Trust files Form 144 to sell 486 shares

Robert N. Duelks 2007 Revocable Trust reported a proposed sale of 486 common shares under Rule 144 tied to restricted stock vesting.

Rhea-AI Filing Summary

Robert N. Duelks 2007 Revocable Trust reported a proposed sale of 486 common shares under Rule 144 tied to restricted stock vesting. The filing also shows the trust sold 253 common shares on 02/06/2026.

This is a routine Rule 144 notice of a trustee-held block of common stock being offered for sale; timing and proceeds details are not included in the excerpt.

Insights

Securities Compliance Counsel

Routine Rule 144 notice: trustee reports proposed sale and recent partial sale.

The filing lists a proposed sale of 486 common shares tied to restricted stock vesting and records a prior sale of 253 common shares on 02/06/2026. This matches typical trustee disposition reporting under Rule 144.

Execution details, pricing, and settlement mechanics are not included in the provided excerpt; subsequent SEC submissions or broker reports would show actual sale timing and proceeds.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for BR show?

The Form 144 shows a trustee proposed sale of 486 common shares and a prior sale of 253 shares on 02/06/2026. The filing ties the proposed sale to restricted stock vesting and provides seller identification and transaction dates.

Who is the selling party reported in the BR Form 144?

The selling party is the Robert N. Duelks 2007 Revocable Trust. The trust's address and role as the reported seller appear on the Form 144 excerpt provided.

Does the Form 144 state how much cash the company will receive?

The Form 144 does not allocate proceeds to the issuer; it reports trustee share disposition. The excerpt does not state any cash proceeds or indicate issuer receipt of funds.

When were shares sold recently according to the filing?

The filing records a sale of 253 common shares executed on 02/06/2026. That sale is listed in the "Securities Sold During The Past 3 Months" section of the excerpt.

Is this Form 144 indicative of company dilution for BR?

This Form 144 records a trustee sale of existing shares, not an issuance. The filing lists disposition by a trust; it does not register new shares or quantify dilution from new issuance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/25/2026 - 04:35 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001477044
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BROADRIDGE FINANCIAL SOLUTIONS, INC.
SEC File Number	001-33220
Address of Issuer	5 Dakota Drive Lake Success NEW YORK 11042
Phone	516-472-5400
Name of Person for Whose Account the Securities are To Be Sold	BOMAR II LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	486	86039.01	116748715	02/25/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/05/2020	Restricted stock vesting under a registered plan	Issuer			486	03/05/2020	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ROBERT N. DUELKS 2007 REVOCABLE TRUST 5 Dakota Drive Lake Success NY 11042	Common	02/06/2026	253	48727.80

144: Remarks and Signature

Remarks
Date of Notice	02/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Robert N. Duelks
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)