenized real assets with AI-powered front to back capabilities and globally scaled infrastructure, Broadridge is uniquely positioned to help clients innovate with confidence - unlocking efficiency, transparency, and new growth opportunities across traditional and digital markets.

Broadridge connects more than 2,200 buy- and sell-side firms and 200+ trading venues globally, supporting daily average trading of over $15 trillion in securities, with integrated multi asset class, front to back capabilities, underpinned by a robust data architecture and AI-powered capabilities. Building on this foundation, Broadridge has successfully established a leading position in digital market infrastructure and is accelerating institutional adoption of digital markets. Its industry–leading distributed ledger-based repo platform, the largest institutional platform for tokenized real assets, is supporting over $7 trillion in monthly volume.

With financial markets evolving and the need for digital and traditional assets to coexist, Broadridge is committed to helping clients and the industry transform operations, reduce risk, and enhance the client experience. Broadridge will continue investing in integrated multi-asset class capabilities that extend established trading and post-trade infrastructure into digital markets - enabling innovation at scale while preserving resiliency, governance and regulatory strength.

About Broadridge

Broadridge Financial Solutions (NYSE: BR) is a global technology leader with trusted expertise and transformative technology, helping clients and the financial services industry operate, innovate, and grow. We power investing, governance, and communications for our clients – driving operational resiliency, elevating business performance, and transforming investor experiences.

Our technology and operations platforms process and generate over 7 billion communications annually and underpin the daily average trading of over $15 trillion in equities, fixed income, and other securities globally. A certified Great Place to Work^®, Broadridge is part of the S&P 500^® Index, employing over 15,000 associates in 21 countries.

For more information about us, please visit www.broadridge.com.

Broadridge Contacts:

Investors: 
broadridgeir@broadridge.com

Media:
Gregg Rosenberg
Global Head of Corporate Communications
Gregg.Rosenberg@broadridge.com

 

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SOURCE Broadridge Financial Solutions, Inc.

FAQ

Who is Frank Troise and what role did he take at Broadridge (BR) on Feb 24, 2026?

Frank Troise was named President, Global Capital Markets at Broadridge, effective Feb 24, 2026. According to the company, he joins the executive leadership team and reports to Tom Carey, charged with accelerating front-to-back capital markets transformation across traditional and digital markets.

How does Frank Troise's appointment affect Broadridge's strategy for digital markets (BR)?

The appointment is intended to accelerate Broadridge's front-to-back digital market strategy and innovation. According to the company, Troise will leverage AI, tokenized real assets, and scaled infrastructure to drive institutional adoption and integrated trading-to-post-trade capabilities.

What scale of trading and connectivity does Broadridge (BR) claim to support after this leadership change?

Broadridge says it connects 2,200+ buy- and sell-side firms and 200+ trading venues globally. According to the company, the platform supports a daily average trading volume exceeding $15 trillion and extensive multi-asset class capabilities.

What is Broadridge's reported activity for its distributed ledger-based repo platform (BR)?

Broadridge reports its distributed ledger-based repo platform supports over $7 trillion in monthly volume. According to the company, this platform is the largest institutional venue for tokenized real assets and underpins digital market infrastructure efforts.

What prior experience does Frank Troise bring to his role at Broadridge (BR)?

Troise previously served as CEO and board member of Pico Quantitative Trading and led Investment Technology Group and J.P. Morgan execution services. According to the company, he has deep market expertise across execution, algorithmic trading, and analytics.